At the request of the Silicon Valley Innovation Center, the SPICE staff was invited on December 5, 2014 to give an overview of its work to a group of 20 educators from Kazakhstan. The educators are counseling specialists and school administrators from Nazarbayev Intellectual Schools (NIS). The NIS is a network of schools for exceptional students of ages 12 to 18 throughout Kazakhstan. The primary purpose of the visit to Stanford University and also to U.C. Berkeley was to learn more about the admission process to competitive universities in the United States.
After opening comments by Dr. Gary Mukai, Jonas Edman introduced SPICE’s curriculum development process and described two SPICE curriculum units that are historically- and culturally-relevant to Kazakhstan. They are called The Mongol Empireand Islamic Civilization and the Arts. Both topics are required in many world history courses taught at public secondary schools in the United States. Jonas’ talk inspired discussions about how curriculum materials on topics such as world religions can help to raise levels of cultural sensitivity not only among students but also among educators, including counseling specialists who need to be aware of the cultural diversity represented among students.
Naomi Funahashi described SPICE’s distance-learning programs on Japan and Korea for high school students in the United States. Her presentation was interspersed with energetic discussions about the possibility of engaging students from NIS with SPICE’s distance-learning programs. The possibility of developing a SPICE distance-learning course for NIS was met with enthusiasm. The proposed course could introduce NIS students to U.S. society and culture as a way to help prepare them for college life in the United States and to also encourage students to someday pursue careers in U.S.–Kazakhstan relations.
Johanna Wee shared SPICE’s web-based resources and illustrated components of a curriculum unit, Along the Silk Road, that are available on SPICE’s website and are also historically and culturally important to the people in Kazakhstan. One of the NIS educators said that he was grateful to SPICE for its work on the Silk Road and for introducing the Silk Road’s cultural significance—in particular, important cities along the historic Silk Road located in Kazakhstan—to young students in the United States.
Gary spoke about SPICE’s collaboration with Stanford’s Center for Russian, East European and Eurasian Studies (CREEES) and also SPICE’s teacher professional development initiatives with independent schools abroad that are affiliated with the European Council of International Schools (ECIS) and the East Asia Regional Council of Independent Schools (EARCOS). Gary recommended that the educators explore the CREEES website to learn about the ways Stanford is promoting the study of and research on the Central Asian Republics.
In her closing comments, Dr. Almagul Kanagatova, a director of the NIS Astana campus, expressed how rewarding it was to be on the Stanford campus and how she feels that students at NIS are ready to take on the challenge of studying at top universities like U.C. Berkeley and Stanford. An invitation was extended to SPICE to participate in an NIS-led teacher conference in Astana in October 2015. If participation in the October 2015 teacher conference becomes a reality, it will be the first time in SPICE’s nearly 40-year history that SPICE would formally collaborate with a school in one of the Central Asian Republics.
About the Topic: Four decades of Soviet nuclear testing left behind a legacy of radioactive contamination in a sizable area of contemporary Kazakhstan. My research examines the social consequences and lasting implications of this on local populations living in a village of Koyan. Taking the 1949-1989 Soviet atomic weapons program and the secretive Cold War context as my starting point, I investigate local understandings of health and livelihood on a landscape marred by atomic testing and one continuously inhabited by rural Kazakhs for generations. I demonstrate that since the collapse of the Soviet Union in 1991 and the advent of free market reforms in Kazakhstan a new kind of post-socialist identity has appeared. Furthermore, in order to navigate this post-Soviet social order and cultural marginalization, people in Koyan have “embraced” nuclear pollution as something natural in their environment. Specifically, they see their own survival as proof that they have evolved to fit a radioactive ecosystem. My Kazakh colleagues say “clean air is our death,” meaning that moving away from these damaged ecosystems will kill them. Emerging strategies for survival reflect a new social order in Kazakhstan: that order embraces a nuclear future by agreeing to accept funding to become a Global Nuclear Fuel Bank and a dumping ground for much of the West’s toxic waste, while at the same time publicly lamenting its Soviet nuclear past. I address how people in Koyan have learned to engage with the nuclear test site’s past, present state practices, scientific expertise and authority, and how health, suffering, and notions of well-being constitute a new post-socialist identity.
About the Speaker: Magdalena Stawkowski received her Ph.D. in Anthropology from the University of Colorado Boulder. Her dissertation, “Radioactive Knowledge: State Control of Scientific Information in Post-Soviet Kazakhstan,” is based on sixteen months of field work in the Semipalatinsk Nuclear Test Site region and is an ethnographic account of the local understandings of health, livelihood, and suffering among rural ethnic Kazakh communities. In it, Magdalena traces the lesser-known history of the Soviet nuclear program from the perspective of people who were most affected by its military-industrial complex, exploring how they cope with their own present-day toxic environments. She is a recipient of an award for outstanding contribution to the anti-nuclear movement by Olzhas Suleimenov, the Ambassador of Kazakhstan to UNESCO, Kazakh poet, and the founder of the Nevada-Semipalatinsk Anti-Nuclear Movement in Kazakhstan. Magdalena’s recent co-authored article appeared in the Journal of the History of Biology and is titled “James V. Neel and Yuri E. Dubrova: Cold War Debates and the Genetic Effects of Low Dose Radiation.”
William J. Perry was only 18 when he found himself surrounded by death, a young U.S. Army mapping specialist in Japan during the Army of Occupation. The atomic bombs had been dropped on Hiroshima and Nagasaki and World War II had just come to an end.
“The vast ruins that once had been the great city of Tokyo – nothing, nothing had prepared me for such utter devastation that was wrought by massive waves of firebombing rained down by American bomber attacks,” said Perry, who was then shipped off to the island of Okinawa in the aftermath of the last great battle of WWII.
More than 200,000 soldiers and civilians had been killed in that closing battle of 1945, codenamed Operation Iceberg.
“Not a single building was left standing; the island was a moonscape denuded of trees and vegetation,” Perry told a rapt audience during a recent speech. “The smell of death was still lingering.”
The young man quickly understood the staggering magnitude of difference in the destruction caused by traditional firepower and these new atomic bombs.
“It had taken multiple strikes by thousands of bombers and tens of thousands of high explosive bombs to lay waste to Tokyo,” he recalls. “The same had been done to Hiroshima and then to Nagasaki with just one plane – and just one bomb. Just one bomb.
“The unleashing of this colossal force indelibly shaped my life in ways that I have now come to see more clearly,” said Perry, who would go on to become the 19th secretary of defense. “It was a transforming experience. In many ways – I grew up from it.”
William J. Perry in 1945 in his U.S. Army Air Corps uniform.
William J. Perry in 1945 in his U.S. Army Air Corps uniform. Photo Credit: U.S. Army
Now, nearly seven decades later, the 86-year-old Perry has come full circle. His new winter course will take students back to his fateful days in Japan after the United States became the first – and last – nation to use atomic weapons. He’ll go through the Cold War, the arms race and expanding nuclear arsenals, and today’s potential threats of nuclear terrorism and regional wars provoked by North Korea, Iran or South Asia.
Living at the Nuclear Brink: Yesterday & Today (IPS 249) – to serve as the backdrop for an online course at Stanford next year – concludes with the declaration Perry made in 2007: The world must rid itself entirely of nuclear weapons. And students will get a primer on how to get involved in organizations that are working on just that.
“They did not live through the Cold War, so they were never exposed to the dangers and therefore it doesn’t exist to them; it’s just not in their world,” Perry said of millennial and younger students. “I want to make them aware of what the dangers were and how those dangers have evolved.”
Perry and former U.S. Sen. Sam Nunn, both Democrats, joined former Republican Secretaries of State George P. Shultz and Henry A. Kissinger in launching a series of OpEds in The Wall Street Journal (the first in 2007) that went viral. Together they outlined how nations could work together toward a world without nuclear weapons.
“I think I have some responsibility since I helped build those weapons – and I think that time is running out,” Perry said in an interview.
Perry helped shore up the U.S. nuclear arsenal as undersecretary of defense for research and engineering, procuring nuclear weapons delivery systems for the Carter administration. Later, as secretary of defense for President Bill Clinton, his priority became the dismantling of nuclear weapons around the world.
Taubman, a consulting professor at CISAC, will guest lecturer in Perry’s class, along with CISAC’s Siegfried Hecker, David Holloway, Martha Crenshaw and Scott Sagan. Other speakers are expected to include Shultz, a distinguished fellow at Stanford’s Hoover Institution; Andrei Kokoshin, deputy of the Russian State Duma; Ashton B. Carter, who just stepped down as deputy secretary of defense; Joseph Martz of the Los Alamos National Laboratory; and Joeseph Cirincione, president of the Ploughshares Fund.
The world is far from banning the bomb. According to the Ploughshares Fund, an estimated 17,300 nuclear weapons remain in the global stockpile, the majority of which are in Russia and the United States.
President Barack Obama declared shortly after taking office in his first foreign policy speech in Prague that because the United States was the only country to have used nuclear weapons, Washington “has a moral responsibility to act.”
“So today, I state clearly and with conviction, America’s commitment to seek the peace
and security of a world without nuclear weapons,” Obama said back in May 2009.
Perry – a senior fellow at CISAC who received his BS and MS from Stanford and a PhD from Pennsylvania State University, all in mathematics – laments the regression of the movement to dismantle the nuclear legacy of the Cold War.
Obama has so far not acted on his pledge in his contentious second term, as China and Russia expand their stockpiles. North Korea and Iran are attempting to build nuclear weapons and India and Pakistan are building more fissile material. The U.S. Senate still has not ratified the Comprehensive Test Ban Treaty and the U.S. and Russia have not moved forward on a follow-up to the New START Treaty.
Perry recognizes that the issue is slipping from the public conscience, particularly among young people. So he’s putting his name and experience behind a Stanford Online course slated to go live next year. It will correspond with the release of his memoir, “My Journey at the Nuclear Brink” and will take a more documentary approach, weaving together key moments in Perry’s career with lectures, archival footage and interviews and conversations between Perry and his colleagues and counterparts.
"Bill Perry has had a remarkable career and this project draws on his unparalleled experience over a pivotal period in history," said John Mitchell, vice provost for online learning. "We hope his brilliant reflections will be useful to everyone with an interest in the topic, and to teachers and students everywhere."
At the heart of his winter course, online class and memoir are what Perry calls the five great lessons he learned in the nuclear age. The first four are grim remnants of what he witnessed over the years: the destructive nature of the atomic bombs on Japan; his mathematical calculations about the number of deaths from nuclear warfare; his work for the CIA during the Cuban Missile Crisis; and one pre-dawn call in 1978 from the North American Aerospace Defense Command saying there were 200 missiles headed toward the United States from the Soviet Union. That turned out to be a false, but terrifying alarm.
His fifth final lesson is hopeful, if not cautionary. It goes like this:
As secretary of defense from 1994 to 1997, Perry oversaw the dismantling of 8,000 nuclear weapons in the former Soviet Union and the United States and helped the former Soviet states of Ukraine, Kazakhstan and Belarus to go entirely non-nuclear. In that mission, he often visited Pervomaysk in the Ukraine, which was once the Soviet Union’s largest ICBM site, with 700 nuclear warheads all aimed at targets in the United States.
On his final trip to Pervomaysk in 1996, he joined the Russian and Ukrainian defense ministers to plant sunflowers where those missiles had once stood.
“So reducing the danger of nuclear weapons is not a fantasy; it has been done,” Perry said. “I will not accept that it cannot be done. I shall do everything I can to ensure nuclear weapons will never again be used – because I believe time is not on our side.”
More than 450 nuclear tests were carried out by the Soviet Union in the isolated steppes of eastern Kazakhstan from 1949 to 1989. When the Soviet Union collapsed, the Russians pulled out and left the Kazakhs to their own devices – literally. Enough fissile material for a dozen or more nuclear weapons was left behind in mountain tunnels and bore holes, virtually unguarded and vulnerable to scavengers, rogue states or potential terrorists.
In a remarkable, yet closely held feat of collaboration between the United States, Russia and Kazakhstan, engineers and nuclear scientists from the three countries spent 15 years and $150 million to secure many of the tunnels and test areas at the sprawling Semipalatinsk Test Site. Siegfried S. Hecker, a senior fellow at Stanford's Center for International Security and Cooperation and professor (research) in the Department of Management Science and Engineering, launched the project while director of the Los Alamos National Laboratory. He used his personal ties with Russian scientists to prod them into working with the Americans and Kazakhs after a visit to the test site in 1998 left him stunned by the lack of security and the presence of scavengers.
It was one of the greatest nuclear nonproliferation stories never told, until the White House and Pentagon revealed some details in 2012, which David Hoffman and Eben Harrell of Harvard’s Belfer Center made public over the weekend in an in-depth report: Plutonium Mountain. In October 2012, officials from Kazakhstan, Russia and the United States dedicated a monument that simply reads: The world has become safer.
Hecker – who teaches the popular Stanford class, “Technology and National Security” with former Secretary of Defense William J. Perry – answers questions about the extraordinary Semipalatinsk mission. He also talks about next steps to secure the site.
Q: Why were you concerned about plutonium or highly enriched uranium scattered around the former Soviet test site? Did you see it as more than just an environmental and health problem?
Hecker: The atmospheric nuclear explosions resulted in environmental contamination because everything is vaporized in such an explosion. However, I was familiar with additional experiments we Americans performed at our Nevada Test Site and, in fact, some in bore holes at Los Alamos which left these materials much more intact and easily attainable, thus presenting proliferation or terrorism concerns.
Q: Why did you suspect the Soviets of conducting similar tests?
Hecker: We knew the Soviets had at least as robust a nuclear test and experimentation program as we had. If Nevada became an independent country tomorrow, the way the Soviet site now belongs to Kazakhstan, I would be very concerned. Besides, we had kept a close eye on what was going on at Semipalatinsk during the Cold War. It turned out that we had good reason to be concerned.
Q: You were director of the Los Alamos National Laboratory. Why did you get personally involved in this project?
Hecker: The great thing about being at Los Alamos was that you have so many bright people around you who kept track of everything going on in the security world. It was our scientists who had been tracking the Soviets for decades who brought these issues to my attention. These problems involved more than science; they involved politics and diplomacy, and with those they needed help. They also needed someone who understood the problem and could get action in Washington.
Q: Was this the first time you got involved with the Russian nuclear complex?
Hecker: No, on Aug. 17, 1988, 25 years ago, I was sitting in the Nevada Test Site control room for the detonation of one of our nuclear devices. What was remarkable is that across from me was Viktor Mikhailov, leader of a Soviet scientific delegation and later minister of atomic energy. We were conducting an experiment to verify that the other side could adequately monitor the size of nuclear explosions. It was part of the Reagan-Gorbachev set of initiatives to end the Cold War and grew out of technical discussions on the sideline of meetings to negotiate verification measures for the Threshold Test Ban Treaty.
Q: How did this experience play a role in the Semipalatinsk project?
Hecker: We worked together with the Russian nuclear weapons scientists for the first time in Nevada and in a reciprocal nuclear test at Semipalatinsk on Sept. 14, 1988. These events began the essential process of building the personal trust necessary to work side by side to tackle problems like those at Semipalatinsk.
Q: You visited the Russian nuclear weapons labs in early 1992, right after the dissolution of the Soviet Union. Did they tell you about the problems at Semipalatinsk then?
Hecker: No. They had fond memories of the nuclear testing days at Semipalatinsk. They thought it was tragic that Russia lost such an important asset to the now-independent country of Kazakhstan. They believed the real estate and its problems now belonged to Kazakhstan. The Russian government did not want to be stuck with a bill to clean up the test site and believed the highly publicized environmental issues were greatly overblown.
Q: But surely they must have known that there was a proliferation risk with all the plutonium and highly enriched uranium that was left behind from their tests?
Hecker: In the 1990s, the Russian nuclear weapons labs had bigger problems. They were worried about survival and how to pay their people. One has to put the Semipalatinsk issue in perspective. During one of my many visits to the Russian labs the scientists told me that they had not been paid for nearly six months. They also did not think that someone would look for nuclear materials in such a desolate place.
Q: How did you confirm your suspicions that the problems at Semipalatinsk were more than an environmental problem?
Hecker: We got some discomforting reports from Kazakh scientists that prompted us to investigate this issue further.
Q: How did you get involved with them?
Hecker: The U.S. government began a project in the early 1990s with the Kazakhs to close the testing tunnels and eliminate the nuclear testing infrastructure at Semipalatinsk under the Nunn-Lugar Cooperative Threat Reduction program. That was the first major U.S.-Kazakh effort. We also involved the Kazakhs in an extension of programs we developed with the Russians on nuclear materials security. That brought Los Alamos and other Department of Energy laboratory scientists to the nuclear reactor on the Caspian Sea; to one in Almaty, Kazakhstan’s capital at that time; and to research reactors at the test site.
Q: Did Kazakh scientists who visited Los Alamos and confirm your worst fears?
Hecker: As part of the Nunn-Lugar program, the U.S. established what was called an International Science and Technology Center program with the Kazakhs to help scientists make the post-Cold War transition to civilian work. That program brought Kazakh scientists to work with my colleagues at Los Alamos. It was a January 1998 visit by Kairat Kadyrzhanov, director of the Kazakh Institute of Nuclear Physics, which confirmed my fears. He told me not only about finding radioactive hot spots on the test site, but also about not being able to control the metal scavengers digging up copper cables to sell. And he invited me to Semipalatinsk.
Q. What did you find during your April 1998 visit to Semipalatinsk?
Hecker: I was alarmed to find unmanned guard posts and virtually no security at the site. My Los Alamos colleagues and I became convinced that Semipalatinsk was not only a serious proliferation problem, but also an urgent one. The copper cable thieves were not nomads on camelback, but instead they employed industrial excavation machinery and left kilometers of deep trenches digging out everything they could sell. We were concerned that some of that copper cabling could lead to plutonium residues.
Rachel Maddow, on Hecker's work (please bear with us on the initial ad):
Q: How did you convince Washington and Moscow that we had a problem that needed to be addressed on a trilateral basis?
Hecker: Washington was easy. We briefed then-DOE Assistant Secretary Rose Gottemoeller and Under Secretary Ernie Moniz. They were very supportive of our efforts. We also had a great advocate for our effort in Andy Weber in the Office of the Secretary of Defense. Moscow was more difficult. The Ministry of Atomic Energy was reluctant to get involved.
Q: What persuaded them to take action?
Hecker: I traveled to Sarov, the Russian Los Alamos, and showed director Rady Ilkaev the photos I had taken at Semipalatinsk. I asked if he was sure that they didn’t leave anything of concern behind. He talked to Ministry of Atomic Energy officials that night and sent the scientists who conducted some of the most important experiments at the site to see me the next morning. The Russian scientists knew this was important and they convinced Moscow that we should work together to mitigate the risks at the test site.
Q: Why did you need the Russians if you had good relations with the Kazakh nuclear establishment and the test site was now under their jurisdiction?
Hecker: Semipalatinsk is huge, almost the size of New Jersey and five times as big as the Nevada Test Site, so we wouldn’t know all the places to look. It would be like looking for a needle in a haystack. Besides, we would have little idea of how dangerous it was to dig around without knowing what we should expect to find. Only the Russians knew where to look and what to look for.
Q: Did the Russians scientist cooperate?
Hecker: The Russian scientists were terrific. Without their cooperation, none of this could have been done. Director Ilkaev cleared the way with Moscow. The two key scientists from Sarov, Dr. Yuri M. Styazhkin and Dr. Viktor S. Stepanyuk, felt it was their moral duty to help solve the problems they left behind. They spent the better part of the next 15 years working on this problem. Unfortunately, Dr. Styazhkin passed away and was not able to celebrate with us when we had a small gathering of scientists at the site last September, just before the official unveiling of the monument in October.
Q: What about the American side?
Hecker: The key technical person was my Los Alamos colleague, Dr. Philip Hemberger. He took over the daily scientific leadership and provided the trusted interface with the Russian scientists. He also spent a better part of the next decade, and his career, working on this problem. The Defense Threat Reduction Agency (DTRA) managed the project with oversight from Andy Weber in the Pentagon.
Q. What was physically done to secure the sites?
Hecker: One site required an enormous sarcophagus, at another huge metal vessels were filled with concrete and special materials, and some of the tunnels were filled with concrete. The entire region in question at the test site was equipped with video cameras, seismic sensors and drones feeding information back to a sophisticated control room.
Q: Why did the operation take so long?
Hecker: The test site is huge. The Soviets conducted nuclear tests and other experiments there for 40 years. It involved their two weapons laboratories and multiple defense agencies. They were in a hurry, especially in the early years, and likely did not keep complete records. And, some of the key people were no longer alive. There were three countries involved and a lot of bureaucracy and diplomatic tussles, but the personal trust between the scientists helped to overcome the logjams.
Q: Was the length of time not related to lack of cooperation from the Russian side since they were reluctant to get involved in the first place?
Hecker: Yes, there was reluctance, but some of it was quite justified. For example, they were concerned that if we start digging around in some of the suspected areas, but then pull out U.S. support, we would leave the area more dangerous than it was before because now we had shown the scavengers where to look. They wanted to move step by step – identify an area, take samples and analyze the risk, then remediate if necessary. Trust was built along the way and they continued to roll out one problem area after another.
The trust and personal relationships developed among the scientists in all three countries were crucial."
Q: Who paid for all of this?
Hecker: The Americans paid the entire bill. The project was managed by professionals from DTRA supported by Nunn-Lugar funds appropriated by the U.S. Congress.
Q: But why only American money?
Hecker: The Russians were in no position to pay at the beginning of the project, as 1998 was a year of financial meltdown for the Russian economy. If we waited for them to pay, the copper cable thieves may have beat us to the nuclear materials. Likewise, the Kazakhs did not have the financial means and they believed they were not responsible for creating the problem. On the other hand, the U.S. initiated the Nunn-Lugar program to reduce the nuclear risks we face from the proliferation of nuclear weapons or materials resulting from the disintegration of the Soviet Union. Washington, spanning three presidential administrations, was prepared and willing to pay. It was money well spent.
Hecker was astonished to find trenches where scavengers had dug up copper cables used in communications with the Semipalatinsk Test Site control room. Photo Credit: Siegfried Hecker
Q: Is the problem fully resolved now?
Hecker: No, it likely will never be. As the Russian scientist, Viktor Stepanyuk, wrote in one of his papers about the mission: “The `definitive reduction’ of proliferation risks … on the territory of the former STS (Semipalatinsk Test Site) can be realized only though comprehensive set of activities comprising physical protection, security, information and legal protection.” I believe it will require the attention of all three countries for a long time to come. During my visit to Semipalatinsk last September and in subsequent discussions, we agreed to hold a trilateral technical workshop early next year on the long-term future of Semipalatinsk.
Q: What were the secrets to success behind the Semipalatinsk Project?
Hecker: The Semipalatinsk project serves as a remarkable example of how scientists can work together and how their efforts should be reinforced by governments to address serious proliferation problems. The trust and personal relationships developed among the scientists in all three countries were crucial. American Nunn-Lugar funds were crucial and the effective project management by DTRA was essential as the project expanded.
Q: Do you see cooperation with the Russians as particularly important?
Hecker: Yes. The U.S. and Russia have special responsibilities to lead the world’s efforts in nuclear safety and security. They own the bulk of the world’s nuclear weapons, nuclear materials and nuclear facilities. The others pale in comparison. Semipalatinsk was only one example of how Russian and U.S. scientists cooperated to make the world safer. Russian and American scientists believe strongly that we have much more work to do. But the strained relations between Moscow and Washington are impeding our efforts. I hope the Semipalatinsk story reminds them that nuclear cooperation is in the interests of both sides.
Q: Finally, with success at Semipalatinsk, what keeps you awake at night now?
Hecker: Most certainly, the nuclear hotspots around the world, namely, North Korea; Iran and Israel in the Middle East; and Pakistan and India in South Asia. Of equal concern, however, is getting all countries to take nuclear safety and security seriously. They require constant vigilance – one is never done. There are no simple technical fixes. International cooperation at all levels is required to ensure that world-class nuclear safety and security is practiced at all nuclear sites around the globe
American, Russian and Kazakh scientists at the so-called Atomic Lake, the crater created by a nuclear test fired on Jan. 15, 1965. Photo Credit: CISAC
Many resource dependent states have to varying degrees, failed to provide for the welfare of their own populations, could threaten global energy markets, and could pose security risks for the United States and other countries. Many are in Africa, but also Central Asia (Turkmenistan, Kazakhstan, Azerbaijan), Southeast Asia (Cambodia, Burma, East Timor), and South America (Bolivia, Colombia, Ecuador) Some have only recently become – or are about to become – significant resource exporters. Many have histories of conflict and poor governance. The recent boom and decline in commodity prices – the largest price shock since the 1970s – will almost certainly cause them special difficulties. The growing role of India and China, as commodity importers and investors, makes the policy landscape even more challenging.
We believe there is much the new administration can learn from both academic research, and recent global initiatives, about how to address the challenge of poorly governed states that are dependent on oil, gas, and mineral exports. Over the last eight years there has been a wealth of new research on the special problems that resource dependence can cause in low-income countries – including violent conflict, authoritarian rule, economic volatility, and disappointing growth. The better we understand the causes of these problems, the more we can learn about how to mitigate them.
There has also been a new set of policy initiatives to address these issues: the Kimberley Process, the Extractive Industries Transparency Initiative, the World Bank’s new “EITI plus plus,” Norway’s Oil for Development initiative, and the incipient Resource Charter. NGOs have played an important role in most of these initiatives; key players include Global Witness, the Publish What You Pay campaign, the Revenue Watch Institute, Oxfam America, and an extensive network of civil society organizations in the resource-rich countries themselves.
Some of these initiatives have been remarkably successful. The campaign against ‘blood diamonds,’ through the Kimberley Process, has reduced the trade in illicit diamonds to a fraction of its former level, and may have helped curtail conflicts in Angola, Liberia, and Sierra Leone. Many other initiatives are so new they have not been have not been carefully evaluated.
This workshop is designed to bring together people in the academic and policy worlds to identify lessons from this research, and from these policy initiatives, that can inform US policy towards resource-dependent poorly states in the new administration.
When the Soviet Union dissolved at the end of 1991, the independent Republic of Kazakhstan was left with the world’s fourth largest nuclear arsenal and a huge nuclear infrastructure, including lots of fissile materials, several nuclear reactors, the Ulba Metallurgical Plant, and the enormous Semipalatinsk Nuclear Test Site. The return of the nuclear weapons to Russia (thanks to former Secretary of Defense William Perry), the transport of vulnerable highly-enriched uranium to the U.S. (Project Sapphire), the disposition of the fast reactor fuel, and upgrading of security and safeguards at its research reactors have been the subject of numerous reports. The story of what has been done with what the Soviets left behind at the test site and the dangers it presented will be the main topic of my presentation. It is a great story of how scientists from three countries worked together effectively among themselves and with their governments to deal with one of the greatest nuclear dangers in the post-Cold War era.
About the speaker: Siegfried S. Hecker is co-director of the Stanford University Center for International Security and Cooperation, Senior Fellow of the Freeman Spogli Institute for International Studies, and Professor (Research) in the Department of Management Science and Engineering. He also served as Director of the Los Alamos National Laboratory from 1986-1997. Dr. Hecker’s research interests include plutonium science, nuclear weapon policy and international security, nuclear security (including nonproliferation and counter terrorism), and cooperative nuclear threat reduction. Over the past 20 years, he has fostered cooperation with the Russian nuclear laboratories to secure and safeguard the vast stockpile of ex-Soviet fissile materials. His current interests include the challenges of nuclear India, Pakistan, North Korea, the nuclear aspirations of Iran and the peaceful spread of nuclear energy in Central Asia and South Korea. Dr. Hecker has visited North Korea seven times since 2004, reporting back to U.S. government officials on North Korea’s nuclear progress and testifying in front of the U.S. Congress. He is a fellow of numerous professional societies and received the Presidential Enrico Fermi Award.
Siegfried S. Hecker is a professor emeritus (research) in the Department of Management Science and Engineering and a senior fellow emeritus at the Freeman Spogli Institute for International Studies (FSI). He was co-director of CISAC from 2007-2012. From 1986 to 1997, Dr. Hecker served as the fifth Director of the Los Alamos National Laboratory. Dr. Hecker is an internationally recognized expert in plutonium science, global threat reduction, and nuclear security.
Dr. Hecker’s current research interests include nuclear nonproliferation and arms control, nuclear weapons policy, nuclear security, the safe and secure expansion of nuclear energy, and plutonium science. At the end of the Cold War, he has fostered cooperation with the Russian nuclear laboratories to secure and safeguard the vast stockpile of ex-Soviet fissile materials. In June 2016, the Los Alamos Historical Society published two volumes edited by Dr. Hecker. The works, titled Doomed to Cooperate, document the history of Russian-U.S. laboratory-to-laboratory cooperation since 1992.
Dr. Hecker’s research projects at CISAC focus on cooperation with young and senior nuclear professionals in Russia and China to reduce the risks of nuclear proliferation and nuclear terrorism worldwide, to avoid a return to a nuclear arms race, and to promote the safe and secure global expansion of nuclear power. He also continues to assess the technical and political challenges of nuclear North Korea and the nuclear aspirations of Iran.
Dr. Hecker joined Los Alamos National Laboratory as graduate research assistant and postdoctoral fellow before returning as technical staff member following a tenure at General Motors Research. He led the laboratory's Materials Science and Technology Division and Center for Materials Science before serving as laboratory director from 1986 through 1997, and senior fellow until July 2005.
Among his professional distinctions, Dr. Hecker is a member of the National Academy of Engineering; foreign member of the Russian Academy of Sciences; fellow of the TMS, or Minerals, Metallurgy and Materials Society; fellow of the American Society for Metals; fellow of the American Physical Society, honorary member of the American Ceramics Society; and fellow of the American Academy of Arts and Sciences.
His achievements have been recognized with the Presidential Enrico Fermi Award, the 2020 Building Bridges Award from the Pacific Century Institute, the 2018 National Engineering Award from the American Association of Engineering Societies, the 2017 American Nuclear Society Eisenhower Medal, the American Physical Society’s Leo Szilard Prize, the American Nuclear Society's Seaborg Medal, the Department of Energy's E.O. Lawrence Award, the Los Alamos National Laboratory Medal, among other awards including the Alumni Association Gold Medal and the Undergraduate Distinguished Alumni Award from Case Western Reserve University, where he earned his bachelor's, master's, and doctoral degrees in metallurgy.
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Center for International Security and Cooperation
Guoqiang Zhao is a corporate affiliate visiting fellow at the Walter H. Shorenstein Asia-Pacific Research Center for 2012-13. Zhao has been working for the Industrial and Commercial Bank of China Limited (ICBC) since 1990. He previously worked as deputy general manager of ICBC’s Seoul branch for four years, as general manager of its Busan branch for seven years, and then as general manager of its Almaty (Kazakhstan) branch for six years. Prior to joining Shorenstein APARC, he served as a senior specialist on risk management for ICBC. Zhao received his bachelor's degree in science from Hebei Normal University and his master's degree in economics from Nankai University.
As the Soviet Union was dying in December 1991, a quiet collaboration between Russian and American scientists was being born. The Russians were bankrupt, the KGB was in disarray and nuclear scientist Siegfried S. Hecker – at the time director of the Los Alamos National Laboratory – was alarmed as tens of thousands of nuclear weapons and much of the more than 1,000 tons of fissile materials across the broken Soviet states stood poorly protected.
Thousands of Soviet scientists were suddenly in limbo and President George H.W. Bush worried some might turn to Iran or Iraq to sell their nuclear knowledge. Washington suddenly found itself more threatened by Russia’s weakness than its strengths. That recognition drove U.S. Senators Sam Nunn and Richard Lugar to launch cooperative threat reduction legislation, subsequently known as the Nunn-Lugar Cooperative Threat Reduction Act.
Secretary of Energy Admiral James Watkins echoed President Bush’s concern when he called a meeting in December 1991 with Hecker, today the co-director of Stanford’s Center for International Security and Cooperation (CISAC).
“I told him, I’ve been trying to get us together with the Russians for several years,” Hecker said. “Why don’t we go to their lab directors and say, `What’s it going to take to keep your guys home and from selling their knowledge someplace else?’”
Several weeks later, in February 1992, Hecker was on a tarmac in the once-secret Russian nuclear city of Sarov, shaking hands with Yuli Khariton. The Soviet physicist was the chief designer of Russia’s atomic bomb – their Robert Oppenheimer, creator of our nuclear bomb and first director of the Los Alamos laboratory in New Mexico.
Hecker would go on to make 44 trips to Russia in the name of nuclear nonproliferation and cooperation. His most recent was last month with CISAC researchers Peter Davis and Niko Milonopoulos and a dozen Americans scientists, to commemorate 20 years of laboratory-to-laboratory cooperation. They hosted a conference with their Russian counterparts in Sarov, the Russian version of Los Alamos 300 miles east of Moscow.
Some 100 Americans and Russians attended various legs of the conference, including the scientific directors of the three Russian nuclear weapons laboratories: Rady Ilkaev, Evgeny Avrorin and Yuri Barmakov. The American delegation included Jeffery Richardson, CISAC affiliate and former head of chemistry and proliferation prevention at Lawrence Livermore National Laboratory; James W. Toevs, former project leader for the Nuclear Cities Initiatives at Los Alamos; and K. David Nokes, former vice president of national security and arms control at Sandia National Laboratory.
CISAC Co-director Siegfried Hecker and Rady Ilkaev, a scientific director within the Russian Federal Nuclear Center, swap gifts during their April 2012 conference in Sarov, Russia.
Hecker is determined to reignite the collaboration efforts, which have diminished dramatically in the last decade due to stark differences at the highest levels of our governments and because the Russian secret service agency has again tightened their grip on the nuclear complex.
“The 1990s were the heydays for us,” he said. “The scientists played a major role; we actually pushed the envelope on what we could do cooperatively. We worked well with the Russians.”
The U.S. Department of Energy supported and financed the joint efforts of the American and Russian nuclear laboratories to secure and safeguard Russian nuclear facilities and materials. They enlisted the help of civilian institutes to make urgent security upgrades at their nuclear facilities and the Americans brought the Russians to the U.S. nuclear sites – including the plutonium facility at Los Alamos – to let them see firsthand how Americans handled protection, control and accounting of nuclear material.
“The Sandia National Laboratories actually helped provide Kevlar blankets to protect Russian nuclear weapons while they were transporting them so that in case somebody shot at them, you didn’t get a mushroom cloud,” Hecker recalled.
Then, Russian President Vladimir Putin came to power for the first time in 2000 and the Federal Security Service – formerly the KGB – started tightening the screws. U.S. visas became difficult to obtain after the 9/11 terrorist attacks ratcheted up consular bureaucracy. Scientists on both sides began to feel less welcome at the labs and sites they had readily visited for a decade.
During his April trip, Hecker felt as if he were under house arrest in the worst security squeeze he’d seen in the 20 years of visiting Russia. He was followed by a security agent when he jogged, until the mud along the river became too deep for the agent’s shiny black shoes; Davis and Milonopoulos had their access denied at the last minute and were not allowed to enter Sarov to attend the three-day portion of the conference.
Many lab-to-lab cooperative agreements were allowed to expire by the Russian side in the last decade; even collaborations on fundamental research have been restricted and there is little nuclear power engineering cooperation. Worst of all, Hecker said, joint efforts to battle nuclear terrorism and compare means by which each side keeps its nuclear warheads safe and secure without nuclear testing are now virtually nonexistent.
“We ought to be working together, for heavens sake,” he said. “We’re not going to terrorize each other; we’ve got to keep the terrorists away from the rest of the world. We just have to get back to working together.”
CISAC researchers Peter Davis, left, and Niko Milonopoulous, right, with the U.S. Ambassador to Russia Michael McFaul at the ambassador's residence in Moscow in April 2012.
Their first step will be to compile the proceedings of the meetings with their Russian counterparts in Sarov, Nizhny Novgorod and Moscow. The document will be provided to the U.S. Department of Energy and policymakers in the Obama administration, as well as the three current U.S. nuclear lab directors, who are making their first joint visit to Russia in June. Hecker said his Russian counterparts are trying to coax Moscow into jumpstarting the collaboration efforts while wooing a new generation of nuclear scientists to the table.
Hecker, along with two former Russian nuclear weapons lab directors, is working on a book to document 20 years of nuclear collaboration between Russian and American nuclear scientists.
“The book is going to do a thorough job of looking at: What we did, why did it matter, what conditions made it possible and, then, what lessons were learned that might allow us to reestablish the relationship,” he said.
Hecker had another mission on his recent trip to Sarov. He wanted to reassure his Russian counterparts that their personal relationships truly mattered.
With the collapse of the Soviet Union in 1991, scientists in Russia, Ukraine, Kazakhstan and Belarus were confronted with a new reality: They went from lives of privilege to poverty. Programs launched by the U.S. Departments of State and Energy brought financial support to Russia’s closed nuclear cities, showed the Russian nuclear workers that they had a future in non-weapons research – and that someone cared about their well-being.
“One thing that came out, talk after talk during this trip, was how important the social relationships were between the scientists; how they are absolutely crucial,” Hecker said. Those little-known relationships – many of which became enduring friendships that celebrate marriages and grandchildren – led to significant steps in the U.S.-Russian nuclear threat reduction program.
President Ronald Reagan used one of his signature phrases, “Trust, but verify,” when he and Soviet General Secretary Mikhail Gorbachev signed the Intermediate-Range Nuclear Forces Treaty in 1987, eliminating nuclear and conventional ground-launched ballistic and cruise missiles with intermediate ranges. The phrase was taken from an old Russian proverb.
A year later, that proverb was put in effect with Hecker’s hand on the nuclear button at the Nevada test site for the Joint Verification Experiment.
“In August of ’88, the Soviets were at our test sites in Nevada and I was in the control room, essentially pushing the button to blow up one of our nuclear devices down hole, while the Russians had a cable that ran down the hole with which they were going to measure the magnitude of the nuclear explosion,” Hecker said. The following month, American scientists were in Russia to do the same.
“So I was sitting there in our control room, with the Russians right across the table from me,” he recalls. “That introduced us to the Russian nuclear scientists for the first time. You know what we said? These guys are just like us. They just want to do exactly the same thing for their country that we were doing for ours: keep their country safe and secure. And that started the process of working together.”
Today, the Russian proverb made famous by an American president could be turned on its head if the Russian-American nuclear collaboration is allowed to thrive: Verify through Trust.
A Wake-up Call for America: We Must Connect with the World
Former U.S. Sen. Russ Feingold, currently the Mimi and Peter E. Haas Distinguished Visitor at Stanford’s Haas Center for Public Service, uses an anecdote in his new book, While America Sleeps: A Wake-up Call for the Post-9/11 Era, to illustrate his concern that Americans have become too insular as a result of the 2001 terrorist attacks. While teaching at Marquette University Law School during the Arab Spring of last year, an undergraduate penned a column lamenting that so many students not only could not find Tunisia on the map – they could spell Kardashian before Kazakhstan.
Feingold writes that he admired this student for his confession about his lack of knowledge on global affairs, then quotes the final thought of the young columnist: “We are connected to the rest of the world in ways few of us can fully fathom, from the shoes we wear and coffee we drink to the cell phones we carry and the tweets we post.”
In a recent interview, CISAC Co-Director Mariano-Florentino Cuéllar and Feingold discuss steps to be taken to ensure that all Americans – young and old, inside the Washington beltway and out on the farm in Wisconsin – take a patriotic stand by engaging with the world to restore our national unity and regain global respect.
Senator Feingold, what prompted you to write this book now?
Feingold: For me, as for many Americans, 9/11 was a life-changing event, the wake-up call in which we all understood that we no longer could be safe just assuming the world would take care of itself. We got misdirected with things like Iraq and we developed this sort of invade-one-country-at-a-time approach. There was also exploitation of the fears from 9/11 for domestic agendas, from the Patriot Act to the way that Muslims and Arabs are treated in this country. And then, finally, with the rise of the tea party, I feel like we went back to sleep. But there are signals all over the place, of the continued presence of al-Qaida and the continued potency of al-Qaida, not to mention so many other trends from the Chinese influence in Africa to the Iranian influence in Latin America. We aren’t connecting as a government or as a people in a way that I think is commensurate with our place in the 21st century. I’m trying to issue a warning that we’re going to get fooled or surprised again if we think we can just go back to being just sort of safely over here across the oceans. That’s just not the world anymore.
So how do you wake up Americans and make them realize we cannot, as you say, survive as a nation without being active and aware of global events and trends?
Feingold: It’s at all levels. I happen to think we have a good president and I think he’s going to be a great president by the end of his second term. And I think he’s started the process of alerting Americans to the need to connect to all places in the world; he’s leading us toward a global vision of the kind that I think we have to have to be safe and to be competitively successful and to be well perceived by the rest of the world. The president and other leaders should call on each of us to try and become citizen diplomats. Three hundred million people should be urged as part of their patriotic duty not just to go to the moon as we once were, but go to the rest of the world. This isn’t Pollyanna; this is about being safe. I don’t think this country is geared up to make that connection and I think it’s a fatal flaw. The Russians, the Chinese and the Iranians, they’re all over the world and they have a plan for what they’re doing. We don’t.
What do you see as the most pressing global security issues today?
Cuéllar: The United States is confronting a changing world, where countries like India, Brazil, and China are evolving and assuming greater importance. Engaging these countries to address problems like nuclear proliferation will be critical in the years ahead. The world also faces a persistent problem involving failed or failing states. In places like Somalia, piracy is not only a regional problem in the Gulf of Aden. The problem is an example of how threats can affect multiple countries and impact flows of commodities, disrupting the rule of law, highlighting the challenges of governing common resources such as international sea lanes. Another challenge is the enormous potential of technology to change people’s lives for the better, coupled with risks that arise which we are only in a very imperfect and incomplete way managing; risks of vulnerabilities in our infrastructure; risks of theft of intellectual property, risks of disruption of organizations.
Feingold: I like this answer because Prof. Cuéllar did not just say, “Well, it’s Russia and Iran and Colombia.” There’s this tendency to just speak of countries. We’re just trained to say, “OK what’s the hot spot and let’s just worry about that.” Like right now it’s Iran; a few months ago it was Yemen. In my book what I’m trying to point out is that you have to look at trends and overall tendencies around the world and somehow we have to have the capacity to deal with more than one thing at a time.
Senator Feingold, you called the Bush Administration’s terrorist surveillance program – the wiretapping and surveillance of emails and financial records without court approval – one of the worst assaults on the Constitution in American history. How does the government protect our constitutional rights to privacy and probable cause while monitoring criminal and terrorist networks in a digital age?
Feingold: The assault on the Constitutional by the administration was not about whether we could do those things, its whether or not the president would basically make up his own laws just because we’re in a crisis. That to me is completely unconstitutional. We understand that a president might have to take emergency action and he may have to come to Congress and say, you know I did this, it may be beyond the law, would you please pass a law to approve it, or I’ll stop doing it. That’s not what Bush did. Bush hid it. Bush hid what he was doing on torture; Bush hid what he was doing on wiretapping. That’s a very dangerous thing that completely saps our strength from within and is completely unnecessary to stop the terrorists.
Cuéllar: The challenge of living up to our constitutional values while we secure the country is always critical. It requires organizations that can learn from their mistakes to be honest with each other enough and recognize when they have overstepped their bounds, that make good use of entities like inspectors-general, that leverage the ability of Congress to do oversight. These are all elements of making our constitutional values relevant. So me the challenge has always been how to you leverage all the information technology and all our ability to make smart, thoughtful, careful decisions – including decisions that do permit appropriate degrees of surveillance and intelligence – in order to avoid superficial reactions against individuals who simply appear threatening.
What key steps should the U.S. government take to improve its counter-terrorism efforts both at home and abroad?
Feingold: The first thing is to recognize the nature of the threat. One of the chapters in the book is called A Game of Risk, where we seem to think the way to counter terrorism is to invade a country and stay there forever and say we have to stay there or the terrorist are going to come back. But this isn’t the nature of al-Qaida or similar organizations. President Bush used to say there were 60 countries where al-Qaida was operating and, of course, one thing that was embarrassing about it was that Iraq wasn’t one of them. But we’re still in this place today. Al-Shabab in Somalia; al-Qaida and the Islamic Maghreb in northern Africa; a group called Boko Haram in Nigeria, which looks very much like an al-Qaida group, has pulled off some 70 attacks in the last year. So this is an international organization that communicates with each other and they’re not done just because Osama bin Laden is gone. So let’s not get caught unawares again.
Senator Feingold, what was your most memorable, defining challenge in Congress and how did that change the way you see yourself and the world around you?
It had to do with recognizing when 9/11 occurred that there really was a group of people out there who would love to kill all of us and, despite the fact that I’m progressive and I voted against most military interventions, just saying to myself: look, there are times when threats are real. And it caused me to actually seek to be on the Intelligence Committee which is something I never wanted to do; I was not sure of the importance of intelligence in the post Cold War era and it was a real change for me. I remember having an emotional response, saying, “You know what? This is real; what these folks did was real and they have intimidated an entire country if not the world.” I wanted to know everything I could about how they came to be and what they were planning next, and to be a person who could try to think ahead for other kinds of threats so we as Americans can get ahead of threats instead of being the people who are reacting.
William J. Perry in 1945 in his U.S. Army Air Corps uniform.
