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This paper is part of the wider Program on Energy and Sustainable Development study on the historical experience of Independent Power Producers (IPPs) in countries that are in the midst of transforming the industrial organization of their electric power sectors. The study seeks to explain the patterns of investment in IPPs and the variation in IPP experiences. The aim is not only to assess the historical record accurately but also to chart possible future paths for the IPP mode of power sector investment. This paper follows the research methods and guidelines laid out in the project's research protocol.

In terms of IPP history, fuel context, and economic and political environment, Poland is not unique among the countries of Eastern Europe. All three EU accession countries in Eastern Europe-Poland, the Czech Republic and Hungary-are formerly centrally planned economies that are in the midst of liberalizing their power sectors. As seen in Figure 1, both Poland and the Czech Republic rely primarily on coal for electric power generation. Poland was selected for study because it is the largest market and because coal is an entrenched incumbent.

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Program on Energy and Sustainable Development Working Paper #31
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Joshua C. House
Joshua C. House
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Starting in the late 1980s many nations began to reform their electric power markets away from state-dominated systems to those with a greater role for market forces. In developing countries, especially, these reforms have proved challenging. Successful reform requires a complex set of institutions and complementary reforms, such as in public finance and corporate governance. State-dominated systems typically create their own powerful constituencies that block or redirect the reform process. In an earlier detailed study of reform in five key developing countries, the Program on Energy and Sustainable Development (PESD) found that the result of these pressures, in most cases, is a “hybrid” outcome—an electric power system that is partly reformed and partly dominated by the state 2. Almost always the first step in hybrid reform is the encouragement of private investors to build independent power projects (IPPs)—generators that are hooked to the main power system and, typically, supply electricity according to long-term power purchase agreements (PPAs).

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Program on Energy and Sustainable Development Working Paper #23
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David G. Victor
David G. Victor
Thomas C. Heller
Thomas C. Heller
Joshua C. House
Joshua C. House
Pei Yee Woo
Pei Yee Woo
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In a Jan. 21 article published in the German newspaper Frankfurter Allgemeine Zeitung, SIIS senior fellow and historian Norman M. Naimark offered his perspective on the emotions and issues raised by a foundation that seeks to create a research center and museum in Berlin dedicated to studying forced population transfers in 20th-century Europe. Such forced transfers included the expulsion of 15 million ethnic Germans from Eastern Europe. Sentiment against a memorial to German victims is particularly high in Poland and the Czech Republic, where, Naimark noted, the treatment of Germans at the fall of the Third Reich showed all the signs of being an ethnic cleansing that was in part a reaction to Nazi atrocities. Naimark, the Robert and Florence McDonnel Professor of Eastern European Studies, suggested that the expulsion of the Germans deserves further study, and that more public discussion is needed before deciding whether to build the center and museum.
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Using firsthand personal accounts and focusing on the experiences of women, Katherine R. Jolluck relates and examines the experiences of thousands of civilians deported to the USSR following the Soviet annexation of eastern Poland in 1939. Upon arrival in remote areas of the Soviet Union, they were deposited in prisons, labor camps, special settlements, and collective farms, and subjected to tremendous hardships and oppressive conditions. In 1942, some 115,000 Polish citizens - only a portion of those initially exiled from their homeland - were evacuated to Iran. There they were asked to complete extensive questionnaires about their experiences. Having read and reviewed hundreds of these documents, Jolluck reveals not only the harsh treatment these women experienced, but also how they maintained their identities as respectable women and patriotic Poles. She finds that for those exiled, the ways in which they strove to recreate home in a foreign and hostile environment became a key means of their survival. Both a harrowing account of brutality and suffering and a clear analysis of civilian experiences in wartime, Exile and Identity expands the history of war far beyond the military battlefield.

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University of Pittsburgh Press
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Katherine Jolluck
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9780822941859
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The last quarter of the twentieth century was marked by two dramatic political trends that altered many of the world's regimes: the global resurgence of democracy and the collapse of communism. Was the process that brought down communism in Eastern Europe and the former Soviet Union fundamentally different from the process that gave birth to new democracies in other regions of the world? Were the transitions away from communism mostly like or mostly unlike the transitions away from authoritarianism that took place elsewhere? Is the challenge of building and consolidating democracy under postcommunist conditions unique, or can one apply lessons learned from other new democracies? The essays collected in this volume explore these questions, while tracing how the countries of Eastern Europe and the former Soviet Union have fared in the decade following the fall of communism.

Contributors: Anders Åslund, Carnegie Endowment for International Peace in Washington, D.C.; Leszek Balcerowicz, Warsaw School of Economics; Archie Brown, Oxford University and St. Antony's College; Zbigniew Brzezinski, Johns Hopkins University, a former U.S. national security advisor; Valerie Bunce, Cornell University; Nadia Diuk, National Endowment for Democracy in Washington, D.C.; M. Steven Fish, University of California-Berkeley; Charles H. Fairbanks Jr., the Johns Hopkins University; Bronislaw Geremek, former foreign minister of Poland; John Higley, University of Texas at Austin; Judith Kullberg, University of MichiganAnn Arbor; Mart Laar, prime minister of Estonia; Michael McFaul, Stanford University; Ghia Nodia, Tbilisi State University; Jan Pakulski, University of Tasmania in Australia; Richard Rose, University of Strathclyde in Glasgow; Jacques Rupnik, College of Europe in Bruges; Lilia Shevtsova, Carnegie Endowment for International Peace in Washington, D.C.; Aleksander Smolar, Stefan Batory Foundation in Warsaw and Centre National de la Recherche Scientifique in Paris; G.M. Tamás formerly of Georgetown University; Vladimir Tismaneanu, University of Maryland at College Park; Grigory Yavlinsky, member of the Russian State Duma (parliament).

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Johns Hopkins University Press
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Larry Diamond
Larry Diamond
Marc F. Plattner
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PALO ALTO, CALIF.
A year ago, a group of terrorists from Saudi Arabia and Egypt attacked the United States using box cutters as their weapons and citing extremist versions of Islamic fundamentalism as their cause.

Today, the Bush administration and Congress are focused almost solely on Iraqi leader Saddam Hussein and his weapons of mass destruction, with almost no reference whatsoever to his ideology.

This narrow focus has only a loose relationship to the grander vision of "securing freedom's triumph" that President Bush has outlined as the mission of American foreign policy in the new millennium.

As currently framed, the debate about Iraq has produced three dangerous distortions. First, the discussion has confused the means-ends relationship between weapons of mass destruction and regime change. Suddenly, both hawkish Republicans and antiwar Democrats now have asserted that the destruction of Iraq's weapons of mass destruction is the new paramount objective in the war on terrorism.

For the hawks, regime change is the means to achieving this objective. Those less eager to go to war assert that this same goal can be achieved by other means, such as sending in the weapons inspectors or even by a surgical strike against weapons facilities.

Both sides of this debate are focused on the wrong objective. Regime change – democratic regime change – must be the objective. If over the next years and decades, a democratic regime consolidates in Iraq, then it will not matter to the United States if Iraq has weapons of mass destruction or not.

Does anyone in the United States know how many weapons of mass destruction the British or French have? Does anyone even lose much sleep over the fact that Russia still has thousands of nuclear weapons and launch vehicles capable of reaching the US in a matter of minutes?

Specialists are rightly worried about the safety and security of Russian weapons, but most Americans no longer make plans for what to do in the event of a Soviet nuclear attack. It was not a robust nonproliferation regime, coercive weapons inspections, or a preemptive war against the Soviet Union that produced this shift in our attitudes about Russia's weapons of mass destruction. Rather, it was regime change in the Soviet Union and then Russia.

Someday, the same will be true in Iraq. Israel already destroyed Iraq's nuclear weapons program once in 1981, delaying but not eliminating the threat. The real objective of any strategy toward Iraq, therefore, must be the creation of a democratic, market-oriented, pro-Western regime.

The singular focus on Iraq's weapons of mass destruction – not unlike the misplaced focus on arms control during the cold war – prevents the US from pursuing a grander strategy that could secure the more important objective of democratic regime change. Moreover, many of the means for achieving this objective are nonmilitary by nature, an aspect forgotten in the discussion.

A second distorting consequence of the current debate is that we have become obsessed with one leader, one country, and one category of weapons, none of which were involved directly in the Sept. 11 attacks.

The Iraqi dictatorship (and not simply President Hussein) is certainly part of the problem, but Iraq cannot be the only front of the war on terrorism. In fact, victories on other fronts could create momentum for the Iraqi regime's demise. Ronald Reagan's strategy for defeating communism did not begin with a military invasion of the Soviet Union, but rather aimed first to roll back communism in peripheral places like Poland, Afghanistan, and Nicaragua. Imagine how isolated Hussein would be if democratic regimes took hold in Iran, Palestine, and Afghanistan.

A third distortion of the debate is the near silence about the kind of regime the Bush administration plans to help build in Iraq after the war. The Bush administration is busy making the case against Hussein, but has devoted much less attention to outlining the plan for a new regime in Iraq. Will it be one state or three, a federal or unitary state, governed by the US or the United Nations? How many decades will occupation last?

We need to have the same "frenzied" debate about Iraq's reconstruction that is now being devoted to Iraq's deconstruction. A serious discussion of the postwar regime in Iraq will help inspire support in Congress, the international community, and within Iraq. Now is the time to be concrete about future blueprints.

To be credible, the message of change must also be directed at other dictators in the region. The probabilities of fanatics coming to power in Pakistan and using weapons against American allies are greater than the probabilities of Hussein doing the same.

Without reform, revolution in Saudi Arabia is just as likely as an Iranian attack on American allies. Failure to define a grand strategy of transformation in the region will condemn American soldiers to fighting new dictators like Hussein over and over again.

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Christian Science Monitor
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Michael A. McFaul
Michael McFaul
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Fires of Hatred: Ethnic Cleansing in Twentieth-Century Europe presents research Professor Norman Naimark conducted while working at the Forum on Contemporary Europe (FCE) on cases of ethnic cleansing, genocide, and forced migrations in five cases including Armenians in Turkey, Chechens-Ingush and Crimean Tatars in the USSR, Bosnian Muslims and Albanian Kosovars in the Yugoslav lands, as well as Jews in Nazi-occupied Europe, and Germans in Poland and Czechoslovakia. Such historical comparison dislodges common assumptions to reveal patterns of our modern world.

Without losing sight of relative magnitude or original aggressor, Naimark clarified that crimes occurred in all the above cases, and sets details of atrocities ordered by authoritarian regimes alongside evidence of ethnic cleansing enabled by Europe's democratic powers. In the example of the Yugoslav wars of the 1990s, Naimark demonstrates that the Serbian ethnic-cleansing campaign, with concentration camps and raping of Bosnian Muslim women, had their precedents in ethnic-cleansing campaigns during World War II. Media images of the Serbian camps shocked EU and U.S. audiences, and rightly so; but publics and political leaders on both sides of the Atlantic may read in Naimark's work the importance of a fuller historical record.

Naimark's comparison presents evidence for his argument that these instances of ethnic cleansing are "interconnected and embedded in the European 20th century." The notion of interconnected atrocity, with points of comparison across nationalities, ideologies, and territories, leads to provocative insight. Throughout 20th century Europe, victims and perpetrators could become perpetrators and victims. Naimark clearly distinguishes between original aggressors and victims, and does not blur the scale of Nazi atrocity with other modern war crimes. But his research demonstrates that the division of Europeans into fixed categories of victims and perpetrators, and the politics of peace-keeping based on these identities, must be tested against Naimark's seasoned and influential scholarship.

As a work of illuminating history, Fires of Hatred has a history of its own. Naimark has injected penetrating scholarship into Europe's politicized debates over history and memory of World War II. Since its publication in English, some of Europe's political commentators have sought to defend their versions of postwar history with which they identify, against the complex details of Naimark's work. Naimark himself has granted numerous interviews with European journalists seeking his help to set their record straight. Demand in Europe for Naimark's work is finally being met. Five years since it first appeared in English, Fires of Hatred has been translated into Italian, Czech, Russian, Croatian, and German. Further translations are undoubtedly in the works.

FCE is dedicated to consequential thinking about Europe in the new millennium, and Professor Naimark exemplifies the beneficial impact of our programs for public dissemination of Stanford research.

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Harvard University Press
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Norman M. Naimark
Norman M. Naimark
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9780674009943
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Reform of the welfare sector is an important yet difficult challenge for countries in transition from socialist central planning to market-oriented democracies. Here a scholar of the economics of socialism and post-socialist transition, and a health economist take on this challenge. They offer health sector reform recommendations for ten countries of Eastern Europe, drawn from nine guiding principles. The authors conclude that policymakers need to achieve a balance, both assuring social solidarity through universal access to basic health services and expanding individual choice and responsibility through voluntary supplemental insurance.

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Cambridge University Press
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János Kornai
Karen Eggleston
Karen Eggleston

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Stanford University
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Senior Fellow, by courtesy, at the Freeman Spogli Institute for International Studies
Robert & Florence McDonnell Professor of East European Studies
Professor of History
Professor, by courtesy, of German Studies
Senior Fellow at the Hoover Institution
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MS, PhD

Norman M. Naimark is the Robert and Florence McDonnell Professor of East European Studies, a Professor of History and (by courtesy) of German Studies, and Senior Fellow of the Hoover Institution and (by courtesy) of the Freeman-Spogli Institute for International Studies. Norman formerly served as the Sakurako and William Fisher Family Director of the Stanford Global Studies Division, the Burke Family Director of the Bing Overseas Studies Program, the Convener of the European Forum (predecessor to The Europe Center), Chair of the History Department, and the Director of Stanford’s Center for Russian, East European, and Eurasian Studies.

Norman earned his Ph.D. in History from Stanford University in 1972 and before returning to join the faculty in 1988, he was a professor of history at Boston University and a fellow of the Russian Research Center at Harvard. He also held the visiting Catherine Wasserman Davis Chair of Slavic Studies at Wellesley College. He has been awarded the Officer's Cross of the Order of Merit of the Federal Republic of Germany (1996), the Richard W. Lyman Award for outstanding faculty volunteer service (1995), and the Dean's Teaching Award from Stanford University for 1991-92 and 2002-3.

Norman is interested in modern Eastern European and Russian history and his research focuses on Soviet policies and actions in Europe after World War II and on genocide and ethnic cleansing in the twentieth century. His published monographs on these topics include The History of the "Proletariat": The Emergence of Marxism in the Kingdom of Poland, 1870–1887 (1979, Columbia University Press), Terrorists and Social Democrats: The Russian Revolutionary Movement under Alexander III (1983, Harvard University Press), The Russians in Germany: The History of The Soviet Zone of Occupation, 1945–1949 (1995, Harvard University Press), The Establishment of Communist Regimes in Eastern Europe (1998, Westview Press), Fires of Hatred: Ethnic Cleansing In 20th Century Europe (2001, Harvard University Press), Stalin's Genocides (2010, Princeton University Press), and Genocide: A World History (2016, Oxford University Press). Naimark’s latest book, Stalin and the Fate of Europe: The Postwar Struggle for Sovereignty (Harvard 2019), explores seven case studies that illuminate Soviet policy in Europe and European attempts to build new, independent countries after World War II.

 

Affiliated faculty at The Europe Center
Affiliated faculty at the Center on Democracy, Development and the Rule of Law
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Beginning in 1993, left or communist successor parties have achieved electoral success in several postcommunist countries as critics of neo-liberal reform. They have focused their electoral appeals on the social costs of reform, promising greater public welfare and moderation of economic policies. The present volume examines the impact of these parties on social policy in Poland, Hungary, Russia, Eastern Germany, and the Czech Republic, asking: Do left parties commit greater resources to social policy, or are they constrained by finances, international pressures, or their own conversion to market ideology? Do they seek to promote a social-democratic model of the welfare state, or look to models that assign the state a more limited role? Are they acting opportunistically in appealing to popular grievances or effectively building a consensus around a policy agenda? Answers to these questions are used to address a broader theoretical concern: What does being "left" mean in the postcommunist context?

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Westview Press in "Left Parties and Social Policy in Post-Communist Europe", Marilyn Rueschemeyer, Mitchell Ornstein, and Linda Cook, eds.
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Michael A. McFaul
Michael McFaul
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