Foreign Policy
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Michael McFaul, director of Stanford's Freeman Spogli Institute for International Studies, and several other members of the International Working Group on Russian Sanctions will speak about and answer questions about the group's new white paper, "Action Plan 2.0 on Strengthening Sanctions against the Russian Federation." The event will begin with brief presentations from the following working group members, with additional commentary from other members afterwards: 
 

  • Anders Åslund, Senior Fellow, Stockholm Free World Forum
  • Andriy Boytsun, Founder and Editor of the Ukrainian SOE Weekly; Independent Corporate Governance Consultant; Former Member of the Strategic Advisory Group for Supporting Ukrainian Reforms
  • Benjamin Hilgenstock, Senior Economist, KSE Institute in Frankfurt, Germany
  • Dr. Craig Kennedy, Center Associate, Davis Center for Russian and Eurasian Studies, Harvard University, and Former Vice Chairman, Bank of America Merrill Lynch
  • Oleksandr Novikov, Head of the National Agency on Corruption Prevention
  • Nataliia Shapoval, Vice President for Policy Research, Kyiv School of Economics
     

Additional comments by:
 

  • James Hodson, Director and Chief Executive Officer of AI for Good; Researcher at the Jozef Stefan Institute Artificial Intelligence Laboratory in Slovenia
  • Dr. Benjamin Schmitt, Project Development Scientist at Harvard University; Senior Fellow for Democratic Resilience at the Center for European Policy Analysis; Rethinking Diplomacy Fellow at Duke University
  • Pavlo Verkhniatskyi, Managing Partner and Director at COSA
Michael A. McFaul
Michael McFaul

Via Zoom

Seminars
Authors
Melissa Morgan
News Type
News
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Many analysts, academics, and policymakers believe that in the coming years and decades, the biggest geopolitical challenges will lie between the West — particularly the United States — and China.

These policy challenges are often characterized in terms of rivalry and aggression, with some going so far as to frame U.S.-China relations as “a new Cold War.”

On April 24, in front of a large crowd assembled in Hauck Auditorium, U.S. Congressman Ro Khanna offered an alternative vision. 

A former visiting lecturer at Stanford, Khanna returned to the Farm for an event co-hosted by the Freeman Spogli Institute for International Studies (FSI) and the Hoover Institution to share his perspective on how healthy economic competition between the U.S. and China can be used as vehicle to stabilize relations between the U.S. and China and promotes peace and prosperity on both sides.

A full recording of his remarks, including a follow-up discussion with FSI Director Michael McFaul and Amy Zegart, a Senior Fellow at the Center for International Security and Cooperation (CISAC), is available below.

An economist by training, Khanna advocates for new trade policies and strategic business partnerships to be front and center in U.S. diplomacy with China. This “rebalancing,” as Khanna termed it, is a call for both countries to pursue a fuller, more robust economic development strategy while continuing to engage with each other.

Drawing inspiration from President John F. Kennedy’s commencement address at American University in 1963, Khanna urged listeners not to view “conflict as inevitable, accommodation as impossible, and communication as nothing more than an exchange of threats,” when it comes to managing the U.S.-China relationship.

Instead, Khanna outlined four key principles he believes will be crucial to navigating the tense years ahead. These include:

  1. An economic reset to reduce trade deficits and tensions
  2. Open lines of communication
  3. Effective military deterrence
  4. Respect for Asian partners and robust economic engagement with the world


Khanna is clear-eyed that these goals will take time to realize. Bringing jobs back to the United States will require large investments in domestic infrastructure. Leaders in Washington will need patience, persistence, and help from partners outside of politics to bridge communication gaps and ensure Beijing picks up its phones in moments of tension. Reallocating defense spending in a way that is fair both to American taxpayers and partners like Taiwan will need cooperation from lawmakers on both sides of the aisle.

But Khanna is confident that these barriers can be overcome. 

“I believe a constructive rebalancing with China can maintain the peace,” he told the audience. “It will not happen overnight. It will not happen with one president or one congressman. But it will happen if all of us - military and business leaders, educators, unions, activists, foreign policy experts and students work toward this goal. [We will win by] helping our own nation flourish and by putting our system and our promise of freedom on display for the world to see.”



Click the link to read Congressman Khanna's full remarks on
"Constructive Rebalancing with China."


 

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A Big Data China Event: “How Private Are Chinese Companies?”
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The congressman joined Michael McFaul and Amy Zegart for a discussion co-sponsored by the Freeman Spogli Institute for International Studies and the Hoover Institution on American economic resiliency in the face of U.S. competition with China.

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Security Assistance in the Middle East: Challenges ... and the Need for Change event details
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Hicham Alaoui, Robert Springborg, Lindsay Benstead, Glenn E. Robinson, and Sean Yom join ARD to discuss their recently released book, Security Assistance in the Middle East: Challenges ... and the Need for Change (Lynne Rienner, 2023). To order, click here.

Why, given the enormous resources spent by the US and Europe on security assistance to Arab countries, has it led to so little success? Can anything be done to change the disheartening status quo? Addressing these thorny questions, the authors of this state-of-the-art assessment evaluate the costs and benefits to the main providers and recipients of security assistance in the MENA region and explore alternative strategies to improve outcomes for both.

ABOUT THE SPEAKERS

Hicham Alaoui

Hicham Alaoui

Hicham Alaoui is the founder and director of the Hicham Alaoui Foundation, which undertakes innovative social scientific research in the Middle East and North Africa. He is a scholar on the comparative politics of democratization and religion, with a focus on the MENA region. In the past, he served as a visiting scholar and Consulting Professor at the Center for Democracy, Development and the Rule of Law at Stanford University. He more recently served as postdoctoral fellow and research associate at Harvard University. He was also Regents Lecturer at several campuses of the University of California system. Outside of academia, he has worked with the United Nations in various capacities, such as the peacekeeping mission in Kosovo. He has also worked with the Carter Center in its overseas missions on conflict resolution and democracy advancement. He has served on the MENA Advisory Committee for Human Rights Watch and the Advisory Board of the Carnegie Middle East Center. He served on the board of the Freeman Spogli Institute at Stanford University and has recently joined the Advisory Board of the Weatherhead Center for International Affairs at Harvard. He holds an A.B. from Princeton University, M.A. from Stanford University, and D.Phil. from the University of Oxford. His latest book is Pacted Democracy in the Middle East: Tunisia and Egypt in Comparative Perspective (Palgrave, 2022). His memoirs, Journal d'un Prince Banni, were published in 2014 by Éditions Grasset, and have since been translated into several languages. He is also co-author with Robert Springborg of The Political Economy of Arab Education (Lynne Rienner, 2021), and co-author with the same colleague on the forthcoming volume Security Assistance in the Middle East: Challenges and the Need for Change (Lynne Rienner, 2023). His academic research has been widely published in various French and English journals, magazines, and newspapers of record.

Robert Springborg

Robert Springborg

Robert Springborg is a Scientific Advisor of the Istituto Affari Internazionali and Adjunct Professor at SFU School for International Studies (Vancouver). Formerly he was Professor of National Security Affairs at the Naval Postgraduate School, Monterey, and Program Manager for the Middle East for the Center for Civil-Military Relations; the holder of the MBI Al Jaber Chair in Middle East Studies at the School of Oriental and African Studies in London, where he also served as Director of the London Middle East Institute; the Director of the American Research Center in Egypt; University Professor of Middle East Politics at Macquarie University in Sydney Australia; and assistant professor of political science at the University of Pennsylvania. He has also taught at the University of California, Berkeley; the College of Europe; the Paris School of International Affairs of Sciences Po; the Department of War Studies, King’s College, London; and the University of Sydney. In 2016 he was Kuwait Foundation Visiting Scholar, Middle East Initiative, Kennedy School, Harvard University. His publications include Mubarak’s Egypt. Fragmentation of the Political Order (1989); Family Power and Politics in Egypt (1982); Legislative Politics in the Arab World (1999, co-authored with Abdo Baaklini and Guilain Denoeux); Globalization and the Politics of Development in the Middle East first and second editions, (2001 and 2010, co-authored with Clement M. Henry); Oil and Democracy in Iraq (2007); Development Models in Muslim Contexts: Chinese, ‘Islamic’ and Neo-Liberal Alternatives(2009) and several editions of Politics in the Middle East (co-authored with James A. Bill). He co-edited a volume on popular culture and political identity in the Gulf that appeared in 2008. He has published in the leading Middle East journals and was the founder and regular editorialist for The Middle East in London, a monthly journal that commenced publication in 2003.

Lindsay Benstead

Lindsay J. Benstead

Lindsay J. Benstead is Associate Professor of Political Science in the Mark O. Hatfield School of Government and Director of the Middle East Studies Center (MESC) at Portland State University. Her research on women and politics, public opinion, and survey methodology has appeared in Perspectives on Politics, International Journal of Public Opinion Research, Governance, and Foreign Affairs. She holds a Ph.D. in Public Policy and Political Science from the University of Michigan in Ann Arbor and served as a doctoral fellow at Yale University and a post-doctoral fellow at Princeton University. For more on her research, see https://pdx.academia.edu/LindsayBenstead.

Glenn E Robinson

Glenn E. Robinson

Glenn E. Robinson is Professor of Defense Analysis at the Naval Postgraduate School (NPS) in Monterey, California, and is also affiliated with the Center for Middle Eastern Studies at the University of California at Berkeley.  He retired from NPS after 30 years in December 2021. He has authored or co-authored four books on Middle East politics as well as over 150 journal articles, book chapters, government reports and conference papers.  His most recent book, Global Jihad: A Brief History, was named by both Foreign Affairs and Foreign Policy as a "Best Book of 2021."  He has won awards for his teaching at both Berkeley and NPS.  Robinson has been active in policy work, especially for USAID and DOD, and in his professional work for the Middle East Studies Association (MESA) and (as a Founding Board Member and Treasurer) for the Association for Gulf and Arabian Peninsula Studies (AGAPS).

Sean Yom

Sean Yom

Sean Yom is Associate Professor of Political Science at Temple University, Senior Fellow in the Middle East Program at the Foreign Policy Research Institute, and Non-Resident Senior Fellow at the Project on Middle East Democracy in Washington, DC.  He is a specialist on regimes and governance in the Middle East, especially in Arab monarchies like Jordan, Kuwait, and Morocco. His research engages topics of authoritarian politics, democratic reforms, institutional stability, and economic development in these countries, as well as their implications for US foreign policy. His publications include the books From Resilience to Revolution: How Foreign Interventions Destabilize the Middle East (Columbia University Press, 2016); the co-edited volume The Political Science of the Middle East: Theory and Research since the Arab Uprisings (Oxford University Press, 2022); and articles in print journals like Comparative Political Studies, European Journal of International Relations, Studies in Comparative International Development, and Journal of Democracy.

Hesham Sallam

Online via Zoom

Hicham Alaoui
Robert Springborg
Lindsay Benstead
Glenn E. Robinson
Sean Yom
Lectures
Authors
Noa Ronkin
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Amid escalating tensions between the United States and China and as the U.S. government is exploring how to further limit China's access to U.S. technology, discussions about the possibility of decoupling between the two countries have intensified. As businesses operating in China grapple with the potential consequences of decoupling, APARC’s China Program hosted a panel of executives across industries from tech, retail, and finance currently engaged in reshaping their China businesses to provide a view from the ground and consider the future of decoupling with China.

The event was the second installment in a special series celebrating APARC’s 40th anniversary. Titled Asia in 2030, APARC@40, the series highlights core areas of the center’s expertise, examines Asia’s transformation over the past four decades, and considers the drivers and shapers of the region’s future.

The panel featured Dan Brody, the managing director of Tencent Investments, who is responsible for the company’s overseas investments; Frits Van Paasschen, a change management expert, former CEO of Starwood Hotels and Resorts, and former president of EMEA at Nike; and Stuart Schonberger, a founding partner of CDH Investments, one of the leading China-focused alternative asset managers. China Program Director Jean Oi chaired the panel.


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There is a need for cognitive empathy between the United States and China and understanding the motivation behind China's actions.
Stuart Schonberger

Risks and Opportunities

Van Paasschen described his extensive experience developing strategies for expanding licensing and retail in China, which involved navigating the country's infrastructure and legal framework and, as CEO of Starwood Hotels, overseeing the construction of over 100 hotels. He ascribed his success in the country to his recognition of China’s strengths and weaknesses and his finding ways to interact positively with Chinese stakeholders.

The term decoupling is an oversimplification of the relationship between the complex Chinese and U.S. economies, said Van Paasschen. He noted that retailers in many cases are looking to sources from alternative markets to China, but that he believes there are still opportunities for investment in and co-development with China that remain unaffected by current frictions. He highlighted in this context the interplay between the U.S. and Chinese travel and tourism industries before the COVID-19 pandemic.

Schonberger, who also challenged the notion of decoupling as a misleading shorthand, emphasized the need for cognitive empathy between the world’s two great powers and understanding the motivation behind China's actions. He noted that the challenges facing China today are complex, including debt problems, real estate slowdown, and productivity stagnation, but said these are "known knowns" that the Chinese government is actively working to correct.

Schonberger sees two distinct issues facing institutional equity investors worried about China: government policies that negatively affect growth and corporate prospects, and longer-term risks arising from China's geopolitical position. For private investors who are focused on total return and can tolerate overt political pressures, China remains investable, as Chinese stocks have been some of the best performers on the public markets recently, said Schonberger. The challenges are greater, however, for public entities and bond investors who are more affected by political risk in their decisions. While the risks are higher, Schonberger's firm continues to invest in Chinese companies in multiple sectors.

By decoupling with China, the United States would miss out on a generational opportunity for development.
Frits Van Paasschen

Changes Underway

Brody said that China remains a key player in the global economy. As a personal anecdote, he noted that, while he makes fewer trips to the United States, he is traveling more frequently to Europe, India, Japan, and Southeast Asia. According to Brody, the extent to which the Chinese economy would be affected by international fluctuations is unclear, but he expects the country to continue its economic growth and attract foreign investors. He stated that a huge amount of value in the tech sector is still being created in America, so economically driven foreign investors in the tech sector still pay close attention to developments in Silicon Valley.

Van Paasschen, by contrast, pointed out that by decoupling with China, the United States would miss out on a generational opportunity for development and could potentially lose out to other countries. China still presents an enormous opportunity for businesses, he said, particularly in the hotel industry, given the country’s rate of urbanization. He reminded the audience that every country and region presents its own set of challenges and risks for investors. The imperative is to ensure Beijing and Washington maintain a dialogue and businesses are willing to take risks to invest in China.

Van Paasschen went on to describe how the U.S.-China political tensions are affecting business operations in various sectors. For instance, in the biotechnology sector, companies might consider protecting intellectual property and ensuring sustainability in their supply chain. In the apparel business, there is a growing concern about human rights and the opacity of the cotton supply chain. Overall, Van Paasschen sees a transition underway from a bilateral and straightforward approach to trade to a much more nuanced and complicated approach.

When asked if political tensions would affect some sectors more than others, Van Paasschen responded affirmatively. He gave the example of a sovereign wealth fund that refused to support investments in Chinese hotels because of the uncertainty zero-COVID policies had created. He also said that further uncertainty could arise from countries' reactions to China’s foreign policy stance, such as China's support of Russia in Ukraine.

Whatever your political position as an American is on China, you would want more people-to-people ties, which have always been a net positive.
Dan Brody

What advice would the three business experts give Washington?

Van Paasschen expressed his hope the United States finds ways to avoid being reactive. Schonberger, urging policymakers to keep working towards peaceful coexistence, emphasized it would be counter-productive to frame China as an enemy. He also highlighted the importance of redundancy and efficiency in trade relationships and cautioned against overlooking the cost of decoupling, reminding the audience that engagement with China has boosted global trade, lifted millions out of poverty, and created a vibrant society.

From Brody’s perspective, predictability is crucial for business, regardless of the country one is conducting business in. He also stressed that, from a personal perspective and regardless of one’s political stance on China, the reduction in people-to-people ties between China and the United States due to recent travel restrictions is unfortunate. Ultimately, these ties have always been a net positive, and it is important to recognize their value even in the midst of tensions between the two nations. While political leaders may grapple with complex geopolitical issues, the connections between ordinary citizens remain a vital foundation for maintaining a constructive relationship. By fostering personal exchanges, the United States and China can build bridges and promote mutual understanding, even in the face of challenging circumstances.

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In the second installment of a series recognizing the 40th anniversary of Stanford’s Walter H. Shorenstein Asia-Pacific Research Center, the China Program gathered cross-sector executives currently engaged in reshaping their China businesses to shine a light on what U.S.-China tensions and potential decoupling between the two powers look like on the ground.

Authors
George Krompacky
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In February 1986, Scot Marciel was driving home after midnight and went past what he assumed was just another protest near military facilities in downtown Manila. The gathering, less than a year into his first overseas assignment with the Foreign Service, turned out to be the early days of the Philippine People Power revolution, leading to the end of the Ferdinand Marcos regime. This was just one of several times during his 35-year career in the State Department that Marciel would find himself witnessing historic moments in Southeast Asia and in the U.S. relationship with the countries of the region.

That illustrious career includes being the first U.S. diplomat to work in Hanoi since the end of the Vietnam War and serving as the first U.S. ambassador for ASEAN Affairs and as U.S. ambassador to Indonesia and Myanmar.

Marciel, Oksenberg-Rohlen Fellow at FSI and affiliated with APARC, has distilled his experiences and observations into his new book, Imperfect Partners: The United States and Southeast Asia (Shorenstein APARC/ Rowman & Littlefield, 2023). In it, he offers his on-the-ground account of the ups and downs of critical U.S. relationships in the region — focusing on the Philippines, Thailand, Vietnam, Cambodia, and Indonesia — and examines the role of ASEAN and China’s influence in Southeast Asia.

To mark the book’s release, we talked with Marciel about recent events in the region and his views on how the United States should approach Southeast Asian countries in the context of China’s efforts to sow closer ties with them. Watch the conversation:

A Return to the Philippines

The Philippines under President Ferdinand “Bong Bong” Marcos, Jr. is now allowing U.S. forces expanded access to four of its bases. Marciel, who first met Marcos, Jr. as the provincial governor of Ilocos Norte in 1985, expressed some surprise at the Philippine president’s rapid shift to strengthen the country’s alliance with the United States. He noted, however, that even in the last year of the Duterte presidency, which frequently was at odds with the United States, there was some recognition in the Philippines that the relationship with China wasn’t bearing the fruit that had been anticipated. Marciel also pointed out that the deal with the United States does not mean Marcos has abandoned China: he is still working on keeping the relationship with Beijing healthy and visiting Japan, another important partner.

Although there is some Philippine civil opposition to the renewed presence of U.S. forces, Marciel believes that the Enhanced Defense Cooperation Agreement (EDCA) will provide an opportunity for a “more modern and equal partnership,” and hopefully one that can supplant memories of the U.S. colonial history in the Philippines.

Southeast Asian Charm Competition?

As concern continues to rise about a possible invasion of Taiwan by the People’s Republic of China, some have questioned the effectiveness of the U.S. capability to compete with China, particularly in terms of a diplomatic offensive. Marciel responded to a recent New York Times article on U.S. and Chinese efforts to “woo” Indonesia. As China continues to seal trade deals in Southeast Asia, some of which are part of its Belt and Road Initiative, we asked whether the United States can compete with China’s free-flowing cash.

Marciel, taking a step back, cautions that “Indonesia is not a prize to be won,” and that we should not be “scoring diplomatic relations like a sporting event” when we look at improving ties with the countries of Southeast Asia. Indonesia, for example, has a long history with the Non-Aligned Movement, so while it attempts to attract foreign investment, it will resist aligning with any one major power. China tends to offer attractive investment packages with minimal conditions, but “you can’t always count on those investments to happen,” notes Marciel, and even when they do, there can be issues with corruption, as well as social and environmental consequences. The United States tries to put together investments that consider issues like labor and the environment, but Marciel believes that “sometimes we aim a little high” and the conditions make U.S. offerings less attractive.

[American diplomats] go to Southeast Asia, Indonesia or elsewhere and talk about China. These governments, these countries are fully aware of the pros and cons of working with China and the pros and cons of working with us. We don't need to teach them this.
Scot Marciel

The Continuing Crisis in Myanmar

We spoke with Marciel just after the second anniversary of the 2021 coup in Myanmar. He began his term as U.S. ambassador to that country in 2016, just before Aung Sang Suu Kyi’s new government was about to take office. As he puts it, it was a time of “euphoria,” not only in Myanmar but also in terms of U.S. hopes for democracy there. It turned out to be a difficult four years for Myanmar and Marciel, as the Rohingya crisis repeatedly erupted and the Myanmar military reacted with violent operations that drove hundreds of thousands of Rohingya out of Myanmar. As Marciel relates in his book, he soon found that even using the word “Rohingya” in U.S. embassy statements could create a diplomatic crisis.

Even with the horrific Rohingya genocide, Marciel cautiously notes that by 2020, when he left the country, most people in Myanmar had more opportunity and freedom under four years of a democratically elected government—the Rohingya themselves being the obvious exception. But in 2021, the “military coup basically eliminated that hope and opportunity.”

More and more Myanmar people are explicitly recognizing the legitimate grievances and the suffering of many of the ethnic minority populations, including the Rohingya, over the past years, and [there is] some recognition that they were fed a lot of propaganda for a long time…
Scot Marciel

Marciel doesn’t hold much hope for an end to the coup anytime soon, but he does see at least one “positive development” over the last two years. During the worst of the Rohingya crisis, many in the majority Bamar community did not believe the reports of massacres, or even worse, did not care. But now, after two years of military rule, “more and more Myanmar people are explicitly recognizing the legitimate grievances and the suffering of many of the ethnic minority populations, including the Rohingya, over the past years, and [there is] some recognition that they were fed a lot of propaganda for a long time about what was really happening.”

Establishing Relations with Vietnam

One of Marciel’s great success stories is the normalization of U.S. ties with Vietnam. It was an improbable success with any number of obstacles likely to prevent it from happening, not the least being the debate about the fate of U.S. prisoners of war and servicemen reported as missing in action. Saigon fell in 1975, and yet in 1995, just 20 years later, diplomatic relations were restored and the U.S. embassy opened in Hanoi.

According to Marciel, it took patience, pragmatism, but also the collapse of the Soviet Union and the end of the Cold War. No longer able to rely on Soviet help for their economy, the Vietnamese became more open to work with the United States, particularly on POW-MIA issues, allowing Vietnamese imprisoned in re-education camps to flee the country, and withdrawing Vietnamese forces from Cambodia.

Marciel sees the U.S.-Vietnam relationship today as a “good-news story” that shows the degree of progress that can be attained when two countries are willing to be rational and work together. The United States still has significant concerns about human rights in Vietnam yet “both sides have agreed to talk about that issue, but not let it define or limit the relationship excessively.”

“In brief, [we need to] show up and engage consistently… with a focus on the countries that we’re talking to, not on China, because what they’re looking for… is, ‘Can we count on the United States being a long-term partner?’”
Scot Marciel

How the United States Can Improve Relations in Southeast Asia

When pressed for a prescription on what the United States can do to further improve its relationships with the countries in the region, Marciel said, “In brief, show up and engage consistently, with humility, and with a focus on the countries that we’re talking to, not on China, because what they’re looking for, for the most part is, ‘Can we count on the United States being a long-term partner?’”

By ensuring the reliability of the partnership, countries in Southeast Asia have more freedom of maneuver, and they can, if necessary, be more capable to “make decisions China might not like.” The flip side of that—the failure to show up at presidential and high governmental levels, like what happened during the Trump administration—means “you’ve undone all the good that you had done in previous years by investing in those relationships.” The price of isolationism, of neglecting U.S. diplomatic relations in Southeast Asia, is that those countries lose confidence in the United States as a reliable partner. 

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In Southeast Asia, the United States Needs to Up its Economic Game

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News

Terms of Engagement: Ambassador Scot Marciel on U.S.-Southeast Asia Relations

The book Ambassador Marciel is writing at Stanford examines policy issues from the implications of the Myanmar crisis to the future of America’s relations with other Southeast Asian nations and the prospects for a U.S. strategic regional focus.
Terms of Engagement: Ambassador Scot Marciel on U.S.-Southeast Asia Relations
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In "Imperfect Partners," Ambassador Scot Marciel combines a memoir of his 35 years as a Foreign Service Officer with a policy study of U.S. relations with the countries of Southeast Asia, a region proving to be critical economically and politically in the 21st century.

Authors
Gi-Wook Shin
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This essay originally appeared in Korean on January 27 in Sindonga (New East Asia), Korea’s oldest monthly magazine (established 1931), as part of a monthly column, "Shin’s Reflections on Korea." Translated by Raymond Ha. A PDF version of this essay is also available to download.

During the Moon Jae-In administration, many of my American friends and colleagues were puzzled and disappointed by a strange contradiction. The former pro-democracy activists—who had fought for democracy and human rights in South Korea—had entered the Blue House, only to turn a blind eye to serious human rights abuses in the North. In particular, the Moon administration punished activists who sent leaflet balloons across the border and forcibly repatriated two North Korean fishermen who had been detained in South Korean waters. It not only cut the budget for providing resettlement assistance to North Korean escapees, but also stopped co-sponsoring United Nations (UN) resolutions that expressed concern about the human rights situation in North Korea. My friends, including individuals who had supported South Korea’s pro-democracy movement decades ago, asked me to explain this perplexing state of affairs. I had no clear answer.

A Gross Overstepping of Authority

On April 15, 2021, the Tom Lantos Human Rights Commission held a congressional hearing on “civil and political rights in the Republic of Korea.”[1] The speakers expressed their concern about worrying trends in South Korea’s democracy. In his opening remarks, Rep. Chris Smith, the co-chair of the commission, stated that “the power that had been given [to] the Moon Administration, including a supermajority in the National Assembly, has led to a gross overstepping of authority.” He observed that “in addition to passing laws which restrict freedom of expression, we have seen politicization of prosecutorial powers. . . and the harassment of civil society organizations, particularly those engaged on North Korea issues.”[2] Expressing his disappointment at the Moon administration’s North Korea policy, Smith twice referred to my 2020 analysis of South Korea’s “democratic decay” published in the Journal of Democracy.[3]

Rep. James McGovern, the other co-chair of the Tom Lantos Commission, noted in his remarks that “international human rights law provides guidance on what is and is not acceptable when it comes to restricting freedom of expression for security reasons.”[4] This hearing had echoes of U.S. congressional hearings in the 1970s, when there was criticism of South Korea’s authoritarian practices.

South Korea’s progressives, including those who served in the Moon administration, may respond that criticizing North Korea for its human rights practices infringes upon Pyongyang’s sovereignty. They may argue that emphasizing human rights will worsen inter-Korean relations and make it even more difficult to address the security threat posed by North Korea’s nuclear weapons and missiles. This argument may appear to have some face validity, since Pyongyang has responded to criticisms of its human rights record with fiercely hostile rhetoric. The same progressives, however, did not regard it as an encroachment upon South Korea’s sovereignty when the U.S. government and American civil society criticized Seoul for its human rights violations during the 1970s and 80s. In fact, they sought support from various actors in America and welcomed external pressure upon South Korea’s authoritarian governments during their fight for democracy.

We must ask ourselves whether the Moon administration achieved durable progress in inter-Korean relations or on denuclearizing North Korea by sidelining human rights.
Gi-Wook Shin

We must ask ourselves whether the Moon administration achieved durable progress in inter-Korean relations or on denuclearizing North Korea by sidelining human rights. There is no empirical evidence to support the assertion that raising human rights will damage inter-Korean relations or complicate negotiations surrounding North Korea’s nuclear program. While there are valid concerns about how Pyongyang may react, it is also true that past efforts have failed to achieve progress on nuclear weapons or human rights. Both the Moon and Trump administrations sidelined human rights in their summit diplomacy with Kim Jong-Un, and their efforts came to naught. They compromised their principles, but to what end?

This is not to say that raising human rights issues would certainly have yielded tangible progress in improving inter-Korean relations or dismantling Pyongyang’s nuclear weapons. Rather, I like to point out that there is no reason or evidence to believe that there is an obvious link between raising human rights in a sustained, principled manner and the success or failure of diplomatic engagements with Pyongyang. The arguments given by South Korea’s progressives are not sufficient to justify neglecting human rights concerns when addressing North Korea. Furthermore, criticizing another country’s human rights practices is not seen as an unacceptable violation of state sovereignty. The international community regards such discussions on human rights as a legitimate form of diplomatic engagement.

The Error of Zero-Sum Thinking

The abject state of human rights in North Korea is not a matter of debate. In addition to the operation of political prison camps and the imposition of draconian restrictions on the freedoms of thought, expression, and movement, the country suffers from a severe food crisis. The U.S. Department of Agriculture’s September 2022 International Food Security Assessment estimated that close to 70% of the country’s population was “food insecure.”[5] The border closure imposed due to the COVID-19 pandemic has resulted in a sharp decline in trade with China, which plays a vital role in North Korea’s economy. By all indications, the people of North Korea are likely to be in dire straits. James Heenan, the head of the UN Human Rights Office in Seoul, stated in December 2022 that the human rights situation in North Korea is a “black box” due to difficulties in obtaining information as a result of COVID-19 border controls.[6] Freedom House’s 2022 report gave North Korea 0 points out of 40 in political rights, and 3 out of 60 in civil liberties, resulting in a total score of 3 out of 100. Only South Sudan, Syria, and Turkmenistan have lower scores.[7]

In its single-minded pursuit of nuclear weapons and ballistic missiles, the North Korean regime has shown utter disregard for the human rights of its population.
Gi-Wook Shin

Nonetheless, Pyongyang continues to pour an enormous amount of resources into developing nuclear weapons and advanced missile capabilities. According to South Korean government estimates, North Korea spent over $2 million on launching 71 missiles in 2022. This was enough to buy over 500,000 tons of rice, which could provide sufficient food for North Korea’s population for 46 days. The same amount would also have made up for over 60% of North Korea’s estimated food shortfall of 800,000 tons in 2023.[8] In its single-minded pursuit of nuclear weapons and ballistic missiles, the North Korean regime has shown utter disregard for the human rights of its population.

The details of North Korea’s human rights record are available for anyone to see in the reports of the UN Special Rapporteur on North Korean human rights, as well as the U.S. State Department’s annual country reports on human rights practices.[9] In particular, a 2014 report published by the UN Commission of Inquiry (COI) on North Korean human rights found that “systematic, widespread and gross human rights violations have been and are being committed by the Democratic People’s Republic of Korea, its institutions and officials.” Moreover, the COI concluded that “in many instances, the violations of human rights found by the commission constitute crimes against humanity.”[10]

North Korea’s headlong pursuit of nuclear weapons and ballistic missiles is inextricably tied the human rights situation in the country. When allocating available resources, Pyongyang prioritizes the strengthening of its military capabilities. The health, well-being, and human rights of the population are of peripheral concern. An array of international sanctions imposed against the regime may constrain its budget, but it will pass on the cost to the population, further worsening their suffering. In addition, there can be no meaningful solution to security issues without improving the human rights situation. A government that values military strength over the welfare of its people will not hesitate to use force against other countries.

The North Korean nuclear problem, inter-Korean relations, and human rights issues are closely intertwined, which necessitates a comprehensive approach to North Korea policy. Ignoring human rights does not make it easier to achieve progress on security issues. Victor Cha refers to this as the “error of zero-sum thinking about human rights and U.S. denuclearization policy.”[11] There is an urgent need to formulate a holistic approach that can foster mutually beneficial engagements between Pyongyang, Seoul, and Washington. Reflecting upon the shortcomings of past U.S. policy toward North Korea, Cha notes that marginalizing human rights has not yielded any meaningful progress on the nuclear problem. He argues that it is first necessary to craft a comprehensive strategy that fosters positive-sum dynamics between security issues and human rights. This strategy will then provide a road map for future negotiations by specifying the standards and principles that should be observed.

Avoiding Demonization and Politicization

To generate positive-sum dynamics between human rights and security issues, it is important to refrain from demonizing North Korea. Taking a moralistic approach along the lines of the Bush administration’s “axis of evil” will do little to improve the human rights situation in North Korea. The purpose of raising human rights issues must not be to tarnish the North Korean leader’s reputation or to weaken the regime. As Ambassador Robert King, the former U.S. special envoy on North Korean human rights issues, stressed during a recent interview with Sindonga, human rights should not be weaponized for political purposes.[12] The world must call upon North Korea to improve its human rights record as a responsible member of the international community. If Pyongyang shows a willingness to engage, other countries should be ready to assist.

Even though it forcefully denies the international community’s criticism, North Korea appears to have realized that it cannot simply sweep the issue under the rug.
Gi-Wook Shin

North Korea usually responds with aggressive rhetoric to criticisms of its human rights record, but it has taken tangible steps to engage on certain occasions. Even as it denounced the February 2014 report of the UN COI, North Korea sent its foreign minister to speak at the UN General Assembly in September for the first time in 15 years. In October, Jang Il-Hun, North Korea’s deputy permanent representative to the UN in New York, participated in a seminar at the Council on Foreign Relations to discuss North Korean human rights.[13] Even though it forcefully denies the international community’s criticism, North Korea appears to have realized that it cannot simply sweep the issue under the rug. Some argue that North Korea’s limited engagements on human rights are empty political gestures to divert attention. Nonetheless, North Korea also understands that it must improve its human rights record if it hopes to establish diplomatic relations with the United States.

Instead of using human rights as a cudgel to demonize North Korea, it is vital to identify specific issues where it may be willing to cooperate. So far, it has refused to engage on issues that could undermine regime stability, such as closing political prison camps, ending torture, and guaranteeing freedom of the press. On the other hand, it has shown an interest in discussing issues that do not pose an immediate political threat, such as improving the situations of women, children, and persons with disabilities. By seeking avenues for dialogue and cooperation, the international community can try to achieve slow but tangible progress on improving the human rights situation in North Korea.

We must also avoid the temptation to politicize human rights. Recall, for instance, the early days of the Trump administration. As tensions with North Korea flared, the Trump administration used human rights as a political tool to amplify negative attitudes toward Pyongyang. In addition to inviting North Korean escapees to the White House, Trump spent over 10% of his 2018 State of the Union address discussing North Korea, focusing specifically on human rights. He said that “no regime has oppressed its own citizens more totally or brutally than the cruel dictatorship in North Korea.”[14] However, as he began to hold summit meetings with Kim Jong-un to discuss the nuclear issue, human rights disappeared from the agenda. The Trump administration used human rights as a means to a political end, while the summit meetings in Singapore and Hanoi were all show and no results.

The Moon administration made the same mistake, only in a different form. As noted above, it ignored the human rights issue out of political considerations. It sought to improve inter-Korean relations above all else, despite concerns that it was neglecting human rights in doing so. It criminalized the act of sending leaflet balloons across the demilitarized zone (DMZ), and it forcibly repatriated two North Korean fishermen through the Joint Security Area at Panmunjom. The latter decision, which continues to generate controversy in South Korea, would have remained secret if reporters had not taken a picture of a text message sent to a National Security Council official.[15] The two fishermen were not given the right to legal representation and were denied due process. Moreover, the decision violated South Korea’s Constitution, which recognizes North Korean escapees as citizens. The Universal Declaration of Human Rights (UDHR) states in article 2 that “everyone is entitled to all the rights and freedoms set forth in this Declaration, without distinction of any kind.” It adds that “no distinction shall be made on the basis of the political, jurisdictional or international status of the country or territory to which a person belongs.”[16] However, the Moon administration was driven by its political goals in deciding to forcibly repatriate the two individuals.

A Universal Issue that Demands Bipartisan Support

North Korea’s human rights situation may be especially dire, but human rights violations are certainly not confined to its borders. They took place under South Korea’s authoritarian regimes in the past, and serious violations are committed today in countries such as China, Russia, and Myanmar. Liberal democracies, including the United States and the United Kingdom, also have shortcomings in their human rights record. In its preamble, the UDHR proclaims that “recognition of the inherent dignity and of the equal and inalienable rights of all members of the human family is the foundation of freedom, justice and peace in the world.”[17]

Even in an era of extreme polarization in American politics, there is a robust and genuine bipartisan consensus on North Korean human rights…. In South Korea, however, the issue continues to be heavily politicized and polarized.
Gi-Wook Shin

Human rights is a universal issue. The Yoon Suk-Yeol administration has declared its support for liberal democratic values, and it should approach the North Korean human rights issue as part of its value-based diplomacy. Moreover, it should not set preconditions for humanitarian assistance. As stipulated in article 8 of South Korea’s North Korean Human Rights Act, enacted in 2016, humanitarian assistance to North Korea must “be delivered transparently in accordance with internationally recognized delivery standards,” and it must “be provided preferentially for vulnerable social groups, such as pregnant women and infants.”[18]

Even in an era of extreme polarization in American politics, there is a robust and genuine bipartisan consensus on North Korean human rights. As noted above, the Tom Lantos Human Rights Commission is co-chaired by a Democrat and a Republican. The U.S. North Korean Human Rights Act, enacted in 2004, was last reauthorized in 2018 with unanimous support in the House and the Senate. This law generated momentum for Japan (2006) and South Korea (2016) to pass their own legislation on North Korean human rights.

In South Korea, however, the issue continues to be heavily politicized and polarized. Progressives tend to minimize the issue or neglect it altogether, while conservatives are usually vocal about drawing attention to the human rights situation in North Korea. Instead of approaching the issue from the standpoint of universal values, discussions about North Korean human rights are mired in partisan political divisions. Working toward a bipartisan consensus on North Korean human rights would be a worthy goal. Furthermore, there must be greater efforts to listen to and incorporate the voices and opinions of North Korean escapees who have resettled in South Korea.

The Yoon administration has taken encouraging steps. Last summer, President Yoon appointed Professor Lee Shin-wha of Korea University as the ambassador-at-large for North Korean human rights, a position that had been vacant since September 2017. South Korea has also resumed its co-sponsorship of UN resolutions on the state of human rights in North Korea. However, the North Korean Human Rights Foundation, which was supposed to have been created pursuant to the 2016 North Korean Human Rights Act, remains stuck on the ground.[19] This foundation should be launched as soon as possible, and the government should also enhance resettlement assistance to North Korean escapees.

Lastly, it goes without saying that there should be bipartisan cooperation to secure the release of six South Korean citizens who are currently detained in North Korea. On February 7, Jung Pak, the deputy assistant secretary of state for East Asian and Pacific affairs, met with family members of the detained citizens in Seoul in a joint meeting with Ambassador Lee Shin-wha.[20] South Korea’s National Assembly should also play its part to draw attention to the issue.

By working with and through international institutions, South Korea can increase the effectiveness and legitimacy of its efforts to address the human rights situation in North Korea.
Gi-Wook Shin

Multilateral and Bilateral Approaches

South Korea should fully utilize the institutions of the UN in addressing North Korean human rights. Pyongyang is highly sensitive to human rights criticisms issued by individual countries, but it has shown some willingness to engage with the UN’s human rights mechanisms. This is because it wants to be recognized as a legitimate member of the international community. North Korea has participated in the Universal Periodic Review, in which all UN member states are subject to a review of their human rights record every four and a half years. In 2017, it permitted a visit by the UN Special Rapporteur on the rights of persons with disabilities. Most recently, in 2021, it submitted its Voluntary National Review, which assesses its progress in implementing the UN’s Sustainable Development Goals.[21] By working with and through international institutions, South Korea can increase the effectiveness and legitimacy of its efforts to address the human rights situation in North Korea. It can also sidestep direct criticism from Pyongyang.

Cooperation with the United States is also vital. During its first two years, the Biden administration did not take significant steps to draw attention to North Korea’s human rights. This stood in sharp contrast to the administration’s vocal condemnation of human rights violations in China, as well as Russia’s atrocities in Ukraine. On January 23, the White House finally appointed Julie Turner—the director of the Office of East Asia and the Pacific in the State Department’s Bureau of Democracy, Human Rights, and Labor—as the nominee for the special envoy on North Korean human rights. This position, created by the U.S. North Korean Human Rights Act, had remained vacant since Ambassador King stepped down in January 2017. This could indicate that the Biden administration is moving toward a more proactive approach on human rights issues in North Korea.

I have previously characterized the Biden administration’s North Korea policy as one of “strategic neglect.” North Korea is seen as a hot potato, and there is a prevailing tendency in Washington to avoid touching the problem altogether.[22] Ambassador Sung Kim is serving as the U.S. ambassador to Indonesia, and he is serving as the U.S. special representative for North Korea in essentially a part-time capacity. Jung Pak has been coordinating relevant policy issues in the State Department, but there has not been a visible shift in North Korea policy, with the exception of her recent visit to Seoul to meet with family members of South Korean citizens detained in North Korea. There are many high-level officials in the Biden administration’s foreign policy and national security team with prior experience of North Korea issues, and they understand that diplomatic engagements with Pyongyang are unlikely to yield meaningful results. North Korea’s barrage of missile tests is intended, in part, to draw the attention of the United States, but the response from Washington has been lukewarm.

In line with Victor Cha’s recommendations, Seoul should work closely with Washington to craft a comprehensive strategy that fosters positive-sum dynamics between human rights and nuclear issues. Last month, there were reports that Seoul was “pushing for the resumption of bilateral consultations with the United States on the North Korean human rights problem.”[23] Ambassador Lee Shin-wha is a highly capable expert with a deep understanding of both the UN and the United States, and she will be able to play an important role in these efforts. Congress should move quickly to confirm Julie Turner as her counterpart, so that they can formulate and implement a bilateral strategy to address human rights issues in North Korea.

Lastly, Seoul should work with Beijing on these issues. China has serious human rights issues of its own, including the situation in Hong Kong and Xinjiang. It is also directly implicated in North Korean human rights issues. Despite requests from the UN High Commissioner for Refugees, Beijing continues to forcibly repatriate North Korean escapees who are arrested in China. Available testimony suggests that many escapees who are returned in this manner end up being imprisoned in political prison camps or executed. In his memoir, Patterns of Impunity, Ambassador Robert King notes that he urged Chinese officials on multiple occasions to recognize North Korean escapees as refugees. This would enable their safe passage to South Korea. His requests were denied, however.

Highlighting China’s complicity in human rights abuses in North Korea will draw diplomatic protests from Beijing, but it could be an effective strategy for Seoul to redirect Washington’s attention to North Korea.
Gi-Wook Shin

As a signatory to the 1951 Refugee Convention and its 1967 Protocol, China is obligated under international law to not forcibly repatriate individuals with “a well-founded fear of being persecuted” upon return.[24] Despite this obligation, China claims that North Korean escapees are economic migrants and continues to forcibly repatriate them. Traffickers in the Sino-North Korean border area abuse this fear of repatriation to coerce female North Korean escapees into forced marriages with Chinese men in rural villages, or to sell them into prostitution. Beijing has turned a blind eye to these criminal activities. In its 2022 Trafficking in Persons Report, the U.S. State Department classified both China and North Korea as Tier 3 countries. This means that they have failed to meet basic standards for combating human trafficking, and have not made meaningful efforts to improve their policies.[25]

Highlighting China’s complicity in human rights abuses in North Korea will draw diplomatic protests from Beijing, but it could be an effective strategy for Seoul to redirect Washington’s attention to North Korea. Although the response to Russia’s invasion of Ukraine has taken up much of Washington’s bandwidth, China remains at the top of the Biden administration’s foreign policy agenda. In doing so, however, South Korea must take care to avoid politicizing the issue.

A Korean Problem, Neglected in Korea

During my time at UCLA in the mid-1990s, a friend put me in touch with the North American Coalition for Human Rights in Korea. This group had worked to promote human rights and democracy in South Korea for nearly two decades since 1975, at the height of the autocratic Yusin Era under Park Chung-Hee.[26] Now that South Korea had become a democracy, the group had decided to conclude its activities.

I was asked if I might be able to put their archive of internal documents to good use, and I immediately agreed. As a Korean who had lived through this era, I felt a sense of responsibility to preserve these documents. Furthermore, as a researcher of social movements, I was excited by the prospect of obtaining these materials. The materials arrived in 34 large boxes, and I had the chance to view the contents of every box before the library staff began to organize them. Because of their historic importance, these materials were compiled into a special collection—the Archival Collection on Democracy and Unification in Korea. I have advised doctoral students who analyzed these materials in their dissertations.

As I sifted through the documents, I found letters that were sent to the White House, calling upon the United States to play its part in improving the human rights situation in South Korea. I came across crumpled pieces of paper that had been smuggled out of Gwangju in May 1980, with urgent handwritten notes that sought to tell the outside world about what was happening to the pro-democracy protests in that city. These were living, breathing documents that vividly told the story of South Korea’s pro-democracy movement in the 1970s and 80s.

I am deeply ashamed to admit that I had been unaware until then of just how many Americans had worked tirelessly for the cause of human rights and democracy in South Korea. Many Koreans believed that the United States had unflinchingly supported South Korea’s authoritarian governments, and I too had been influenced by that current of thought. In those boxes, I also discovered letters from pro-democracy activists in South Korea, expressing their gratitude for the support of American citizens and civic groups. It is perhaps the memories of reading such letters that heightened my discomfort and disappointment at witnessing how South Korea’s progressives neglect North Korean human rights.

Last October, I met Representative Chris Smith at a conference in Washington. He told me that if he had the opportunity to visit North Korea and meet Kim Jong-Un, he would not hesitate to bring up human rights. He also brought up human rights during a meeting with Premier Li Peng in Beijing, though he will no longer have the opportunity to do so, as Smith has been sanctioned by the Chinese government and barred from entering China ever again. I was deeply moved by his steadfast and sincere commitment to human rights.

I have heard students ask why K-pop artists are silent on North Korean human rights, even as K-pop fans are raising their voices in support of causes like the pro-democracy movement in Myanmar. This is the unfortunate reality of North Korean human rights today.
Gi-Wook Shin

There is much interest in North Korean human rights among college students in the United States. Student groups, including those at Stanford, hold regular events and conferences to raise awareness of what is happening in North Korea and to call for action. I have heard students ask why K-pop artists are silent on North Korean human rights, even as K-pop fans are raising their voices in support of causes like the pro-democracy movement in Myanmar. This is the unfortunate reality of North Korean human rights today. There is great concern and interest in the rest of the world, but it is politicized or ignored in South Korea.

A Historic Responsibility for Koreans

In an essay comparing East Germany and North Korea that he contributed to the book The North Korean Conundrum, Sean King argues that South Korea should take a principled position even if policies to improve the human rights situation in North Korea are unlikely to achieve tangible results. “South Korea can nonetheless stand on principle so as to at least help make even a few North Koreans’ lives better,” he writes, “and to also lay down a marker for other governments as to how they should approach Pyongyang.” Moreover, “when reunification comes, hopefully under Seoul’s rule,” he stresses that “North Koreans will know that they were not forgotten when the country was divided.”[27]

North Korean human rights is more than just a political problem or a national security objective. The citizens of the Republic of Korea have a historic responsibility and a collective moral obligation to address the suffering of their brethren in the North.
Gi-Wook Shin

Just as South Koreans expressed their gratitude to Americans who fought for their human rights, I have no doubt that the North Korean people feel the same way toward South Korea and the international community’s efforts to promote their human rights, even if they cannot—at present—write letters to the outside world. The late Reverend Yoon Hyun, who founded the Citizens’ Alliance for North Korean Human Rights in 1996 after spending decades fighting for human rights and democracy in South Korea, said he was driven by a haunting question. “What will we say when, after reunification, 200,000 political prisoners and their families ask us: what did you do as we were dying?”[28]

As North Korea will likely continue its provocative missile launches, most attention will be focused on security issues. Nevertheless, the Yoon administration must persevere in its efforts to improve the human rights of the North Korean people, and the Democratic Party of Korea should not repeat its past mistakes by politicizing or neglecting the issue. North Korean human rights is more than just a political problem or a national security objective. The citizens of the Republic of Korea have a historic responsibility and a collective moral obligation to address the suffering of their brethren in the North.


[1] Tom Lantos Human Rights Commission, “Civil and Political Rights in the Republic of Korea: Implications for Human Rights on the Peninsula,” April 15, 2021, https://humanrightscommission.house.gov/events/hearings/civil-and-political-rights-republic-korea-implications-human-rights-peninsula-0

[2] Rep. Christopher H. Smith, “Opening Remarks,” April 15, 2021, https://humanrightscommission.house.gov/sites/humanrightscommission.house.gov/files/documents/Opening%20Remarks_SKorea_CHS_Final.pdf.

[3] Gi-Wook Shin, “South Korea’s Democratic Decay,” Journal of Democracy 31, no. 3 (2020): 100–14, https://www.journalofdemocracy.org/articles/south-koreas-democratic-decay/.

[4] This comment was made in relation to the so-called anti-leaflet law that was passed by the ruling Democratic Party of Korea during the Moon administration. One of the primary justifications for the law given by its proponents was that launching leaflet balloons across the border could prompt an armed response from North Korea, thereby endangering the security of South Koreans living near the border. See Rep. James P. McGovern, “Opening Remarks,” https://humanrightscommission.house.gov/sites/humanrightscommission.house.gov/files/documents/Opening%20Remarks_SKorea_JPM_Final.pdf.

[5] Yacob A. Zereyesus et al., International Food Security Assessment, 2022-32 (Washington, D.C.: U.S. Department of Agriculture Economic Research Service, 2022), 56, https://www.ers.usda.gov/publications/pub-details/?pubid=104707.

[6] This office, established pursuant to a recommendation by the UN Commission of Inquiry on North Korean human rights, monitors human rights in North Korea. For further details on Heenan’s remarks, see “U.N. Agency Head Says N. Korea’s Human Rights Situation in ‘Black Box’,” Yonhap News, December 6, 2022, https://en.yna.co.kr/view/AEN20221206008700325.

[7] Freedom in the World 2022: The Global Expansion of Authoritarian Rule (Washington, D.C.: Freedom House, 2022), https://freedomhouse.org/report/freedom-world.

[8] Park Soo-Yoon, “North Korea Spent 46 Days’ Worth of Food on Firing Missiles, With Reports of Starvation Deaths in Hamgyong Province” [in Korean], Yonhap News, December 19, 2022, https://www.yna.co.kr/view/AKR20221219095700504.

[9] For the UN reports, see “Special Rapporteur on the Situation of Human Rights in the Democratic People's Republic of Korea,” UN Human Rights Office of the High Commissioner, https://www.ohchr.org/en/special-procedures/sr-dprk; for country reports, see “2021 Country Reports on Human Rights Practices: North Korea,” U.S. Department of State, https://www.state.gov/reports/2021-country-reports-on-human-rights-practices/north-korea/.

[10] United Nations Human Rights Council, Report of the Commission of Inquiry on Human Rights in the Democratic People’s Republic of Korea, UN Doc. A/HRC/25/63 (2014), para. 80, https://www.ohchr.org/en/hr-bodies/hrc/co-idprk/commission-inquiryon-h-rin-dprk

[11] Victor Cha, “The Error of Zero-Sum Thinking about Human Rights and U.S. Denuclearization Policy,” in The North Korean Conundrum: Balancing Human Rights and Nuclear Security, eds. Robert R. King and Gi-Wook Shin (Stanford: Walter H. Shorenstein Asia-Pacific Research Center, 2022), 157–78.

[12] Soo-Kyung Kim, “An Interview with Former Special Envoy Robert King” [in Korean], Sindonga, December 30, 2022, https://shindonga.donga.com/3/home/13/3842527/1.

[13] “Ambassador Jang Il Hun on Human Rights in North Korea,” Council on Foreign Relations, October 20, 2014, https://www.cfr.org/event/ambassador-jang-il-hun-human-rights-north-korea.

[14] Robert R. King, “North Korean Human Rights in the 2018 and 2019 State of the Union Addresses—What a Difference a Year Makes,” Center for Strategic and International Studies, February 7, 2019, https://www.csis.org/analysis/north-korean-human-rights-2018-and-2019-state-union-addresses-what-difference-year-makes.

[15] Kim Joon-Young, “Ministry of Unification Issues Statement on Forcible Repatriation after Text Message is Caught on Camera” [in Korean], JoongAng Ilbo, November 8, 2019, https://www.joongang.co.kr/article/23627798.

[16] United Nations, “Universal Declaration of Human Rights,” https://www.un.org/en/about-us/universal-declaration-of-human-rights

[17] United Nations, “Universal Declaration of Human Rights.”

[18] Korea Law Information Center, “North Korean Human Rights Act,” https://www.law.go.kr/lsInfoP.do?lsiSeq=181623&viewCls=engLsInfoR#0000.

[19] The Democratic Party of Korea has persistently failed to appoint its allocated quota of five individuals to the foundation’s board of directors, and the Ministry of Unification has spent nearly $2 million on office rent and personnel costs to no avail. See Oh Soo-Jeong, “North Korean Human Rights Foundation Idle for Six Years, Nearly $2 million Spent on Rent Alone” [in Korean], NoCut News, October 6, 2022, https://www.nocutnews.co.kr/news/5828493.

[20] “U.S. to Continue Efforts to Free S. Koreans Detained by N. Korea: Washington Official,” Yonhap News, February 7, 2023, https://en.yna.co.kr/view/AEN20230207009400325.

[21] Government of the People’s Republic of North Korea, “Democratic People’s Republic of Korea

Voluntary National Review On the Implementation of the 2030 Agenda,” https://sustainabledevelopment.un.org/content/documents/282482021_VNR_Report_DPRK.pdf.

[22] Kim Namseok, “A Resurgence of Democracy? A Conversation with Francis Fukuyama on the Challenges of a Changing Global Order,” trans. Raymond Ha, Freeman Spogli Institute for International Studies, January 12, 2023, https://fsi.stanford.edu/news/resurgence-democracy.

[23] “S. Korea Seeks Formal Consultations with U.S., EU on NK Human Rights,” Yonhap News, January 15, 2023, https://en.yna.co.kr/view/AEN20230115001200325.

[24] Roberta Cohen, “Legal Grounds for Protection of North Korean Refugees,” Brookings Institution, September 13, 2010, https://www.brookings.edu/opinions/legal-grounds-for-protection-of-north-korean-refugees/.

[25] U.S. Department of State, 2022 Trafficking in Persons Report, https://www.state.gov/reports/2022-trafficking-in-persons-report/.

[26] This era is named after the Yusin Constitution, which went into force in 1972 and codified authoritarian rule under Park Chung-Hee. It marked some of the most oppressive years of dictatorial rule in South Korea.

[27] Sean King, “Germany’s Lessons for Korea,” in The North Korean Conundrum: Balancing Human Rights and Nuclear Security, eds. Robert R. King and Gi-Wook Shin (Stanford: Walter H. Shorenstein Asia-Pacific Research Center, 2022), 203.

[28] “About the Citizens' Alliance for North Korean Human Rights” [in Korean], Citizens’ Alliance for North Korean Human Rights, https://www.nkhr.or.kr/nkhr-소개/북한인권시민연합-소개/?ckattempt=1.

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How to Solve the North Korean Conundrum: The Role of Human Rights in Policy Toward the DPRK

APARC's new edited volume, 'The North Korean Conundrum,' shines a spotlight on the North Korean human rights crisis and its connection to nuclear security. In the book launch discussion, contributors to the volume explain why improving human rights in the country ought to play an integral part of any comprehensive U.S. engagement strategy with the DPRK.
How to Solve the North Korean Conundrum: The Role of Human Rights in Policy Toward the DPRK
Xion, Seoho, Ravn, Keonhee, Leedo, and Hwanwoong of OneUs visit the Empire State Building
Commentary

It’s Time for K-pop Stars to Speak Out on Human Rights

With few exceptions, South Korea’s K-pop idols have been conspicuously silent on controversial subjects – including the Russian invasion of Ukraine.
It’s Time for K-pop Stars to Speak Out on Human Rights
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The time has come to depoliticize North Korean human rights. South Korean progressives have argued that working to improve human rights in North Korea threatens to worsen inter-Korean relations and makes addressing security threats difficult, but the Moon administration failed to make progress in security or relations despite sidelining human rights. The Yoon administration should work on multilateral approaches to address the state of human rights in the North and reach a domestic bipartisan consensus on the issue.

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Distressed flags of China, South Korea, and the United States
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The intensifying strategic competition between the United States and China has put substantial pressure on South Korea concerning several strategic issues. The U.S.-China rivalry is only likely to continue with the upcoming American presidential election in 2024.

As the South Korean government has recently tilted toward the United States, China wants South Korea to take a more balanced approach in its policies between the two countries. China is also expressing concern on matters of interest to it, such as the THAAD deployment, supply chain reset, and issues of the Taiwan Strait and the regional status of Xinjiang.

As Ambassador Jung-Seung Shin will argue, South Korean foreign policies should be based on its national interests and reflect its identity and the values its people share. Therefore, according to Shin, South Korea should not only make efforts to further strengthen the KORUS alliance for the peace and stability of the Korean Peninsula and the region, but to properly manage its relations with China.

Featured Speaker

Ambassador Shin

Ambassador Jung-Seung Shin joins the Freeman Spogli Institute for International Studies (FSI) and the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) as Visiting Scholar and Payne Distinguished Fellow for the 2023 winter quarter. He previously served as Ambassador for the Republic of Korea to the People's Republic of China from 2008 to 2010, and currently serves as Chair Professor at the East Asia Institute at Dongseo University. While at Stanford, he will be conducting research on the strategic relationships between Korea, China, and the United States.

Discussant

Ambassador Shin

Oriana Skylar Mastro is a Center Fellow at Stanford University’s Freeman Spogli Institute for International Studies, where her research focuses on Chinese military and security policy, Asia-Pacific security issues, war termination, nuclear dynamics, and coercive diplomacy. She is also a Non-Resident Senior Fellow at the American Enterprise Institute and continues to serve in the United States Air Force Reserve, for which she works as a strategic planner at INDOPACOM.

She has published widely, including in International Security, Foreign Affairs, the New York Times, International Studies Review, Journal of Strategic Studies, The Washington Quarterly, Survival, and Asian Security. Her book, The Costs of Conversation: Obstacles to Peace Talks in Wartime, (Cornell University Press, 2019), won the 2020 American Political Science Association International Security Section Best Book by an Untenured Faculty Member.

Moderator

Gi-Wook Shin

Gi-Wook Shin is the director of the Walter H. Shorenstein Asia-Pacific Research Center; the William J. Perry Professor of Contemporary Korea; the founding director of the Korea Program; a senior fellow of the Freeman Spogli Institute for International Studies; and a professor of sociology, all at Stanford University. As a historical-comparative and political sociologist, his research has concentrated on social movements, nationalism, development, and international relations. 

Shin is the author/editor of more than twenty books and numerous articles. His recent books include South Korea's Democracy in Crisis (2022); The North Korean Conundrum: Balancing Human Rights and Nuclear Security (2021); Demographics and Innovation in the Asia-Pacific (2021); and Shifting Gears in Innovation Policy from Asia (2020). His new research initiative examines potential benefits of talent flows in the Asia-Pacific region, where countries, cities, and corporations have competed with one another to enhance their stock of "brain power" by drawing on the skills of both their own citizens and those of foreigners.

This event is part of the Frank E. and Arthur W. Payne Lecture Series. 

The Payne Lectureship is named for Frank E. Payne and Arthur W. Payne, brothers who gained an appreciation for global problems through their international business operations. Their descendants endowed the annual lecture series at the Freeman Spogli Institute for International Studies to raise public understanding of the complex policy issues facing the global community today and to increase support for informed international cooperation.

The Payne Distinguished Lecturer is chosen for his or her international reputation as a leader, with an emphasis on visionary thinking, a broad, practical grasp of a given field, and the capacity to clearly articulate an important perspective on the global community and its challenges.

Gi-Wook Shin
Gi-Wook Shin

In-Person at Philippines Conference Room, Encina Hall 3rd Floor
616 Jane Stanford Way, Stanford Campus

Ambassador Jung-Seung Shin

Stanford CISAC
Stanford University
Encina Hall
Stanford,  CA  94305-6055

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Center Fellow at the Freeman Spogli Institute for International Studies
Courtesy Assistant Professor of Political Science
OrianaSkylarMastro_2023_Headshot.jpg
PhD

Oriana Skylar Mastro is a Center Fellow at the Freeman Spogli Institute for International Studies and Courtesy Assistant Professor of Political Science at Stanford University, where her research focuses on Chinese military and security policy, Asia-Pacific security issues, war termination, and coercive diplomacy. She is also a nonresident scholar at the Carnegie Endowment for International Peace and a member of the Council on Foreign Relations. She was previously an assistant professor of security studies at Georgetown University. Mastro continues to serve in the United States Air Force Reserve, for which she currently works at the Pentagon as Deputy Director of Reserve Global China Strategy. For her contributions to U.S. strategy in Asia, she won the Individual Reservist of the Year Award in 2016 and 2022 (FGO).

She has published widely, including in International Security, Security Studies, Foreign Affairs, the Journal of Strategic Studies, The Washington Quarterly, the Economist, and the New York Times. Her most recent book, Upstart: How China Became a Great Power (Oxford University Press, 2024), evaluates China’s approach to competition. Her book, The Costs of Conversation: Obstacles to Peace Talks in Wartime (Cornell University Press, 2019), won the 2020 American Political Science Association International Security Section Best Book by an Untenured Faculty Member.

She holds a B.A. in East Asian Studies from Stanford University and an M.A. and Ph.D. in Politics from Princeton University.

Her publications and commentary can be found at orianaskylarmastro.com and on Twitter @osmastro.

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Lectures
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Rebuild, Reimagine, and Accelerate: Ukraine
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Rebuilding Ukraine will not be easy. Rebuilding Ukraine into a modern market economy, an effective state, and a thriving democracy that can fulfill the requirements of EU membership will be a challenge. Rebuilding Ukraine into a model for sustainable development and sustainable societies in the 21st century for the world to follow will be an uphill battle.

It is a necessary battle.

Guided by past experiences of successes and failures in post-war reconstruction, our goal is to generate innovative, practical ideas for the rebuilding effort. We aim to provide a framework for reconstruction that empowers government policymakers, private sector actors, and non-government leaders to be ambitious and accountable.

This workshop brings together a broad set of experts to define the problem, outline the cornerstones of an effective framework, and lay the foundations for future action. We hope that the conversations we start together at Stanford will serve as a springboard for productive collaborations in the months and years ahead.

Organized by the Center on Democracy, Development and the Rule of Law, Freeman Spogli Institute for International Studies at Stanford University, and Economists for Ukraine.

7:30 - 8:10 am — Arrival and breakfast

8:10 - 8:15 am — Welcoming remarks

Kathryn Stoner (Stanford)
Dmytro Kushneruk (Consulate of Ukraine in San Francisco)

8:15 - 8:30 am — Opening remarks

Anastassia Fedyk (UC Berkeley)
Michael McFaul (Stanford)

8:30 - 9:00 am — Keynote Address

Mustafa Nayyem (State Agency for Restoration and Infrastructure Development of Ukraine), via Zoom

9:00 - 9:45 am — Taking stock: The Scale of Destruction and Scope of Reconstruction so far

Tymofiy Mylovanov (Kyiv School of Economics), via Zoom  
Nataliia Shapoval (Kyiv School of Economics), via Zoom

9:45 - 10:00 am — Coffee break

10:00 - 11:30 am — Getting the Economics Right. The Policies and Sequence of Reform and Reconstruction

Chair: Anastassia Fedyk (UC Berkeley)

Panelists:  
Torbjorn Becker (Stockholm School of Economics)  
Barry Eichengreen (UC Berkeley)  
James Hodson (AI for Good Foundation)  
Marianna Kudlyak (Federal Reserve Bank San Francisco)  
Denis Gutenko (former Head of State Fiscal Service)

11:30 - 11:45 am — Coffee break

11:45 am -1:15 pm — Getting Governance Right. Strengthening Democratic Accountability and Expanding Civic Engagement

Chair: Anna Grzymala-Busse (Stanford)

Panelists:  
Francis Fukuyama (Stanford)  
Luis Garicano (University of Chicago), via Zoom  
Ilona Sologoub (Vox Ukraine; Economists for Ukraine)  
Eva Busza (National Democratic Institute)  
Olexandr Starodubtsev (National Agency on Corruption Prevention), via Zoom

1:15 - 2:00 pm — Lunch

2:00 - 4:00 pm — Getting International Financing Right. The Structure, Sources, and Types of International Assistance

Chair: Erik Jensen (Stanford)

General Principles and Problems 
Panelists: Yuriy Gorodnichenko (UC Berkeley); Roger Myerson (University of Chicago)

The View from the U.S. Administration  
Panelists: Erin McKee (Bureau for Europe and Eurasia (E&E), USAID), via Zoom
Dafna Rand (Office of Foreign Assistance (F), Department of State), via Zoom

The View from International Financial Institutions 
Panelists: Vladyslav Rashkovan (IMF), via Zoom; Michael Strauss (EBRD)

4:00 - 4:15 pm — Coffee Break

4:15 - 6:00 pm — Sectoral and Regional Rebuilding. Ukrainian Reconstruction as a New Model for Sustainable Development

Chair: Kathryn Stoner (Stanford)

Panelists:  
Tatyana Deryugina (UIUC; Economists for Ukraine)  
Yulia Bezvershenko (Stanford)  
Andrii Parkhomenko (USC)  
Iryna Dronova (UC Berkeley)  
Eric Hontz (Center for International Private Enterprise) 
Roman Zinchenko (Greencubator), via Zoom

6:00 - 6:30 pm — Takeaways and Next Steps

Moderators: Anastassia Fedyk and Michael McFaul

6:30 - 7:00 pm — Reception

7:00 pm — Working Dinner: Takeaways and Next Steps


By invitation only. Not open to the public.

Workshops
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Gita Wirjawan
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In November-December 2022 Indonesia hosted two international events, the Group of Twenty Summit (G20) and the Bali Democracy Forum (BDF).  Being in the country then, Gita Wirjawan gained impressions of the G20 and attended the BDF.  At both gatherings, he noted, concerns were expressed over the rise of autocracy, the growth of populism, and their effects on state integrity and performance, including an inability to recruit and select national leaders based on their actual talent—proven merit—above other considerations.  This tendency is increasingly common, Wirjawan will argue, in developed as well as developing countries.

A vital requisite for the economic and democratic success of open economies, in Southeast Asia as elsewhere, is trust.  International transfers of capital are like flows of water driven by gravity.  The power of that attraction depends on the extent to which the receiving country is perceived as trustworthy.  For liberal democracy to thrive in Southeast Asia, the region needs good governance by talented and trusted leaders who can ensure that appropriate rules are enforced and that the benefits of economic growth accrue to all layers of society.  Wirjawan’s recommendations in that context will include a priority on widely available quality education.

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Photo of Gita Wirjawan

Gita Wirjawan is an Indonesian entrepreneur and educator.  Having established a successful investment business in Indonesia, the Ancora Group, he created the Ancora Foundation.  The foundation has endowed scholarships for Indonesians to attend Stanford and other high-ranked universities around the world and has funded the training of teachers at hundreds of Indonesian kindergartens serving underprivileged children.  Wirjawan’s public service has included positions as Indonesia’s minister of trade, chairman of its Investment Coordinating Board, and chair of a 159-nation WTO ministerial conference in 2012 that focused on easing global trade barriers.  He led his country’s national badminton association in 2012-16 when Indonesia won four gold medals in the sport at world championships including the Olympics.  As an educator, he advises Indonesia’s School of Government and Public Policy (SGPP) and Yale’s School of Management, among other institutions.  At SGPP he hosts a public-policy podcast called endgame, to which an estimated 471,000 people subscribe and which has recently carried several interviews with Stanford faculty.  His degrees are from the Harvard Kennedy School (MPA), Baylor University (MBA), and the University of Texas at Austin (BSc). 

 

 

Donald K. Emmerson

Via zoom

Gita Wirjawan 2022-23 Visiting Scholar, APARC
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This article originally appeared in the Korean daily newspaper Munhwa Ilbo on January 2, 2023. It was translated from Korean by Raymond Ha.

In an exclusive interview for the Munhwa Ilbo, Stanford University professors Gi-Wook Shin and Francis Fukuyama had a conversation on a wide range of topics including the war in Ukraine, U.S.-China competition, and North Korea policy.

The world faces a crisis of political leadership as each country pursues its own interests. Fukuyama stressed the importance of robust international institutions, instead of relying solely on great leaders. He pointed to NATO and the U.S.-Korea alliance as examples of institutions that uphold the liberal international order. In terms of the U.S.-China competition, he said without hesitation that “a democracy like Korea…has to make the decision that it is going to be on the side of democracy.” Fukuyama also noted that in the event of an armed confrontation over Taiwan, Korea would almost certainly be pulled in, given the significant U.S. military presence there. He was skeptical about prospects for progress over North Korea, pointing to the long history of failed negotiations and the lack of viable alternatives. “Not every problem has a solution,” he said.

Gi-Wook Shin, who led the interview, observed that the global decline of democracy appears to have hit a turning point, “although it’s too early to say if there will be a rapid recovery…or a more gradual shift.” As for the state of democracy in the United States, he said, “We will have to wait and see what happens in the 2024 presidential election.” Even though Trump’s political influence may be weaker, he observed, “pro-Trump forces are still part of the system.” In terms of Korea’s foreign policy, Shin emphasized that Seoul “should take [the Taiwan] problem much more seriously.” A crisis in the Taiwan Strait “could become the biggest challenge for the Yoon administration’s foreign policy, not North Korea,” and domestic polarization over China policy is one issue that could threaten to “become extremely controversial.”

The interview was held in-person for one hour at Stanford on December 8, 2022, with a follow-up interview held over the phone on December 27.  


[Gi-Wook Shin] Let’s start by looking back on 2022. How would you summarize this year?

[Francis Fukuyama] I think 2022 was a very good year, where we may have bottomed out in this global move away from democracy and toward authoritarian government. The year really started out in February with the Russian invasion of Ukraine, which looked very, very threatening. China was on a roll. It looked like they were beating everybody in terms of COVID policy. Then, by the end of the year, the Russians got completely bogged down. China experienced mass protests, and there were protests also in Iran. In America’s elections on November 8, all the pro-Trump forces failed to make gains and, in fact, lost almost everywhere. I think that maybe we will look back on 2022 as the year when this democratic recession that has been going on for over 15 years finally bottomed out.

[GWS] I agree, although it’s too early to say if there will be a rapid recovery toward democracy or a more gradual shift. In the United States, we will have to wait and see what happens in the 2024 presidential election. Former President Trump may be weaker politically, but pro-Trump forces are still part of the system. As for the Ukraine war, many people thought Russia would win quite easily, but now it looks like they are struggling. It’s a big question, of course, but how do you think the war will be remembered in history?

[FF] I think that it is going to be remembered as one of the biggest strategic mistakes made by a great-power leader in a very long time. I think that the mistake is directly due to the nature of the political system. You remember that Vladimir Putin was sitting at the end of this 25-foot table with his defense minister because he was so afraid of COVID. He was extremely isolated during the whole pandemic, and he had already isolated himself in a political system where he doesn’t face checks and balances. That kind of decision-making system makes you prone to make even bigger mistakes, because you don’t have other people to test your ideas against. He was completely uninformed about the degree to which Ukraine had developed a separate national identity and that the Ukrainian people were willing to fight for it. He didn’t have any idea how incompetent his own army was. If he had been in a more democratic country that required him to share power with other people, I don’t think he could have made that kind of mistake.

 

The most important thing is the breakdown of the Chinese economic model. For the past decade, the Chinese model has been to pump a huge amount of money into the real estate sector. That model is collapsing. The other big problem is that they don’t have economic growth anymore.
Francis Fukuyama

[GWS] Putin is struggling, as you said. There are a lot of problems in China, but Xi Jinping secured a third term. Authoritarian leaders elsewhere still hold power. By contrast, I don’t think President Biden has shown powerful leadership at home or globally. I don’t see any strong political leaders in the U.K., France, or Germany either.

[FF] I think that although Xi Jinping may succeed in stabilizing the situation in China with the protests over COVID in the short run, he is in a lot of trouble. He was creating all this social instability with the zero-COVID policy. Now that they’ve started to relax it, I think the number of cases and deaths is going to go up very dramatically, but I don’t think they’ve got much of a choice. I think this has probably damaged the people’s sense of Xi’s authority and legitimacy, and I’m not sure he can recover from that.

The most important thing is the breakdown of the Chinese economic model. For the past decade, the Chinese model has been to pump a huge amount of money into the real estate sector. That model is collapsing. The other big problem is that they don’t have economic growth anymore. Some economists think that they’re actually in a recession, with negative growth. This is like what Japan went through in the 1990s. So much of the Chinese government’s legitimacy has been based on having extremely high growth rates, and that period is over. I don’t see how they get it back, and they certainly won’t by inserting the state into every economic decision and controlling their high-tech sector. Their population is shrinking now. I’m not sure that Xi Jinping, in the longer run, is actually going to look like a very effective leader.

[GWS] But in the short term, say the next three to five years, won’t authoritarian leaders be powerful in comparison? Just as “America First” shows, some say there is a crisis of political leadership among Western democracies, including the United States, the United Kingdom, France, and Germany.

[FF] I think that apart from President Zelenskyy in Ukraine, we don’t see any really inspiring leaders in Germany or France or the United States. On the other hand, the nice thing about democracy is that it’s an institutional system for managing change. Biden has turned 80, and Trump himself is in his upper 70s. The leadership in Congress and the Democratic Party are all elderly, but they’re all about to change. In the next election cycle, there is going to be a whole new generation of people that are up-and-coming. I don’t think you need a charismatic leader with great vision, necessarily, to run any of the countries you mentioned.

[GWS] Another question is if the United States can provide global leadership. When Trump was defeated, there was a strong expectation for the Biden administration to restore global order and to do much better than its predecessor. I’m not sure whether that’s happening.

[FF] Again, I think that’s why you want to have international institutions rather than being dependent simply on leaders. This gives an institutional basis for continuity in policy. There are all of these alliance structures, like NATO. People thought that NATO was obsolete and was going to go away. It has actually proved to be very durable. The United States has security ties with Korea and Japan that also are quite old, but they’re still durable. It’s interesting that the authoritarian countries have not been able to create anything comparable to that set of alliances. There is the Shanghai Cooperation Organization (SCO), but all the Central Asian states don’t want to be part of this China-Russia dominated organization. We can’t just depend on great leadership.

Korea should proactively participate in upholding and creating an international order that facilitates a resurgence of democracy. Korea has not really played this role before, but with the 10th largest economy in the world, it is now in a position to play a positive role.
Gi-Wook Shin

[GWS] To add on to that, I think Korea should proactively participate in upholding and creating an international order that facilitates a resurgence of democracy. Korea has not really played this role before, but with the 10th largest economy in the world, it is now in a position to play a positive role.

[FF] There is a set of values that underpin America’s alliances, both in Asia and Europe. Throughout the whole Cold War, the Soviet Union never actually invaded a Western democracy, but that’s what Russia did. NATO has suddenly become very relevant once more. I think that both in Korea and Japan, there is also recognition of a comparable challenge from an authoritarian China. Unless all democracies work together and show solidarity with one another, they could be picked off by these two authoritarian powers.

[GWS] There is a lot of debate about whether China is going to invade Taiwan or not. I have a two-part question. First, could the situation in Ukraine reduce the possibility of China invading Taiwan? Second, if China still invades nevertheless, what should Korea do? This is a difficult question for Korea. It cannot say no to the United States as a military ally, but at the same time, it cannot antagonize China. I think this is the most difficult question for Korea at the moment.

[FF] This is a difficult question for the United States because it’s not clear that Congress or the American people actually want to go to war with China in order to save Taiwan. I think if you ask them a polling question stated like that, probably a majority would say, “No, we’re not going to send our troops to die.” But I think it’s likely that the United States will get dragged into such a conflict one way or the other. Among other things, the Chinese would probably have to preempt some of the American forces that are in the theater. American military personnel will get killed as the Chinese attack unfolds, and I think there will be a lot of political pressure to help Taiwan.

[GWS] How much can the United States be involved? Some in Korea are skeptical that Washington will step in.

[FF] This is really the problem. During the Cold War, we had a good idea of what a war would like look like if it actually happened. The military planning was very concretely designed against certain types of escalation. With China, we don’t have a clear set of expectations for what escalation would look like. It could just start with a Chinese invasion. It could start with a blockade. It could start with something in the South China Sea. It could actually start on the Korean Peninsula, with North Korea doing something. If it happens, it’s going to be much more devastating than the war in Ukraine. So much of global production comes out of Asia, and there’s a strong incentive not to let things get out of hand. Whether we have the wisdom to do that is not clear. I also think that people’s expectations and opinions will change once the conflict begins. The moment people see cities being bombed, they will change their minds.

Francis Fukuyama conversing in Gi-Wook Shin's office at Stanford University.
Francis Fukuyama. | Kim Namseok/Munhwa Ilbo

[GWS] I also think that a conflict over Taiwan would affect the American people more directly than what is happening in Ukraine. What’s your view on how seriously Korea should be taking this possibility?

[FF] It is likely enough that it is absolutely important for everyone to take it seriously and plan against it. What you want to do is deter China from taking any military action against Taiwan. They’re not going to be deterred unless they see that there’s a response on the other side that is going to raise the cost for them. That’s not going to happen unless people take the scenarios seriously and start thinking about concrete ways that they could help Taiwan or stymie any kind of Chinese attack. I think it is very important for Korea to think this through and think about ways they could support Taiwan and be part of a larger alliance that can push back against China.

[GWS] I keep telling my friends and colleagues in Korea that they should take this problem much more seriously. Taiwan could become the biggest challenge for the Yoon administration’s foreign policy, not North Korea. China policy has become an extremely divisive partisan issue in South Korea, and it could tear the country apart. What advice would you have for President Yoon?

[FF] There’s two things. First is the rhetorical position. Korea should make its position clear in advance that it would oppose Chinese military action and would support the United States, for example. Korea is going to get dragged into this because so much U.S. military equipment is in Korea, and that is going to be moved in closer to the theater. I think making that position clear in advance is important.

The other thing that’s been very clear from the Ukraine war is that democracies are not prepared for an extended conflict. Everybody is running out of ammunition in Europe and the United States is running low on certain types of ammunition. The Ukrainians have used so much of it just in the 10 months they have been fighting. I think that any high-intensity conflict in East Asia is also going to be very costly in terms of supplies. South Korea is in a better position than other countries because it has been preparing for a North Korean attack for decades. Everybody needs to be prepared for an extended conflict. It may not be over in 48 hours.

[GWS] Koreans are quite nervously watching the ongoing escalation of tensions between the United States and China. In the past, the paradigm was “United States for security, China for the economy” (an-mi-gyeong-joong). Now, security and the economy are linked together. The Yoon government is promoting the strengthening of the alliance with the United States, but South Korea faces the fundamental problem of how to position itself as U.S.-China tensions escalate. Do you have any wisdom for Korea?

[FF] I don’t know if it’s wisdom, but I think Korea needs to take a clearer position. Under the previous government, there was a belief that Korea could somehow be halfway between China and the United States. That’s just not a tenable position. The tension between the United States and China has really been driven by China ever since 2013, when Xi Jinping took power. China has become a much more severe dictatorship internally, and it has become much more aggressive externally. You see the influence of the Belt and Road Initiative and the militarization of the South China Sea. In the last 10 or 15 years, China has been picking fights with India, Japan, Korea, and all of Southeast Asia over territorial issues. They built the size of their military much more rapidly than any other great power in that period of time. As a result, the United States and other countries have simply reacted to this. I think that a democracy like Korea cannot pretend that it is somehow in between the United States and China. It has to make the decision that it is going to be on the side of democracy.

[GWS] I agree that an-mi-gyeong-joong is now obsolete, but I think that South Korea must be more sophisticated in its response. As they say, the devil is in the details. On the economy, Seoul can actively work with Washington on areas closely related to security, but it can still partner with Beijing on sectors that are not. There can be a fine-tuned policy.

I now want to ask about North Korea and U.S. policy. I have been saying that the Biden administration policy is one of “strategic neglect,” not the “strategic patience” of the Obama administration. Kim Jong-un keeps testing missiles and provoking, and South Koreans are puzzled by the lack of response from Washington. Why is that? Is it because all the attention is on Ukraine and China?

[FF] Not every problem has a solution, and I don’t think this problem has a solution. You could use diplomacy. You could use military force. You could use deterrence. There are a limited number of possible approaches, and I think none of them are going to work. There has been a long history of negotiation. That has not worked. I think confrontation is not going to work. I think preemption is certainly not going to work. I just don’t think there’s a good solution, so we’ve ended up with trying to ignore the problem by default. Part of the reason North Korea is launching all of these missiles is that they want people to pay attention to them. Ignoring the problem is not much of a solution either, but it’s not as if there is a better solution.

[GWS] I agree with you that for many people in government, North Korea has been a hot potato. You don’t want to touch it because there is no clear solution, and it won’t help your career. But if we just ignore the problem, then five years later it’s going to be worse. What kind of North Korea are we going to face in five or ten years?

[FF] Everybody has been hoping that something would happen internally. It’s fine to think that, but it’s also not taking place. That said, Kim Jong-un is obese and unhealthy. Who knows what might happen?

We've had four elections now where [Trump] was playing a major role in the Republican Party. In three of those elections, he really hurt his own party. He can stir up a third of the electorate that loves him, but it’s never enough to win an election, especially in a swing state.
Francis Fukuyama

[GWS] Let’s now turn to domestic politics here in the United States. I think many Americans were relieved by what happened in the midterm elections last month. Trump’s influence was much more limited than what people thought. But he’s still there, and he’s likely to run again. I think he is still a strong candidate for the Republicans.

[FF] He declared his candidacy, but I think that he is declining very rapidly in influence. We have had four elections now where he was playing a major role in the Republican Party. In three of those elections, he really hurt his own party. He can stir up a third of the electorate that loves him, but it’s never enough to win an election, especially in a swing state. I think he’s gotten crazier in recent months. He is doing so many self-destructive things, having dinner with neo-Nazis and repeating all these conspiracy theories. These are things that no rational candidate would do. The Republicans are going to want somebody that can actually beat the Democrats, and I don’t think it’s going to be him.

[GWS] You don’t expect a rematch between Biden and Trump in 2024?

[FF] This gets into a technical issue, but the Republican primaries are mostly winner-take-all primaries. Any candidate that can get 30% of the vote is likely to be nominated. If you have a Republican field that has several people competing, they may split the alternative vote and Trump may end up winning. I think he still has a good chance of being the Republican nominee. If you’re a Democrat, that’s not the worst thing in the world. It is probably easier to run against Trump than a more normal Republican candidate.

[GWS] Two years is still a long time in politics. You said that Trump is likely to be nominated. Would Biden also run again?

[FF] I think that Biden is going to run again. Part of the problem is in the Democratic Party. It’s not clear who the successor would be. There are a lot of potential new-generation politicians, but I don’t think any of them has enough presence and attention that they can clearly take over the mantle to run as the Democratic candidate. If there is a rematch, I think Biden will win.

[GWS] Now to South Korea. Last June, I did some interviews advocating a parliamentary system, and they received good attention. There is still a lot of hesitancy among Koreans, though. I think there are a few reasons. The first is that we need a strong presidential system to deal with North Korea. There’s no stability if the prime minister keeps changing. Second is that it may drive politicians closer to big business (chaebol) because there’s less direct accountability. What would you suggest for South Korea in terms of institutional reform?

[FF] There are several possibilities even short of a parliamentary system. You can coordinate the presidential and parliamentary terms. It’s still the case that the president has a five-year term, but the legislature is on an even-year term. If you want to have strong government, you need a president that has majority support in the legislature. If they get elected simultaneously on a regular basis, you’re more likely to see strong leadership emerge. In a presidential system, the legislature itself is a check against the president. If you don’t have a strong majority in the legislature, you can’t do anything.

[GWS] That is what is happening right now in Korea.

[FF] In a parliamentary system like the British one, if you have a majority in parliament, you can do what you want. I think the presumption that somehow a presidential system is inevitably stronger than a parliamentary system is not historically correct.

[GWS] Is a parliamentary system maybe one solution to political polarization?

[FF] Sometimes a parliamentary system will have that effect, but the kind of plurality voting system that we have in the United States and in Britain tends to promote polarization. To the extent that you make it possible for third parties to run, that’s probably a better system. If you have more parties and it becomes harder to get a majority in the legislature, that forces coalitions and some degree of power sharing.

Francis Fukuyama 2022

Francis Fukuyama

Olivier Nomellini Senior Fellow at the Freeman Spogli Institute for International Studies, Director of the Ford Dorsey Master’s in International Policy, and Professor by Courtesy, Department of Political Science
Full Biography
Gi-Wook Shin

Gi-Wook Shin

Senior Fellow at the Freeman Spogli Institute for International Studies, Professor of Sociology, William J. Perry Professor of Contemporary Korea, Director of the Shorenstein Asia-Pacific Research Center, and Director of the Korea Program
Full Biography

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A Conversation with Francis Fukuyama on the Challenges of a Changing Global Order

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