State-building
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Christian Bayer Tygesen
Christian Bayer Tygesen
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The Afghan National Police (ANP) is critical to Afghanistan’s ability to shoulder the security burden increasingly thrust upon them as the international military presence draws down. For Afghanistan to stay on an even keel and advance and sustain overall stability, the ANP, alongside the Afghan military, must be marginally better than the armed non-state groups that threaten the current political order. But the ANP is very ineffective, hamstrung by widespread corruption, attrition, illiteracy and public distrust. Progress is being made, albeit slow and uneven, but this is unlikely to significantly alter the bottom line by 2014, when the international military combat mission in Afghanistan formally draws to a close.

Training the ANP has been the centerpiece of the EUs engagement in Afghanistan since 2007. What began as a German-led police training mission in 2002 became an EU-led mission in February 2007, christened EUPOL. The German effort was found wanting or, in the words of then-SACEUR James Jones, “very disappointing”. Today, after six years, the conventional wisdom of EUPOL and its results generally echo Jones’ verdict. This will undoubtedly cloud the EUs legacy in Afghanistan. But the conventions should not overshadow EUPOLs strengths, for herein lies a lesson can be leveraged in future statebuilding missions.

The EU was widely seen as the ideal candidate to lead the police training mission in February 2007. The EU had extensive experience and expertise from police training missions in Bosnia, Kosovo, Georgia and elsewhere. In European capitals many saw the mission as an excellent opportunity to demonstrate the EUs capabilities in a war that still enjoyed broad public support in most European countries. Finally, there were few serious alternatives to the EU. President Bush had recently announced a military surge in Iraq to enable a dramatic shift in strategy, effectively rendering a larger US role in Afghanistan unfeasible at that time.

As stipulated and adopted by the European Council, EUPOLs mandate was ambitious in scope – although also somewhat ambiguous – explicitly emphasizing the need to link the mission of training the Afghan National Police to a broader undertaking of strengthening rule of law in Afghanistan. Since its inception, however, EUPOL has severely struggled to fulfill this ambition. It hit the ground stumbling, not running. The means were never commensurate to the ends. Results were meager. In recognition of the ill state of the Afghan police and army, and their centrality to Afghanistan’s future and a viable international withdrawal,  the US led a push in late 2009 to form the NATO Training Mission-Afghanistan (NTM-A). Eventually it came to dominate the entire training effort and symbolize the ineffectiveness of the EUs parallel effort.

What when wrong? EUPOL has suffered from ineffective leadership, dysfunctional internal procedures and political and bureaucratic in-fighting since 2007. The first EUPOL-chief resigned after just three months at the helm. Since then, the quality of leadership has varied greatly, but regardless of the person, they have all been hampered by consecutive battles to secure and retain institutional autonomy. This was a fight on several fronts. In Brussels, a strong EU bureaucracy and the contributing member states were reluctant to delegate authority. In Kabul, the EUPOL-chief had a rocky relationship with the EU Special Envoy, who, acting on behalf of the EU, would insist on being the EUPOL-chiefs in-country principal. This was ostensibly a cause of the first EUPOL-chief’s quick resignation. Even withinEUPOL infighting was common. Seconded staff had national agendas, methods and interests specific to their preferences and domestic political context. This further weakened the EUPOL-chiefs authority as well as EUPOLs autonomy and decision-making process.

Moreover, EUPOL has been dramatically and consistently under-staffed since 2007. The mission never had sufficient means at its disposal to achieve its objectives. EUPOL was planned to have 400 police trainers, but for most of its existence the mission has hovered between 200 and 300 trainers. Even if the staffing threshold had been met, it would still have been incommensurate with the task at hand. It paled in comparison to the thousands of trainers NTM-A devoted to build the Afghan national security forces since 2009. This severely limited EUPOLs capacity to drive the ANP forward. Leaving quality aside for now, the output was simply too slow and too little.

EUPOLs mandate also was also constrained by restrictive and risk-averse caveats, preventing it from taking on roles in unstable areas such as in the South and Southeast, where a concerted EU training and advisory mission could have made a difference to the counterinsurgency campaign. Instead, EUPOL operated in relatively secure areas on the outskirts of Kabul and in Bamiyan province in central Afghanistan. That EUPOL could only operate in on the war’s periphery is a stark reminder of the limits of the EUs footprint and impact. Moreover, to the dismay of its critics in Kabul, EUPOL trainers were allowed to drink alcohol, were often not allowed to work on weekends, and had considerably more time off than their international counterparts at NTM-A and elsewhere. Tellingly, in the international community in Kabul – an environment were scathing sarcasm admittedly is a common refuge – EUPOL was an easy and popular target.

Much can and should be learned from these mistakes and shortcomings before the EU takes on a similar task. But given the politics and mechanisms of the EU, it is highly unlikely that these issues will ever be sufficiently resolved. Future EU police training missions will also suffer from lack of delegated discretion, in-fighting across national staff, limited resources and restrictive caveats. Instead, it its worthwhile to consider the strengths of EUPOL in order to gain a realistic understanding of how and for what specific objectives the EU can make a serious contribution to future, similar missions. EUPOLs flaws should not lead to a neglect of its special assets that, if leveraged with a narrow mandate, could make a valuable impact.

One of EUPOLs unparalleled strengths in Afghanistan was that its training effort was conducted by active policemen and –women with a wealth of professional experience from home and in post-conflict settings. This is in stark contrast to NTM-As effort, which is predominantly led by military personnel and contractors. The lack of civilian police trainers has reinforced the ANPs heavily militarized nature. The training, mindset and operational activities of the ANP is more green than blue. This is a significant obstacle to the ANPs long-term normalization from a war-fighting force advancing stability to a constabulary force advancing the rule of law. Most of the ANP today lack the skills to perform even the most basic police functions beyond preventing and deterring malign actors by the use or threat of force. Officers trained by EUPOL at the ANP Staff College near Kabul are educated and socialized as a truly blue police force. As the ANPs future leaders, they have the capacity to act as agents of reform (though it is unclear if they have the incentives to do so). 

In Bamiyan province EUPOLs training effort has had a tangible impact, providing a visible benefit for the local population in that their police units are more effective and trusted. Being heavily dominated by the ethnic Hazara minority – the minority most exposed to repression under the Taliban’s brutal rule – the insurgency will likely never attain a strong foothold in the province. Nevertheless, EUPOLs effort may have hardened the security against pressures from criminal networks and potential spill-over effects from less stable neighboring provinces. Moreover, while Bamiyan is relatively unimportant to the outcome of the counterinsurgency effort, EUPOLs presence there has somewhat counteracted what many Afghans point to as a morally hazardous incentive structure inherent in the international community’s strategy: the logic of counterinsurgency prevails upon ISAF countries to devote the lion’s share of their development resources in areas that are contested by insurgents in order to shore up fragile security gains. To many Afghans outside these unstable areas – such as in the orderly Bamiyan province – ISAF is essentially rewarding bad behavior.

The story of EUPOL is a testament to the limits of the EUs capacity to shoulder large, strategic burdens in the “hard” end of the spectrum of counterinsurgency tasks. EUPOL was never designed, resourced or able to build a sufficiently effective ANP – at least by 2014. Its results have fallen dramatically behind the goal envisioned when the EU took on the responsibility in 2007. As such, EUPOL will cast a cloud over the EUs legacy in Afghanistan. It has not been a success. But the silver lining sheds light on an important lesson: The EUs capacity to produce a high-quality, although incremental, training output is an asset that should not be forgone in future missions. In nascent security institutions, where professionalism is weak and internal cohesion low, effective leaders can make a truly decisive difference. Well-trained leaders have an amplifier effect. They can prove the difference between an ANP unit that stands its ground, builds rapport with the local community and prevails and a unit that preys upon the local citizens, colludes with malign actors or simply falls apart. The EU cannot supplant US-led actors like the NTM-A in large scale training efforts, but it can complement it in ways that, if leveraged effectively, can make a substantial contribution.

 

Christian Bayer Tygesen was an Anna Lindh Fellow at The Europe Center at Stanford University from September 2012 to January 2013. He was in Kabul from February to June 2011 and from May to June 2012 to conduct field research and other assignments.

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The policy brief examines two obstacles to effective security sector reform in an unstable and fragile state and outlines steps to address them. The brief begins by introducing the concept and purposes of security sector reform and the poor track record of efforts to conduct security sector reform in post-conflict and conflict environments. This leads to an examination of two crucial challenges to security sector reform in unstable, fragile state environments such as Afghanistan and Iraq: the gap between the progress of civilian and military institutions in the fragile state, and the politicization of the military. It concludes by outlining
measures to address both challenges in order to advance a more effective approach to security sector reform in an unstable, fragile state.

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Royal Danish Defence College
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Christian Bayer Tygesen
Christian Bayer Tygesen
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The policy brief presents a crucial lesson on the dynamics of statebuilding in an unstable, fragile state environment: the impact of international actions and resources on the statebuilding outcome is secondary to, and highly dependent upon, the impact of the preferences and capacity of national actors. The brief begins by situating this lesson in the debate on the future of statebuilding. This leads to a presentation of two national factors that have a significant impact on the statebuilding outcome. Finally, the brief draws two strategic implications of this lesson for statebuilding in unstable, fragile state environments.

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Royal Danish Defense College
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Christian Bayer Tygesen
Christian Bayer Tygesen
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Abstract:

Political parties that represent old regime interests in moments of democratization are normally thought exclusively to play a "negative" role, blocking democracy and only conceding it when sufficiently challenged. Summarizing research for a book on the historical rise of democracy in Europe, this presentation will focus on British and German democratization in the nineteenth and twentieth centuries to make the case that under certain conditions, old regime conservative parties play a decisive and counter-intuitive role that makes democratization more settled over the long run.

Speaker Bio:

Daniel Ziblatt is Professor of Government at Harvard University. He has been named a Sage Publications Fellow for a project on "Conservative Political Parties and Democratization in Europe" and in 2012-2013 is on leave at the Center for Advanced Study in Behavioral Sciences at Stanford University.

His research and teaching interests include democratization, state-building, development, comparative politics and comparative historical analysis, with a particular interest in Europe. He is the author of Structuring the State: The Formation of Italy and Germany and the Puzzle of Federalism (Princeton University Press, 2006), the winner of three prizes from the American Political Science Association, including the 2007 Prize for the Best Book published on European Politics. He is co-editor of a 2010 special double issue of Comparative Political Studies entitled "The Historical Turn in Democratization Studies." Recent papers have appeared in American Poiltical Science Review, Comparative Political Studies, and World Politics.  His most recent papers have received APSA's 2011 Mary Parker Follett Prize from the Politics and History Section of APSA, APSA's  2009 Luebbert Prize for the best paper published  in comparative politics, the 2008 Sage prize for best paper presented in comparative politics at the APSA meeting, and two  prizes in 2010 from the Comparative Democratization Section of APSA.  Ziblatt has been a DAAD Fellow in Berlin, an Alexander von Humboldt visiting fellow at the Max Planck Institute in Cologne and the University of Konstanz, Germany, and visiting professor at the Ecole Normale Superieure, Paris in 2010. He is currently completing a new book entitled Conservative Political Parties and the Birth of Modern Democracy in Europe, 1848-1950 (Cambridge University Press) that offers a new interpretation of the historical democratization of Europe.

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Daniel Ziblatt Professor of Government Speaker Harvard University
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In-conflict state building generates unbalanced civil-military relations in the host state due to an inevitable civil-military gap. Building civilian institutions cannot match the trajectory of progress in building military institutions. The civil-military imbalance creates structural risks to the democratization of the state. This article explains the civil-military gap and its risks, examines Iraq and in particular Afghanistan, and presents steps on how to make unbalanced civil-military relations conducive to democratization by shaping the political role of the military.

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PRISM, National Defense University Press
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Christian Bayer Tygesen
Christian Bayer Tygesen
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This is a magisterial new account of the day-to-day practice of Russian criminal justice in the seventeenth and early eighteenth centuries. Nancy Kollmann contrasts Russian written law with its pragmatic application by local judges, arguing that this combination of formal law and legal institutions with informal, flexible practice contributed to the country's social and political stability. She also places Russian developments in the broader context of early modern European state-building strategies of governance and legal practice. She compares Russia's rituals of execution to the 'spectacles of suffering' of contemporary European capital punishment and uncovers the dramatic ways in which even the tsar himself, complying with Moscow's ideologies of legitimacy, bent to the moral economy of the crowd in moments of uprising. Throughout, the book assesses how criminal legal practice used violence strategically, administering horrific punishments in some cases and in others accommodating with local communities and popular concepts of justice.

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Cambridge University Press
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Nancy Kollmann
Nancy Kollmann
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Stanford University
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Visiting Researcher and Anna Lindh Fellow, The Europe Center
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Christian is a PhD candidate from Copenhagen University, Department of Political Science. He received his B.Sc. and M.Sc. in Political Science from Copenhagen University in 2006 and 2010. From Feb. 2008 to Aug. 2009, Christian served at the Royal Danish Embassy in Washington D.C., USA. From 2004-2005, he chaired the Jacque Delor Community at the Department of Political Science, Copenhagen University.

Christian’s dissertation is focused on the contemporary development of Afghanistan’s civil-military relations and how this will shape the political progress of the country. He has conducted extensive field work in Afghanistan, while working in the Political Affairs section of the Royal Danish Embassy in Kabul in 2011 (Feb.-July) and 2012 (May-June).

Christian will work at The Europe Center as an Anna Lindh Fellow from Oct. 2012 to Jan. 2013. During this period, his principal aim is to complete drafts of his two main analysis chapters and submit and publish two articles on state-building and civil-military relations, and measuring progress in counterinsurgency warfare.

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Abstract:

This talk will present an account of long-run institutional development in Latin America that emphasizes the social and political foundations of state-building processes. The argument focuses on societal dynamics that have path-dependent consequences at two critical points: the initial consolidation of national institutions in the wake of independence, and at the time when the "social question" of mass political incorporation forced its way into the national political agenda across the region during the Great Depression. Dynamics set into motion at these points in time have produced widely varying, but highly stable distributions of state capacity in the region.

About the speaker:

Marcus Kurtz is an Associate Professor at Ohio State University. His research and teaching interests are in the areas of comparative politics, democratization, political economy and development, with a focus on Latin America. His publications have appeared in such journals as American Journal of Political Science, World Politics, Comparative Politics, Comparative Political Studies, International Organization, Journal of Politics, and Politics & Society. He has written two books, Free Market Democracy and the Chilean and Mexican Countryside (Cambridge, 2004) and Latin American State Building in Comparative Perspective (forthcoming, Cambridge 2013).

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Marcus Kurtz Associate Professor, Department of Political Science Speaker Ohio State University

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Olivier Nomellini Senior Fellow at the Freeman Spogli Institute for International Studies
Director of the Ford Dorsey Master's in International Policy
Research Affiliate at The Europe Center
Professor by Courtesy, Department of Political Science
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Francis Fukuyama is Olivier Nomellini Senior Fellow at Stanford University's Freeman Spogli Institute for International Studies (FSI), and a faculty member of FSI's Center on Democracy, Development, and the Rule of Law (CDDRL). He is also Director of Stanford's Ford Dorsey Master’s in International Policy Program, and a professor (by courtesy) of Political Science.

Dr. Fukuyama has written widely on issues in development and international politics. His 1992 book, The End of History and the Last Man, has appeared in over twenty foreign editions. His most recent book,  Liberalism and Its Discontents, was published in the spring of 2022.

Francis Fukuyama received his B.A. from Cornell University in classics, and his Ph.D. from Harvard in Political Science. He was a member of the Political Science Department of the RAND Corporation and of the Policy Planning Staff of the US Department of State. From 1996-2000 he was Omer L. and Nancy Hirst Professor of Public Policy at the School of Public Policy at George Mason University, and from 2001-2010 he was Bernard L. Schwartz Professor of International Political Economy at the Paul H. Nitze School of Advanced International Studies, Johns Hopkins University. He served as a member of the President’s Council on Bioethics from 2001-2004.  

Dr. Fukuyama holds honorary doctorates from Connecticut College, Doane College, Doshisha University (Japan), Kansai University (Japan), Aarhus University (Denmark), and the Pardee Rand Graduate School. He is a non-resident fellow at the Carnegie Endowment for International Peace. He is a member of the Board of Trustees of the Rand Corporation, the Board of Trustees of Freedom House, and the Board of the Volcker Alliance. He is a fellow of the National Academy for Public Administration, a member of the American Political Science Association, and of the Council on Foreign Relations. He is married to Laura Holmgren and has three children.

(October 2024)

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Francis Fukuyama Olivier Nomellini Senior Fellow Moderator CDDRL, Stanford University
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Abstract:

NATO since the end of the Cold War has emphasized democracy as political rationale both in rhetoric and in action, not only with regards to enlargement and partnership policies but also, increasingly, in its approach to out-of-area missions and state-building. While enlargement, and thus the ability to promote democratic change is consolidating in the Western Balkans, NATO faces considerable challenges to its political agenda both in Afghanistan and in its Eastern neighborhood. The interesting question is: what drives an organization like NATO (after all, a collective defense alliance) to assume such ‘soft’ security responsibilities in face of these challenges? NATO represents an interesting amalgam of interests and motivations that can possibly explain democratization as a political rationale and how it has come to vary over time. The seminar has both an empirical and a theoretical goal: to introduce NATO as a case contributing to existing studies on Western democracy promotion that tend to focus predominantly on either the U.S. or the E.U.; and to offer a realist foreign policy explanation to democracy promotion in contrast to the dominant liberalist or constructivist literature on the issue.

Speaker Bio:

Henrik Boesen Lindbo Larsen is a CDDRL visiting researcher 2011-12, while researching on his PhD project titled NATO Democracy Promotion: the Geopolitical Effects of Declining Hegemonic Power. He expects to obtain his PhD from the University of Southern Denmark and the Danish Institute for International Studies (DIIS) in 2013.

Henrik Larsen’s PhD project views democracy promotion as a policy resulting from power transitions as mediated through the predominant narratives of great powers. It distinguishes between two main types of democracy promotion, the ability to attract (enlargement, partnerships) and the ability to impose (out-of-area missions, state-building). NATO’s external policies are increasingly pursued with a lower intensity and/or with a stronger geographical demarcation.

Prior to his PhD studies, Henrik Larsen held temporary positions for the UNHCR in the Eastern Democratic Republic of the Congoand with the Ministry for Foreign Affairs of Denmark working with Russia & the Eastern neighborhood. He holds an MSc in political science from the University of Aarhus complemented with studies at the University of Montreal, Sciences Po Paris and the University of Geneva. He has been a research intern at École Militaire in Paris and he is member of the Danish roster for election observation missions for the OSCE and the EU.

 

 

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Visiting Researcher
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Henrik Boesen Lindbo Larsen is a CDDRL visiting researcher 2011-12, while researching on his PhD project titled NATO Democracy Promotion: the Geopolitical Effects of Declining Hegemonic Power. He expects to obtain his PhD from the University of Southern Denmark and the Danish Institute for International Studies (DIIS) in 2013.

Henrik Larsen’s PhD project views democracy promotion as a policy resulting from power transitions as mediated through the predominant narratives of great powers. It distinguishes between two main types of democracy promotion, the ability to attract (enlargement, partnerships) and the ability to impose (out-of-area missions, state-building). NATO’s external policies are increasingly pursued with a lower intensity and/or with a stronger geographical demarcation.

Prior to his PhD studies, Henrik Larsen held temporary positions for the UNHCR in the Eastern Democratic Republic of the Congoand with the Ministry for Foreign Affairs of Denmark working with Russia & the Eastern neighborhood. He holds an MSc in political science from the University of Aarhus complemented with studies at the University of Montreal, Sciences Po Paris and the University of Geneva. He has been a research intern at École Militaire in Paris and he is member of the Danish roster for election observation missions for the OSCE and the EU.

 

Publications

  • "Libya: Beyond Regime Change”, DIIS Policy Brief, October 2011.
  • "Cooperative Security: Waning Influence in the Eastern Neighbourhood" in Rynning, S. & Ringsmose, J. (eds.), NATO’s New Strategic Concept: A Comprehensive Assessment, DIIS Report 2011: 02.
  • "The Russo-Georgian War and Beyond: towards a European Great Power Concert", DIIS Working Paper 2009: 32 (a revised version currently under peer review). 
  • "Le Danemark dans la politique européenne de sécurité et de défense: dérogation, autonomie et influence" (Denmarkin the European Security and Defense Policy: Exemption, Autonomy and Influence) (2008), Revue Stratégique vol. 91-92.
Henrik Larsen Visiting researcher 2011-2012 Speaker CDDRL
Seminars
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Abstract:

What explains the success and failure of institution-building under foreign occupations? Reo Matsuzaki, post-doctoral fellow at the Center on Democracy, Development, and the Rule of Law, examines this question by comparing the Japanese colonization of Taiwan and the American colonization of the Philippines, which produced contrasting institutional legacies despite the presence of similar initial conditions. He argues that two variables jointly play a significant role in determining variation in institution-building outcomes: the degree of discretionary power afforded to the occupational administration by its home government; and the strength of resistance to the institution-building effort by local elites in the occupied territory. He will present his research on foreign-imposed police reform in colonial Taiwan and the Philippines, and discuss the implications of his findings for contemporary state-building missions. 

Speaker Bio:

Reo Matsuzaki is a 2011-2012 post-doctoral fellow at CDDRL with a PhD in political science from Massachusetts Institute of Technology. His dissertation examines variation in institution-building outcomes within foreign occupations, particularly in the areas of police and education, through a comparison of the Japanese occupation of Taiwan (1895-1945) and the American occupation of the Philippines (1898-1941). While at CDDRL, he will be working to turn his dissertation into a book manuscript, as well as on a project examining the role of community policing in counter-insurgency campaigns.

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Reo Matsuzaki Post-doctoral Fellow, 2011-2012 Speaker CDDRL
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