Berggasse 7
A-1090 Vienna
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Distinguished Visiting Austrian Chair Professor, 2001-2002
Visiting Scholar, FSI, 2008 and 2012
Heinz_Gaertner.jpg
PhD

Prof. Heinz Gärtner is academic director (since 2013) at the Austrian Institute for International Affairs (oiip) in Vienna, Austria and senior scientist at the University of Vienna. He is Lecturer at the National Defense Academy and at the Diplomatic Academy in Vienna. He was a Fulbright Fellow at the World Policy Institute as well as the Visiting Austrian Chair at Stanford University in 2001-2002. In 2008 he held again a Fulbright Professorship at the Freeman Spogli Institute (FSI). In 2012 he was Visiting Professor at the FSI. Heinz Gärtner was visiting Professor at St. Hugh's College, Oxford (1992), and at the Institute for International Relations, Vancouver, Canada (1993), and at the University of Erlangen (Germany) (1994/95). He lectures often at other American, European, and Asian universities and research institutes. Heinz Gärtner has received international recognition for his work on European, international security, and arms control. He is also a frequent commentator on European and Austrian television, radio, and print media, including CNN Europe and the BBC. He also acts as a Special Adviser to the Austrian Ministry of Defense. He was academic member of the Austrian delegation of the Wassenaar arms export control arrangement in the framework of the Austrian presidency (2005). He supervised several large projects on NATO, and comprehensive security, and arms control. Heinz Gärtner received the Bruno Kreisky (legendary former Austrian Chancellor) Award for most outstanding Political Books: “Models of European Security“ (1998). Gärtner holds several international, and European, and Austrian academic memberships.

Heinz Gärtner is the author of numerous academic articles and books.

Some of his books are:

  • Die neue Rolle der USA und Europa (America’s New Role and Europe), (lit-Verlag: Münster), 2012.
  • Obama and the Bomb: The Vision of a World free of Nuclear Weapons (ed.), (Peter Lang publisher: Frankfurt-New York- Vienna; 2011).
  • USA – Weltmacht auf neuen Wegen: Die Außen- und Sicherheitspolitik Barack Obamas, (America - World Power breaks New Ground), third updated edition, (lit-Verlag: Münster), 2010.
  • Internationale Sicherheit - Definitionen von A-Z (International Security - Definitions from A-Z), second revised and extended edition, (Nomos: Baden-Baden), 2008.
  • European Security and Transatlantic Relations after September 11 and the Iraq War, editor together with Ian Cuthbertson, (Palgrave-MacMillan: Houndmills), 2005.
  • Small States and Alliances, editor together with Erich Reiter, (Springer: Berlin) 2001, 300 pages.
  • Europe’s New Security Challenges, editor together with Adrian Hyde-Price and Erich Reiter, (Lynne Rinner: Boulder/London) 2001, 470 pages.

Heinz Gärtner also is editor of the books series “International Security” (Publisher: Peter Lang).

Some of his recent academic articles are:

  • Deterrence and Disarmament, Europe’s World online, 26 02 2012.
  • The Responsibility to Protect (R2P) and Libya,” Europe’s World online, 02 07 2011.
  • A Nuclear-Weapon Zone in the Middle East, Europe’s World online, 24 05 2011.
  • A year of Amano's leadership in IAEA, Bulletin of American Atomic Scientists, December, 2011.
  • Non-proliferation & Engagement: Iran & North Korea should not let the opportunity slip by, Defense & Security Analysis, Volume 26 edition 3, September 2010.
  • Towards a Theory of Arms Export Control, International Politics, Vol. 47, 1, January 2010, 125–143.
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An Abstract

All too frequently, students of democracy and democratization view the politics they analyze exclusively through the prism of constitutions, elections, and political actors. In the case of the Middle East, this involves worn out questions of religious fundamentalism, neo-colonialism, entrenched autocracy, the politics of oil and Israel, etc. While all of these are indeed relevant to understanding the perseverance of authoritarian political structures, it is equally crucial to understand the dynamics of culture, and the ways in which forms of cultural expression are developing, and are channeled and managed. In his recent  analysis of the region, Hicham Ben Abdallah points out that, while legal and political authorities certainly define the contours of what is permissible or not, it is the shared system of collective beliefs which in turn shapes the law and politics, and it is in the realm of culture that these shared beliefs are produced and consumed.  The wearing of veil, for example, is not mandated by any legislation outside of Saudi Arabia and Iran, and yet it a growing practice throughout the region, part of an increasingly powerful salafist ideological norm that is at least as powerful as any law.

Contrary to the hastily-borrowed western-paradigm of an inexorable development of secularism leading to an inevitable development of democracy, Ben Abdallah demonstrates the proliferation of cultural practices in which result societies, and individuals, learn to live in a complex mix of parallel and conflicting ideological tendencies -- with the increasing Islamicization of everyday ideology developing alongside the proliferation of de-facto secular forms of cultural production, even as both negotiate for breathing room under the aegis of an authoritarian state. 

He finds any prospects for democratization complicated by parallel tacit alliances.  On the one hand, a modus vivendi between the state and fundamentalists, in which the latter is permitted to Islamicize society, and is sometimes allowed a carefully-delimited participation in state structures, under the condition they restrain from attempting radically to reform the state. On the other hand  intellectuals and artists refrain from frontal assaults on autocratic state structures, subtly limiting their militancy to non-controversial causes, while seeking the state's protection from extremism; their aim is to maintain some protected space of quasi-secular liberalism in the present, which they hope portends the promise of democracy to come.

For its part, the state is learning how to manage and take advantage of a segmented cultural scene by posing as the restraining force against extreme enforcement of the salafist norm, and by channeling forms of modernist cultural expression into established systems  of institutional and patronage rewards (for "high" culture) and into a commercialized process of "festivalization" (for popular culture) that ends up as a celebration of an abstract, de politicized "Arab" identity.

Ben Abdallah refers us to the deep history of Islam, which protected and developed divergent cultural and intellectual influences as the patrimony of mankind. He suggests a new paradigm of cultural and intellectual discourse, inspired by this history while also understanding the necessity for political democratization and cultural modernism. We must, he argues, be unafraid to face the challenges in the tension between the growing influence of a salafist norm and the widespread embrace of new, implicitly secular, cultural practices throughout the Arab world.

Version in English at Le Monde Diplomatique, "The Arab World's Cultural Challenge"

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Hicham Ben Abdallah
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New Draper Hills Summer Fellows come to Stanford to study linkages between democracy, development, and the rule of law

Rising leaders from a diverse group of nations in transition, including China, Russia, Ukraine, Syria, Iran, Iraq, Pakistan, Egypt, Kenya, Zimbabwe, Mozambique, and Nigeria arrived on campus on July 25 for a three-week seminar as Draper Hills Summer Fellows on Democracy and Development. Initiated by FSI's Center on Democracy, Development, and the Rule of Law (CDDRL) six years ago, the program has created a network of some 139 leaders from 62 transitioning countries.  This year's exceptional class of  23 fellows includes a deputy minister of Ukraine, current and former members of parliament (including a deputy speaker), leading attorneys and rule of law experts, civic activists, journalists, international development practitioners, and founders of non-governmental organizations (NGOs). (One fellow needed to withdraw because he was named to the Cabinet of the new Philippine president, Noynoy Aquino).

Draper Hills Summer Fellows are innovative, courageous, and committed leaders, who strive to improve governance, enhance civic participation, and invigorate development under very challenging circumstances"
- Larry Diamond
"Draper Hills Summer Fellows are innovative, courageous, and committed leaders, who strive to improve governance, enhance civic participation, and invigorate development under very challenging circumstances," says CDDRL Director Larry Diamond. "This year's fellows are an inspiring group. They have come here to learn from us, but even more so from one another. And we will learn much from them, about the progress they are making and the obstacles they confront as they work to build democracy, improve government accountability, strengthen the rule of law, energize civil society, and enhance the institutional environment for broadly shared economic growth."

The three-week seminar is taught by an interdisciplinary team of leading Stanford faculty. In addition to Diamond, faculty include FSI Senior Fellow and CDDRL Deputy Director Kathryn Stoner; Stanford President Emeritus Gerhard Casper; FSI Deputy Director and political science Professor Stephen D. Krasner; Olivier Nomellini Senior Fellow Francis Fukuyama; professor of political science, philosophy, and law Joshua Cohen; professor of pediatrics and Stanford Health Policy core faculty Paul H. Wise; visiting associate professor Beth van Schaack; FSI Senior Fellow Helen Stacy; Walter P. Falcon, deputy director, Program on Food Security and the Environment; Erik Jensen, co-director of the Stanford Law School's Rule of Law Program; Avner Greif, professor of economics; Rick Aubry, lecturer in management, Stanford Graduate School of Business; and Nicholas Hope, director, Stanford Center on International Development.

Other leading experts who will engage the fellows include President of the National Endowment for Democracy Carl Gershman, United States Court of Appeals Judge Pamela Rymer, International Center on Nonviolent Conflict founding chair Peter Ackerman, Omidyar Network partner Matt Halprin, Conservation International's Olivier Langrand, executives of leading Silicon Valley companies, such as Google and Facebook, and media and nonprofit organizations in the Bay Area.  Michael McFaul, a Stanford political science professor and former CDDRL director, who now serves on the National Security Council as President Obama's chief advisor on Russia, will come to campus to teach a session on U.S. foreign policy in the Obama administration.

The demanding, but compelling curriculum will devote the first week of the seminar to defining the fundamentals of democracy, good governance, economic development, and the rule of law.  In the second week, faculty will turn to democratic and economic transitions and the feedback mechanisms between democracy, development, and a predictable rule of law. This week will include offerings on liberation technology, social entrepreneurship, and issues raised by development and the environment.  The third week will turn to the critical - and often controversial - role of international assistance to foster and support democracy, judicial reform, and economic development, including the proper role of foreign aid.

Our program helps to create a broader community of global activists and practitioners, intent on sharing experiences to bring positive change to some of the world's most troubled countries and regions"
- Kathryn Stoner-Weiss
The fellows themselves also lead discussions, focused on the concrete challenges they face in their ongoing work in political and economic development. "Fellows come to realize that they are often engaged in solving similar problems - such as endemic corruption in different country contexts," says Kathryn Stoner-Weiss. "Our program helps to create a broader community of global activists and practitioners, intent on sharing experiences to bring positive change to some of the world's most troubled countries and regions."

The program has received generous gifts from donors William Draper III and Ingrid Hills.  Bill Draper made his gift in honor of his father, Maj. Gen. William H. Draper, Jr., a chief advisor to Gen. George Marshall and chief diplomatic administrator of the Marshall Plan in Germany, who confronted challenges comparable to those faced by Draper Hills Summer Fellows in building democracy, a market economy, and a rule of law, often in post-conflict conditions. Ingrid von Mangoldt Hills, made her gift in honor of her husband, Reuben Hills, president and chairman of Hills Bros. Coffee and a leading philanthropist. The Hills project they ran for 12 years improved the lives of inner city children and Ingrid saw in the Summer Fellows Program a promising opportunity to improve the lives of so many people in developing countries.

Thanking the program's benefactors, Larry Diamond says, "The benefit to CDDRL faculty and researchers is incalculable, and we are deeply grateful for the vision and generosity of Bill Draper and Ingrid Hills." As he and Kathryn Stoner-Weiss state, "The Draper Hills Summer Fellows Program allows us to interact with a highly, talented group of emerging leaders in political and economic development from diverse countries and regions. They benefit from exposure to the faculty's cutting edge work, while we benefit from a cycle of feedback on whether these ideas work in the field."  Like CDDRL, which bridges academic theory and policy, the Draper Hills Summer Fellows Program, they note, "is an ideal marriage between democratic and development theory and practice."

For additional details on the program or to request permission to attend a session, please contact program coordinator Audrey McGowan, audrey.mcgowan@stanford.edu.

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First paragraph of the book chapter:

How quickly could individual governments, starting from different levels of nuclear-related expertise and technology, develop a nuclear weapon if they chose to do so? This question—which I will call the “nuclear latency” question—is both exceedingly important and poorly understood. It is important because an accurate understanding of both underlying state capabilities and the time needed to utilize such capabilities is necessary to analyze a wide set of nuclear policy issues: for example, dealing with the Iran nuclear crisis (how quickly could Tehran make a weapon from its stockpile of low–enriched uranium?); understanding the relationship between the spread of civilian nuclear power and the spread of nuclear weapons capability (will new civilian programs make breakout to military programs easier and more likely?); evaluating potential NPT reforms (what would be the effects of lengthening the ninety-day notice in the Article X withdrawal clause?); or assessing the stability of a world without nuclear weapons (could disarmed states rearm in five days, five weeks, five months, or five years?). Despite widespread discussion of these policy issues, however, a set of mirror-image analytic failures has limited our ability to make clear predictions about nuclear latency and proliferation: Political scientists working on these subjects have often failed to examine basic technical factors regarding the nuclear fuel cycle that strongly influence how quickly states can get the bomb; the more technical literature about nuclear latency has similarly often failed to examine the political factors that strongly influence the ability of a government to develop nuclear weapons.

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Scott D. Sagan
Scott D. Sagan
William Potter
Gaukhar Mukhatzhanova
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Lisa Trei
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William J. Perry, former secretary of defense, and Siegfried S. Hecker, former director of Los Alamos National Laboratory, have joined forces to launch the Nuclear Risk Reduction initiative to address the changing nuclear threat following the end of the Cold War and the rise of international terrorism. The project is based at the Center for International Security and Cooperation (CISAC), which Hecker co-directs.

"I have worked with Sig for many years, both inside and outside government," Perry said. "I am particularly pleased to have such an able collaborator on this effort, which I have said is the work to which I will dedicate the rest of my career."

Hecker said he is excited to work with Perry to reduce the global nuclear threat. "Our primary objectives will be to work toward a world with fewer weapons, to have fewer fingers on the nuclear trigger and to keep nuclear weapons and materials out of the wrong hands," he said. "Time is of the essence both because of the urgency of the threat and because of the renewed hope that major powers are willing to take serious steps to realize these goals."

Hecker and Perry, both giants in the field of nuclear defense and security, plan to bring their considerable experience and associations with the U.S. and international policy, military and scientific communities to achieve these objectives.

The Nuclear Risk Reduction initiative (NRR) builds on the work of the Preventive Defense Project (PDP) that was established at Stanford and Harvard 13 years ago under the leadership of Perry and Ashton B. Carter, a former assistant secretary of defense in the Clinton administration. The two men, during their time in government, tackled some of the most important security issues following the breakup of the Soviet Union through promoting the concept of preventive defense, which seeks to diminish the possibility of potential threats escalating into actual threats and conflict. Carter is serving currently in the Obama administration as undersecretary of defense for acquisition, technology and logistics.

Hecker, as director of Los Alamos, was instrumental in creating the U.S. nuclear weapons stockpile stewardship program to meet the challenges of the post-Cold War environment without nuclear testing. He also helped reduce the nuclear threat posed by Russia and other republics in the chaotic years that followed the breakup of the Soviet Union. At Stanford, he has expanded his activities to include work in Northeast Asia, South Asia and the Middle East.

NRR's three-prong approach for making the world a safer place:

1. Working toward a world free of nuclear weapons

Perry, along with former secretaries of state George Shultz and Henry Kissinger, and former Sen. Sam Nunn, launched a joint effort in 2007 to refocus world attention on the critical need to eliminate nuclear weapons, starting with practical measures to make the world a safer place. President Obama, who has embraced this vision, has begun to adopt policies that will move the United States in this direction. The New Strategic Arms Reduction Treaty (New START), signed April 8, 2010, by Obama and Russian President Dmitry Medvedev, reduces the number of strategic arsenals in each country to 1,550 warheads. Now Perry and Hecker, through NRR, are conducting a risk/benefit analysis of ratification of the Comprehensive Test Ban Treaty (CTBT), another critical piece of legislation linked to nuclear weapon reductions. They will also explore with Russian colleagues deeper cuts in their respective nuclear arsenals along with engaging other nuclear weapons states on such critical issues.

2. Preventing proliferation of nuclear weapons

Perry and Hecker believe the risk of using nuclear weapons increases as more countries acquire them. Much of their focus is on the nuclear programs in North Korea and Iran, both of which threaten international peace and stability. In addition, as more states possess nuclear weapons and materials, it will become increasingly likely that fissile materials for an improvised nuclear device could fall into the hands of sub-national groups or terrorists.

Meanwhile, if there is to be a global renaissance of nuclear power, nations must learn how to manage potential proliferation risks associated with nuclear reactors and their fuel cycles. This is particularly critical if nuclear power spreads to developing countries that have expressed interest in this form of energy, since many have neither the requisite technological basis nor political stability to guarantee security.

3. Preventing nuclear terrorism

The 2010 Nuclear Security Summit in Washington, D.C. highlighted the importance of keeping nuclear weapons out of the hands of terrorists. As President Obama stated, "It is increasingly clear that the danger of nuclear terrorism is one of the greatest threats to global security-to our collective security." Despite this, some nations view the terrorist threat with less alarm. NRR plans to engage the technical and military leadership in key countries to promote a common understanding of the dangers posed by such threats and what steps are needed to mitigate them.

President Obama also warned, "Nuclear materials that could be sold or stolen and fashioned into a nuclear weapon exist in dozens of nations." Harvard's Graham Allison stated if countries could, "Lock down all nuclear weapons and bomb-usable material as securely as gold in Fort Knox, they [could] reduce the likelihood of a nuclear 9/11 to nearly zero." During the Nuclear Summit, Obama announced a goal to "lock down" all nuclear materials by 2014. This is a laudable objective, but Perry and Hecker know it will require much more than physical security to protect nuclear sites worldwide. The two men will work toward a cooperative, global effort to help countries develop modern, comprehensive nuclear safeguard systems that can provide proper control and accounting, along with physical protection.

Hecker has experience regarding such work. In 1994, he initiated a nuclear materials protection, control and accounting program (the lab-to-lab program) with Russia's nuclear complex. Perry and Hecker, through NRR, plan to reinvigorate and broaden the scientific cooperation that existed between the United States and Russia in the 1990s. Moreover, they plan to collaborate with the technical, military and policy communities in key countries to realize NRR's ambitious agenda of making the world a safer and more secure place.

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Adam Gorlick
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U.S. Ambassador to the United Nations and former FSI Advisory Board member Susan Rice '86 urged Stanford's graduating class to fight global poverty, conflict, and repression, saying "These massive disparities erode our common security and corrode our common humanity." Conflict-ridden states not only cause suffering for their people, she noted. "Poor and fragile states can incubate threats that spread far beyond borders -- terrorism, pandemic disease, nuclear proliferation, criminal networks" and more. "In our interconnected world," she said, " a threat to development anywhere is a threat to security everywhere."

When Susan Rice graduated from Stanford in 1986, the Soviet Union was a formidable foe, China barely registered on the global economic scene and the first computer laptops – weighing in at 12 pounds each – were just hitting the market.

And if someone had told her that she'd serve in the Cabinet of the country's first black president as ambassador to the United Nations, "I would've asked them what they were smoking."

But in her remarks delivered during Stanford University's 119th Commencement on Sunday, Rice put the advances of the past 24 years in perspective. She called the fight against global poverty "not only one of the great moral challenges of all time, but also one of the great national security challenges of our time."

"The planet is still divided by fundamental inequalities," she said. "Some of us live in peace, freedom and comfort while billions are condemned to conflict, poverty and repression. These massive disparities erode our common security and corrode our common humanity."

While she did not discuss any specifics of her role as the country's ambassador to the United Nations or the organization's recent move to impose a fourth round of sanctions on Iran, Rice did talk about the link between poverty and security.

"When a country is wracked by war or weakened by want, its people suffer first. But poor and fragile states can incubate threats that spread far beyond borders – terrorism, pandemic disease, nuclear proliferation, criminal networks, climate change, genocide and more. In our interconnected age, a threat to development anywhere is a threat to security everywhere."
-Ambassador Susan Rice

Rice's address marked a very public return to Stanford. She graduated with a bachelor's in history from the university as a junior Phi Beta Kappa and Truman Scholar in 1986.

She was confirmed as ambassador to the United Nations in 2009 after being nominated by President Obama. It was a job that followed her role as Obama's senior adviser for national security affairs during his presidential campaign in 2007 and 2008. Before that, she served as the country's assistant secretary of state for African affairs and as a special assistant to President Clinton. She was also a senior director for African affairs at the National Security Council.

During a trip to a displaced persons camp in war-torn Angola in 1995, Rice saw firsthand the global poverty she talked about on Sunday. Of all the people she saw in the camp, she said one of her most striking memories is the smile she received from a malnourished little boy when she gave him her baseball cap.

But she's haunted by thoughts of what may have happened to him.

"I had to leave that camp," she said. "And when I did, I left that little boy in hell. I like to think, and I sure hope, that kid is OK. But he could well have become one of the 9  million children under the age of 5 who die each year from preventable and treatable afflictions."

And that boy, she said, should be a symbol to Stanford's graduates of the challenges that face them and the good they can do in the world.

"That little boy's future is tied to ours," she said. "Our security is ultimately linked to his well-being. So we must shape the world he deserves."

Rice's weighty remarks still left room for graduation levity. And the student procession – known as the Wacky Walk – showcased much of it.

The graduates hit the field of Stanford Stadium with balloons and signs thanking mom and dad. They were dressed as Egyptian kings and Vikings, wizards and butterflies. Some wore bathing suits and flowing togas. Others covered up with costumes paying homage to the pop culture past of Pac-Man, as well as more timeless pursuits like dominoes and poker.

It was a final blast of carefree fun for college students about to contend with an uncertain job market.

"We have everything we need on campus," said Tyler Porras, a graduating biology major who took to the field with a bolo tie and black cowboy hat. "Now it's off to the real world where you need to find a job."

The ceremony marked the award of 1,722 bachelor's degrees, 2,100 master's degrees and 980 doctoral degrees.

Departmental honors were awarded to 365 seniors, and 272 graduated with university distinction. Another 74 graduated with multiple majors and 33 received dual bachelor's degrees. There were 110 graduates receiving both bachelor's and master's degrees.

Among international students, there were 102 undergraduates from 45 countries other than the United States, and 955 graduate students from 75 foreign countries.

"As you leave Stanford, I hope you carry a deep appreciation of the values and traditions that are everlasting, as well as a willingness to be bold and to approach challenges with a fresh perspective," Stanford President John Hennessy told the graduates.

The day also gave parents a time to beam and brag.

"These kids have the potential to contribute so much to the world," said Tim Roake, whose daughter, Caitlin Roake, is graduating as a biology major and is planning to join the Peace Corps.

Roake and his wife, Kathleen Gutierrez, had front-row seats in the stadium bleachers next to Dave and Lori Gaskin. Their son, Greg, has been dating Caitlin Roake since their freshman year.

"The last four years for Greg have been such an enriching experience from an academic perspective but also on a personal level," Lori Gaskin said. "I attribute that not only to the university but the wonderful people he's met and the relationships he's made."

 

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Scott Sagan
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The Center for Strategic and International Studies (CSIS) hosted a live debate May 25 between Scott Sagan and Keith Payne, CEO and president of the National Institute for Public Policy. CSIS is a bipartisan, nonprofit organization in Washington, D.C.

Scott Sagan's Introductory Statement

I have been asked to address the question: "What should be U.S. declaratory strategic deterrence policy?"

I continue to believe, as I wrote in my 2009 Survival article, that,

"The United States should, after appropriate consultation with allies, move toward a No-First Use declaratory policy by stating that the role of U.S. nuclear weapons is to deter nuclear weapons use by other nuclear weapons states against the United States, our allies, and our armed forces and to be able to respond, with an appropriate range of nuclear retaliation options if necessary in the event that deterrence fails."

I believe that slow but steady movement toward a No-First Use (NFU) doctrine is in the U.S. interest because I think U.S. declaratory policy should have three characteristics.

U.S. declaratory policy should:

a) address the full range of nuclear threats to U.S. national security objectives (not just basic deterrence);

b) be accurate and consistent, reflecting actual military doctrine rather than being mere rhetoric; and

c) U.S. declaratory policy should reflect what U.S. leaders really might want do in the event of a deterrence failure.

In my brief opening remarks, I will explain these three points and outline the logic and evidence that leads me to the conclusion that the benefits of an NFU declaratory policy outweigh its costs.

Point #1: Deterrence is one, but only one critical U.S. national security objective and prudent decisions about declaratory policy regarding the use of nuclear weapons should take into account its likely effects on deterrence of adversaries, bit also the reassurance of allies, the further proliferation of nuclear weapons to additional states, the risks of nuclear terrorism, the impact of our declaratory policy on nuclear doctrines of other states; and the prospects for long-term nuclear disarmament. In this sense, the CSIS question (like previous Nuclear Posture Reviews (NPR) before this latest one) is too narrow in scope and could therefore lead to an excessively narrow, indeed a wrong-headed, answer. Historically, many actions and statements made in the name of deterrence - think of Richard Nixon's Madman Nuclear Alert over Vietnam or George W. Bush's suggestion that "All Options are on the Table" included nuclear preventive strikes on Iran -- might add just a smidgen of deterrence, but can be highly counterproductive with respect to other U.S. nuclear security goals. This is true of the NPR in general: just as war is too important to be left to the generals, nuclear declaratory policy is too important to be left solely to the Pentagon.

Opponents of this broader conception of nuclear posture claim that there is no evidence that U.S. nuclear posture influences others or perceptions that we are honoring our NPT Article VI commitments help with non-proliferation goals. That view is wrong. Let me give just two examples:

1. Evidence to support the point about U.S. disarmament steps helping encourage others to act is seen with Indonesia's decision to ratify CTBT earlier this month:

When Indonesia announced its decision it said it had taken note of the "serious effort" on the part of the current United States Administration in promote disarmament. "We do feel that at this time, what is needed is positive encouragement rather than pressure of a different type that we've been trying to impart in the past," he said, voicing hope that the U.S. will follow suit from his country's actions. "We are also cognizant of some positive aspects of the United States' Nuclear Posture Review."

2. For evidence on the doctrinal influence or mimicry point let me cite India. In January 2003, the BJP government in New Delhi, influenced by the U.S. NPR, adopted a revised, more offensive nuclear doctrine including the explicit threat of Indian nuclear first-use in response to biological or chemical weapons use. "India must consider withdrawing from this [NFU] commitment as the other nuclear weapons-states have not accepted this policy." Although it is too early to know the final result, the Indian government today appears to be reversing course: A group of very senior former officials has stated that, "It is time to review the objectionable parts" of India's nuclear posture and the Foreign Minister has called for universal declarations of NFU.

Point #2: U.S. Strategic Nuclear Declaratory Policy should be consistent with actual U.S. Nuclear Doctrine. That is, U.S. government officials should not misrepresent what its "real" nuclear policy is when it makes public statements about intent and plans. This may seem like an obvious point to some... but history suggests that this principle is not always followed--from Robert McNamara's mid-1960s declaratory statements about Assured Destruction (which often downplayed the heavy Counter-Force emphasis of U.S. doctrine at the time) to the Bush Administration's February 2002 statement in which in the same speech it "reaffirmed" the 1995 Negative Security Assurances not to use nuclear weapons against NNWS parties to the NPT unless they attack the U.S. or our allies with a NWS and, in the same speech, also stated that, "If a weapon of mass destruction is used against the United States or its allies, we will not rule out any specific type of military response. This followed the leaking of the classified portion of the 2001 NPR which reportedly placed Iran, Libya, and Syria on target lists, creating a flurry of negative international press reports.

In an era in which leaks should be considered highly likely, if not inevitable and, at a time in which we want more transparency around the world, the U.S. Government should err on the side of transparency. With multiple audiences present, calculated ambiguity may sometimes be necessary and even helpful; clear contradictions and calculated hypocrisy are not.

Here, I must give the current Administration some credit, for it judged that there was a small set of specific threats that could not currently be met by U.S. and allied conventional forces. It said so clearly in the Nuclear Posture Review and also clearly committed itself to deal with the challenge:

"The United States will continue to strengthen conventional capabilities and reduce the role of nuclear weapons in deterring non-nuclear attacks, with the objective of making deterrence of nuclear attack on the United States or our allies and partners the sole purpose of U.S. nuclear weapons." (p. ix)

Critics say that this will weaken extended deterrence as key allies will feel abandoned. Evidence so far is to the contrary:

  Japan: Foreign Minister Okada said, in October 2009, "We cannot deny the fact that we are moving in the direction of No-First Use of nuclear weapons. We would like to discuss the issue with Washington." The Japanese 2010 Rev Con statement said, "Japan appreciates and welcomes the Nuclear Posture Review by the United States." "We call on all states possessing nuclear weapons to reduce the role of nuclear weapons in their national security strategies. In this connection, we call on the Nuclear Weapon States to take, as soon as possible, such measures as providing stronger negative security assurances that they will not use nuclear weapons against Non-Nuclear-Weapon States that comply with the NPT." Japanese 2010 NPT Review Conference statement

  This is also the case in NATO: The German, Dutch, Belgian and Norwegian governments have all called for removal of the tactical nuclear weapons on their soil. NATO meetings will address this soon. We should not just assume that the credibility of extended deterrence and reassurance to allies is threatened by NFU declarations or removal of tactical weapons. Instead, we should listen to what our allies are saying and work with them.

Point #3: U.S. declaratory policy should reflect what the U.S. might really want to do if deterrence fails. Doctrine and declaratory policy should be made with an acute awareness that deterrence might fail and not succumb to the common wishful thinking biases that assumes perfect prospects of success. This leads me to appreciate the wise advice that Brent Scowcroft gave to President George H.W. Bush during the first Gulf War to avoid "spoken or unspoken threats to use them (Nuclear Weapons) on the grounds that it is bad practice to threaten something that you have no intention of carrying out."

When an official threatens actions that we have no intention of carrying out it can add a thin sliver of deterrence strength but at the grave cost, if the action occurs anyway, of either cheapening the currency of deterrence or risking the creation of a commitment trap that leads the state to execute an option that it otherwise would deem ill-advised. Here, I think of General Chilton's recent remarks about using nuclear threats to deter cyber attacks, as an example.

Here, I should note that in order to enhance non-proliferation and move slowly in the direction of a nuclear-free world the current NPR adds new NSAs and threatens conventional attacks only against NNWS in compliance with the NPT: "The United States will not use or threaten to use nuclear weapons against non-nuclear weapons states that are party to the NPT and in compliance with their nuclear non-proliferation obligations" (p.viii) and promises that its conventional responses would be "devastating" and that, "any individuals responsible for the attack, whether national leaders or military commanders , would be held fully accountable."

Dr. Payne, in his 2009 article, was critical of the whole goal of nuclear disarmament, despite the U.S. Article VI commitment to work in good faith toward that objective. He has written that, "The continuing threat posed by chemical and biological weapons is a fatal flaw in the logic of the nuclear-disarmament narrative, one that is all but ignored by its proponents.

"In fact, even if all enemies and potential enemies of the United States miraculously gave up their nuclear weapons, the United States would still need to maintain a nuclear deterrent arsenal. Why? Because some enemies reportedly retain other types of weapons of mass destruction (WMD), such as chemical and biological weapons, that could inflict enormous civilian casualties...If we also take nuclear deterrence off the table, we may, as Gen. Paul Fouilland, commander of the French Strategic Air Forces, has observed, 'Give a green light' to chemical and biological threats," Dr. Payne states.

I fail to see how a promise of "devastating" conventional responses and a promise that, "Any individuals responsible for the attack, would be held fully accountable" is giving any kind of green light to an adversary contemplating a chem/bio attack.

Furthermore, the only historical evidence that Dr. Payne cites to demonstrate his belief that, "Nuclear weapons threats have unique deterrent qualities" is the alleged success in deterring Iraqi use of Chem/Bio during the 1991 Gulf War:

The preponderance of evidence suggests that this is not right: Saddam did not use his WMD in 1991 because we threatened to march on Baghdad and overthrow his regime if he did that and "promised" to do that if he refrained from using his WMD.

First, look at the Bush, 25 January, 1991, letter to Saddam:

"Should war come it will be a far greater tragedy for you and your country. Let me state too that the United States will not tolerate the use of chemical or biological weapons or the destruction of Kuwait's oil fields and installations. Further, you will be held directly responsible for terrorist actions against any member of the coalition. The American people would demand the strongest possible response. You and your country will pay a terrible price if you order unconscionable acts of this sort." Two of the three things that Bush warned about happened...hardly good evidence that vague threats or calculated ambiguity worked as a deterrent.

Second, look at James Baker's memoirs in which he claimed that he "purposely left the impression that the use of chemical or biological agents by Iraq could invite tactical nuclear retaliation," but also warned Aziz that if Iraq used weapons of mass destruction, "Our objective won't just be the liberation of Kuwait, but the elimination of the current Iraqi regime." Advocates of maintaining calculated ambiguity too often cite the first statement but fail to cite the second Baker statement.

Third, look at what Saddam said under interrogation: "How would Iraq have been described if it had used nuclear weapons? A: "We would have been called stupid." In the May 2004 interrogation: "The WMD was for the defense of Iraq's sovereignty. Iraq demonstrated this with the use of WMD during the Iraq and Iran War, as Iran had threatened the sovereignty of Iraq. Yet, Iraq did not use WMD during the 1991 Gulf War as its sovereignty was not threatened."

In conclusion: I think you will discover today that reasonable people can certainly disagree about how to value and prioritize these different nuclear-related objectives and reasonable people can (and do) disagree about how best to pursue them. But reasonable people should not ignore the full range of U.S. objectives and narrowly conflate deterrence with security, should continue to search for evidence that supports or weakens their assumptions, and should engage in rigorous dialogues like this to help propel the debate forward.

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Bruce Jones
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The Obama administration's decision to preview its National Security Strategy at West Point highlighted its coverage of security crises from Afghanistan to North Korea. But back-to-back events at Brookings with Hillary Clinton and Samantha Power today showed that the core of the strategy is a deeper argument about the central challenge confronting America -- the increased impact on our economy and security of a new global reality.

For two decades, the United States could take economic and security supremacy for granted. Three things have changed.

First, the global economic boom. Yes, boom -- remember? Before the crash, there were two decades of uninterrupted growth in the global economy, global trade, and global financial activity. The U.S. profited, but so too did China, India and Brazil, which grew into major economic players; so did several others, like Mexico, Indonesia and Turkey, which have emerged as the new middle powers.

Second, the Iraq war. Love or loath U.S. policy in Iraq, it launched us into sustained expenditure of financial and military resources alongside another draining war in Afghanistan. In the minds of the Vulcans, decisive U.S. victory in Iraq was to assert global order by force of -- well, force. The strategy backfired, and rising states from Ankara to Brasilia found few, if any, costs to opposing U.S. strategy in the Middle East -- and domestic political points to be won. The Obama administration is feeling the consequences in its Iran policy.

Third, the global financial crisis. The bust, when it came, reaffirmed the centrality of the U.S. in the short term. But it also showcased the growing weight of the emerging economies, which now lead the global recovery. Before Lehman Brothers collapsed, other big players may have disliked our Middle East policy, but they banked -- figuratively and literally -- on our stewardship of the global financial system. Since then, doubts have crept in, and a new assertiveness to match.

The net result is rising global influence and solidifying regional power for China, India, and Brazil -- and less room for maneuver for the US.

The administration will be criticized in predictable terms from predictable quarters for acknowledging any of this, even in tacit terms: for 'giving ground' to the emerging powers, for 'ceding' American supremacy, for forgetting to carry a big stick while talking softly. But that dog won't hunt. The Bush administration had begun to adapt to these changed realities towards the end of its tenure, and the Obama administration deserves credit for putting the new global realities front and center in its assessment of U.S. national strategy. The core concepts of revitalizing international order, pressing others to take up their responsibilities and working within, not against, multilateral arrangements are the right ones.

The tougher question is, will it work? Skeptics will point to Chinese heel-dragging and Brazilian gallivanting on Iran to say no. Optimists will point to Chinese cooperation on the financial crisis, and everybody's cooperation on Somali piracy and counter-terrorism, to say yes.

The reality is, we don't know. There's a struggle in Beijing between betting on cooperation with the US, and those who seek sharper competition. A pro-U.S. strategy in India has the high ground for now, but divisions remain. The better angels in Brazil's foreign ministry can't quite hold back Lula's dalliance with global populism -- an October election there may tilt the balance.

But we know this much: if the U.S. doesn't try, no one will succeed. None of the emerging powers can underwrite stability, and none that are serious want the job. The emerging powers may not play ball, and if so, we'll be in a lose-lose global game. But only U.S. strategy can pull us into win-win, and the Administration is right to try. Making this point to the American people won't be popular; but reality is reality, and denial does not a strategy make.

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Judith Paulus
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"In terms of geo-politics, the most difficult and most challenging part of the world in this era, particularly in the aftermath of 9/11, is the broader Middle East," said Zalmay Khalilzad, in a 2010 Payne Distinguished Lecture, "The Struggle for the Broader Middle East: Where We Are and Where We Need to Go." A native of Afghanistan, Khalilzad served as U.S. Ambassador to the United Nations, Iraq, and Afghanistan, and as a senior White House, Defense, and State Department Advisor.

Tracing the dynamic interplay of national, regional, and international forces, he set out five major issues likely to shape the future of the region:

  1. The challenge of militant Islam, resulting from an ongoing crisis of civilization within a once powerful, innovative, and dynamic Islamic world.
  2. Regional disputes, including the Arab-Israeli conflict, the Afghanistan-Pakistan border dispute, and ongoing Indian-Pakistani disputes.  Terming the Arab-Israeli conflict an important shaping factor, Khalilzad said that circumstances were not ready for a settlement.  "Israel wants a process without an outcome and the Palestinians want an outcome without a process," he said.
  3. Rivalry for regional hegemony, including the rivalry between Shia and Sunni Islam and Iran's quest to obtain a nuclear weapon.  In the struggle over Iran's nuclear program, he said, is the potential for a wider regional conflict. Israel could attack Iran's facilities, destabilizing the region, and over the long term, a nuclear Iran would threaten Israel and provoke both state and sub-state proliferation.
  4. Broader political and economic development and democratization efforts. The region's population is growing rapidly, but the educational system prepares the young poorly for the modern world and job prospects are limited, creating discontent and the danger of internal instability.
  5. Extra regional factors, including U.S. policy. Setting a July 2011 timeline to withdraw troops from Afghanistan has had unintended consequences, he said, including increased corruption, as people seek to maximize access to resources now. In Iraq, institution building has been effective, the resource base is there for a power-sharing formula, and Iraq can do quite well. The pledge of U.S. troop withdrawals this summer, however, has led Iraqis to think "we are on our way out" and led them to look to regional actors for support, adding to polarization.

The region remains vitally important, he concluded, given the challenges emanating from it.  "A civilization crisis takes a long time to work itself out," he said, "and although the world is affected by it, we can influence it to a degree, but we have to do so without undermining the more moderate and secular forces for the good."

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The Stanford Humanities Center and the Freeman Spogli Institute for International Studies (FSI) are pleased to announce that four international scholars have been chosen to come to Stanford in 2010-11 as part of a jointly sponsored international program entering its second year. Nominated by Stanford departments and research centers, the international scholars will be on campus for four-week residencies. They will have offices at the Humanities Center and will be affiliated with their nominating unit, the Humanities Center, and FSI.

A major purpose of the residencies is to bring high-profile international scholars into the intellectual life of the university, targeting scholars whose research and writing engage with the missions of both the Humanities Center and FSI.

The following four scholars have been selected for the upcoming academic year.

  • Anies Baswedan, currently President of Paramadina University in Jakarta, is a leading intellectual figure in Indonesia. In 2008, the editors of Foreign Policy named him one of the world's "top 100 public intellectuals." As an advisor to the Indonesian government, he is a leading proponent of democracy and transparency in Indonesia, a creative thinker about Islam and democracy, as well as a charismatic leader in the educational field. He was nominated by the Abbasi Program in Islamic Studies.
  • Stephane Dudoignon is a political scientist/senior research fellow at the EHESS in Paris. He is one of the world's leading scholars of Muslim politics and societies from the Caucasus to Central Asia. He is the author of pioneering work on Muslim movements, including the historical study of Sufi networks from the Volga River to China, Muslim intellectuals' debates about gender, and modern Sunni revivalist movements in Eastern Iran. While on campus, he will give lectures on Islam in Eurasia and Iran, among other things. He was nominated by CREEES, the Center for Russian, East European and Eurasian Studies.
  • Monica Quijada is a high-profile public intellectual and historian of Spain and Latin America at the Consejo Superior de Investigaciones Cientificas (CSIC) in Madrid. Her engagement with the UN in Argentina (working with refugees) and her directorship of the investigation carried out in the late 1990s regarding Nazi activities during the Second World War and in post-war Argentina shows her commitment to the public space. She has written extensively on dictatorship, populism, and war and their effect on the public sphere in Argentina and Spain as well as on the relationship between nineteenth-century Latin American states and their indigenous populations. She was nominated by the History Department and the Center for Latin American Studies.
  • Patrick Wolfe is a historian at La Trobe University in Melbourne, Australia. He is a premier historian of settler colonialism, currently working on a comparative transnational history of settler-colonial discourses of race in Australia, Brazil, the United States, and Israel/Palestine. While at Stanford, he will give lectures based on his core work on Australia and also on his forthcoming book Settler Colonialism and the American West, 1865-1904 (Princeton University Press). He was nominated by the Bill Lane Center for the American West.

While at Stanford, the scholars will offer informal seminars and public lectures and will also be available for consultations with interested faculty and students. For additional information, please contact Marie-Pierre Ulloa, mpulloa@stanford.edu.

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