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Lisa Blaydes and Christopher Paik explore the impact the Holy Land Crusaders in Cambridge International Organization, as the most significant forms of military mobilization during the medieval period, had important implications for European state formation. Their findings contribute to a scholarly debate regarding when the essential elements of the modern state first began to appear. Read more here.

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The U.S.-Asia Security Initiative at Stanford’s Shorenstein Asia-Pacific Research Center, in collaboration with the Japan Center for International Exchange, has published a report highlighting the findings from its Inaugural U.S.-Japan Security Workshop, a Track 1.5 dialogue in Tokyo that convened government and military officials from the United States and Japan, as well as scholars and regional experts, in May 2016.

The report, titled “Japan’s Evolving Defense Policy and U.S.-Japan Security Cooperation: Expectations versus Reality,” examines recent changes in Japan’s defense policy and the implications of these revisions on the U.S.-Japan alliance and regional security.

Sections of the report include:

  • American and Japanese Perspectives on the Security Trends in Asia
  • The Impact of the New Security Policy on U.S.-Japan Security Cooperation Efforts
  • Defense Cooperation and Weapons Development & Acquisition
  • Conclusions—Facing the Policy and Operational Challenges Head-On

Rising tensions in Asia underscore a need for expanded security cooperation. The report is offered as a tool to American and Japanese policy researchers and practitioners who seek to study and address the evolving security environment and what the future holds for the alliance.

The report may viewed by clicking here.

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Lisa Griswold
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Speaking at the Shorenstein Asia-Pacific Research Center on Tuesday, U.S. Secretary of the Navy Ray Mabus underscored the importance of partnerships in the Asia-Pacific region and need for an adaptable force to meet the rapidly changing security environment around the world.

Mabus began by recognizing William J. Perry, a Stanford emeritus professor and former U.S. secretary of defense, with a Distinguished Public Service Award for his exceptional record of public service and collaboration on alternative energy initiatives, and set the stage for a conversation on innovation in the Navy and Marine Corps.

Throughout his remarks, Mabus highlighted the challenges of preparing for today’s security landscape and offered examples of how the Navy engages them.

The Navy must not be complacent in its ways, he said, especially in a context of eroding trust in multilateral institutions, unpredictable threats, and increasing competition for resources as sea levels rise.

“You’re not going to be able to tell what those next threats are. You never will. But what you can do is make sure that whatever they are you can respond,” he said. “You’ve got to be flexible.”

Mabus, who has led the Navy administration for the past seven years, said four “Ps” – people, platforms, power and partnerships – have guided his approach to improve force capabilities and rapid-response time.

Reviewing his own record as secretary, he cited updates to policies that extend family leave time, boost diversity in the force, and explore alternative energy sources for Navy aircraft and ships, including the earlier launch of the “Great Green Fleet,” a carrier strike group that uses biofuels.

Partnerships in Asia

Implementing the U.S. rebalance to Asia strategy has been a focus of the Navy’s interaction in the region.

“We’re doing it diplomatically, we’re doing it economically, we’re doing it in every region that we as a government are active in,” said Mabus, who formerly served as U.S. ambassador to Saudi Arabia and governor of Mississippi.

Sixty percent of the United States naval presence is located in the Asia-Pacific region and it is poised toward growth, Mabus said. Three more guided missile destroyers will be stationed in Japan and be "on station when North Korea launches one of its missiles," he said.

“If something does happen, if a crisis does erupt, we’re already there,” Mabus said, emphasizing the importance of force readiness.

Responding to crises effectively, however, requires an awareness and interoperability between many countries, he said. To practice and prepare, around 500 naval exercises occur between the United States and other countries each year, including Malabar, a trilateral exercise between India, Japan and the United States, and the biannual 27-nation Rim of the Pacific “RIMPAC” exercise, which China joined last year.

South China Sea issues

Answering a question from the audience about fortifications being built by China on land features in the South China Sea, Mabus said, “We don’t think any one country should try and change the status quo.”

Mabus reaffirmed the United States’ commitment to both sail and fly over the land features in accordance with international law. The American naval presence in the region has been there for 70 years and will remain steadfast, he said.

He noted the importance of upholding international law and warned of the dangers of setting a precedent of reinterpreting the U.N. Convention on the Law of the Sea regarding the South China Sea, attempting to do so would have “a really dramatic impact, not just there, but around the world."

A main goal for the U.S. Navy is to continue engagement between China and the United States, he said. The two countries already collaborate on a number of bilateral measures, such as scheduled passing exercises and visits by the navies to each other’s ports of call.

“What we want China to do is to assume the responsibilities of a naval power, to work with us, and to make sure that freedom of navigation is ensured.”

Gi-Wook Shin, a Stanford professor of sociology and director of Shorenstein APARC, concluded the event by thanking Mabus, and recognized the secretary’s friendship with the late Walter H. Shorenstein, after whom the center was named.

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Abstract: New defense technologies raise complex questions about states’ abilities to project force, consequences for civilian casualties, and reactions by foreign leaders and publics. Yet many technologies become normalized and legitimated, whereas others are banned. This paper seeks to account for the failure of strong anti-submarine norms to emerge after World War I, in the process legitimizing submarines as a weapon in World War II and beyond. In the First World War, Germany’s submarine commerce warfare was a major point of contention between the great powers, which sought to strategically deploy and manipulate rules and norms of warfare in response to this new technology. However, despite widespread condemnation of Germany’s “barbaric” practices and calls by Great Britain to abolish the weapon entirely, postwar conferences failed to prohibit or effectively regulate submarine warfare. Rather, the submarine has become an accepted defense technology. I argue that Germany demonstrated the utility of submarines as an offensive weapon and the limits of applying existing rules to their use during the war, with consequences for norm creation and cooperation after the war. The paper suggests lessons for current policy debates, as well as insights into the political processes behind the development of norms of war.

About the Speaker: Dr. Jennifer L. Erickson is a MacArthur Nuclear Security Fellow at the Center for International Security and Cooperation at Stanford University. She is also an Associate Professor of Political Science and International Studies at Boston College (on sabbatical in 2016-2017). Her current research project deals with new defense technologies and the creation of laws and norms of war, examining cases on World War I, nuclear weapons after World War II, and new weapons in the contemporary era. Her book, Dangerous Trade: Conventional Arms Exports, Human Rights, and International Reputation (Columbia UP 2015), explains states’ commitment to and compliance with new humanitarian arms trade norms, articulated in the UN Arms Trade Treaty and related multilateral initiatives. She has additional ongoing research projects dealing with sanctions and arms embargoes.

Previously, Dr. Erickson was a Postdoctoral Fellow in the John Sloan Dickey Center for International Understanding at Dartmouth College. She has also been a research fellow at the Stiftung Wissenschaft und Politik (SWP) and the Wissenchaftszentrum (WZB) in Berlin and a faculty affiliate at the Institute for Quantitative Social Science at Harvard University. She has a B.A. in Political Science from St. Olaf College and a Ph.D. in Government from Cornell University.

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Jennifer Erickson MacArthur Nuclear Security Fellow CISAC
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North Korea conducted its fifth nuclear test in the wake of the G20 summit earlier this month. The United States immediately condemned North Korea’s behavior in a statement delivered by the White House, and a few days later, flew a set of bombers near the U.S. military base in Osan, South Korea.

Writing for Toyo KeizaiDaniel Sneider, associate director for research at the Shorenstein Asia-Pacific Research Center, said a consistent strategic and military reasoning drives the North Korean regime’s decision to test nuclear missiles. His analysis piece can be viewed in English and Japanese.

Sneider also spoke with Slate about how the next U.S. administration could respond, suggesting that a deployment of additional nuclear-capable aircraft at U.S. bases in Asia would send a strong signal to Pyongyang. The Slate article is available at this link.

South Korea has been seeking stronger international sanctions against North Korea since the test. As the country’s biggest trading partner, China is considered an important actor in the ability to influence North Korea. In the Korea Times, Sneider said a way to motivate China to augment their role in sanctions against North Korea is to remind Beijing that a continuation of North Korea's nuclear program would only lead to greater scale and capability of American military presence in the region. The Korea Times article is available at this link.

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Accidental State

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The existence of two Chinese states—one controlling mainland China, the other controlling the island of Taiwan—is often understood as a seemingly inevitable outcome of the Chinese civil war. Defeated by Mao Zedong, Chiang Kai-shek’s Nationalists fled to Taiwan to establish a rival state, thereby creating the “Two Chinas” dilemma that vexes international diplomacy to this day. Accidental State challenges this conventional narrative to offer a new perspective on the founding of modern Taiwan.

Hsiao-ting Lin marshals extensive research in recently declassified archives to show that the creation of a Taiwanese state in the early 1950s owed more to serendipity than careful geostrategic planning. It was the cumulative outcome of ad hoc half-measures and imperfect compromises, particularly when it came to the Nationalists’ often contentious relationship with the United States.

Taiwan’s political status was fraught from the start. The island had been formally ceded to Japan after the First Sino–Japanese War, and during World War II the Allies promised Chiang that Taiwan would revert to Chinese rule after Japan’s defeat. But as the Chinese civil war turned against the Nationalists, U.S. policymakers reassessed the wisdom of backing Chiang. The idea of placing Taiwan under United Nations trusteeship gained traction. Cold War realities, and the fear of Taiwan falling into Communist hands, led Washington to recalibrate U.S. policy. Yet American support of a Taiwan-based Republic of China remained ambivalent, and Taiwan had to eke out a place for itself in international affairs as a de facto, if not fully sovereign, state.

 

Biography

Hsiao-ting Lin is a research fellow and curator of the East Asia Collection at the Hoover Institution. He holds a BA in political science from National Taiwan University (1994) and an MA in international law and diplomacy from National Chengchi University in Taiwan (1997). He received his DPhil in oriental studies in 2003 from the University of Oxford, where he also held an appointment as tutorial fellow in modern Chinese history. In 2003–4, Lin was a postdoctoral fellow at the Institute of East Asian Studies, University of California at Berkeley. In 2004, he was awarded the Kiriyama Distinguished Fellowship by the Center for the Pacific Rim, University of San Francisco. In 2005–7, he was a visiting fellow at the Hoover Institution, where he participated in Hoover’s Modern China Archives and Special Collections project. In April 2008, Lin was elected a fellow of the Royal Asiatic Society of Great Britain and Ireland for his contributions to the studies of modern China’s history.

Lin’s academic interests include ethnopolitics and minority issues in greater China, border strategies and defenses in modern China, political institutions and the bureaucratic system of the Chinese Nationalist Party (Kuomintang), and US-Taiwan military and political relations during the Cold War. He has published extensively on modern Chinese and Taiwanese politics, history, and ethnic minorities, including Accidental State: Chiang Kai-shek, the United States, and the Making of Taiwan (Harvard University Press, 2016); Modern China’s Ethnic Frontiers: A Journey to the West (Routledge, 2011); Breaking with the Past: The Kuomintang Central Reform Committee on Taiwan, 1950–52 (Hoover Press, 2007); Tibet and Nationalist China’s Frontier: Intrigues and Ethnopolitics, 1928–49 (UBC Press, 2006), nominated as the best study in the humanities at the 2007 International Convention of Asia Scholars; and over a hundred journal articles, book chapters, edited volumes, reviews, opinion pieces, and translations. He is currently at work on a manuscript that reevaluates Taiwan’s relations with China and the United States during the presidency of Harry Truman to that of Jimmy Carter.

 

This event is sponsored by the Taiwan Democracy Project in the Center on Democracy, Development, and the Rule of Law. It is free and open to the public, and lunch will be served. Please RSVP by November 28.

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Taiwan's Democracy Challenged

This discussion will be based on the authors' recently published book, Taiwan's Democracy Challenged: The Chen Shui-bian Years, Lynne Rienner Publishing (2016).

Abstract

At the end of Chen Shui-bian’s two terms as the president of Taiwan, his tenure was widely viewed as a disappointment, if not an outright failure. Today, the Chen years (2000-2008) are remembered mostly for relentless partisan fighting over cross-Strait relations and national identity questions, prolonged political gridlock, and damaging corruption scandals—as an era that challenged, rather than helped consolidate, Taiwan’s young democracy and squandered most of the promise with which it began.

Yet as Taiwan’s Democracy Challenged: The Chen Shui-bian Years documents, this conventional narrative obscures a more complex and more positive story. The chapters here cover the diverse array of ways in which democratic practices were deepened during this period, including the depoliticization of the military and intelligence forces, the ascendance of an independent and professional judicial system, a strengthened commitment to constitutionalism and respect for the rule of law, and the creation of greater space for civil society representatives in the policy-making process. Even the conventional wisdom about unprecedented political polarization during this era is misleading: while elite politics became more divided and acrimonious, mass public opinion on cross-Strait relations and national identity was actually converging.

Not all developments were so positive: strong partisans on both sides of the political divide remained only weakly committed to democratic principles, the reporting of news organizations became more sensationalist and partisan, and the Taiwanese state’s exceptional autonomy from sectoral interests and vaunted capacity for long-term planning deteriorated. But on the whole, the authors argue, these years were not squandered. By the end of the Chen Shui-bian era, Taiwan’s democracy was firmly consolidated. 

 

This event is sponsored by the Taiwan Democracy Project in the Center on Democracy, Development, and the Rule of Law. It is free and open to the public, and lunch will be served. Please RSVP by October 31.

Taiwan's Democracy Challenged presentation slides
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Mosbacher Senior Fellow in Global Democracy at the Freeman Spogli Institute for International Studies
William L. Clayton Senior Fellow at the Hoover Institution
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Larry Diamond is the William L. Clayton Senior Fellow at the Hoover Institution, the Mosbacher Senior Fellow in Global Democracy at the Freeman Spogli Institute for International Studies (FSI), and a Bass University Fellow in Undergraduate Education at Stanford University. He is also professor by courtesy of Political Science and Sociology at Stanford, where he lectures and teaches courses on democracy (including an online course on EdX). At the Hoover Institution, he co-leads the Project on Taiwan in the Indo-Pacific Region and participates in the Project on the U.S., China, and the World. At FSI, he is among the core faculty of the Center on Democracy, Development and the Rule of Law, which he directed for six and a half years. He leads FSI’s Israel Studies Program and is a member of the Program on Arab Reform and Development. He also co-leads the Global Digital Policy Incubator, based at FSI’s Cyber Policy Center. He served for 32 years as founding co-editor of the Journal of Democracy.

Diamond’s research focuses on global trends affecting freedom and democracy and on U.S. and international policies to defend and advance democracy. His book, Ill Winds: Saving Democracy from Russian Rage, Chinese Ambition, and American Complacency, analyzes the challenges confronting liberal democracy in the United States and around the world at this potential “hinge in history,” and offers an agenda for strengthening and defending democracy at home and abroad.  A paperback edition with a new preface was released by Penguin in April 2020. His other books include: In Search of Democracy (2016), The Spirit of Democracy (2008), Developing Democracy: Toward Consolidation (1999), Promoting Democracy in the 1990s (1995), and Class, Ethnicity, and Democracy in Nigeria (1989). He has edited or coedited more than fifty books, including China’s Influence and American Interests (2019, with Orville Schell), Silicon Triangle: The United States, China, Taiwan the Global Semiconductor Security (2023, with James O. Ellis Jr. and Orville Schell), and The Troubling State of India’s Democracy (2024, with Sumit Ganguly and Dinsha Mistree).

During 2002–03, Diamond served as a consultant to the US Agency for International Development (USAID) and was a contributing author of its report, Foreign Aid in the National Interest. He has advised and lectured to universities and think tanks around the world, and to the World Bank, the United Nations, the State Department, and other organizations dealing with governance and development. During the first three months of 2004, Diamond served as a senior adviser on governance to the Coalition Provisional Authority in Baghdad. His 2005 book, Squandered Victory: The American Occupation and the Bungled Effort to Bring Democracy to Iraq, was one of the first books to critically analyze America's postwar engagement in Iraq.

Among Diamond’s other edited books are Democracy in Decline?; Democratization and Authoritarianism in the Arab WorldWill China Democratize?; and Liberation Technology: Social Media and the Struggle for Democracy, all edited with Marc F. Plattner; and Politics and Culture in Contemporary Iran, with Abbas Milani. With Juan J. Linz and Seymour Martin Lipset, he edited the series, Democracy in Developing Countries, which helped to shape a new generation of comparative study of democratic development.

Download full-resolution headshot; photo credit: Rod Searcey.

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With nuclear policy an increasingly serious issue in the world today, a Stanford scholar suggests in a newly published paper that the U.S. presidential candidates explain their viewpoints on these topics to the American people.

The journal article in the Bulletin of Atomic Scientists includes six questions on nuclear terrorism, proliferation, weapons policy and energy developed by Siegfried Hecker, a nuclear scientist and senior fellow at Stanford’s Center for International Security and Cooperation (CISAC) and the Freeman Spogli Institute for International Studies.

Hecker served as a director of the Los Alamos National Laboratory before coming to Stanford. He is a world-renowned expert in plutonium science, global threat reduction and nuclear security. Hecker suggests that journalists and the public ask the candidates for the U.S. presidency the following questions:

• "Do you believe that nuclear terrorism is one of the greatest threats facing the United States, and, if so, what will you do to invigorate international cooperation to prevent it?

• How will you attempt to roll back North Korea’s increasingly threatening and destabilizing nuclear weapon program?

• Will you continue to support the (Iranian nuclear) deal and, if so, how will you work with Iran, quell dissent among our allies in the region, and answer criticism here at home?

• Do you plan to continue building a strategic partnership with India, and, if so, how will you reassure Pakistan that the U.S. insistence on nuclear restraint in South Asia includes not just Pakistan, but India as well?

• Will you continue to push for a reduced role for nuclear weapons in U.S. defense policy? If so, will you promote further nuclear arms reductions and ratification of the Comprehensive Test Ban Treaty? And if Russia and China stay their current course, how will you deal with US nuclear modernization, and how will you reassure America’s allies?

• What are your plans for the domestic nuclear power industry and for the role the United States will play in this sector internationally?"

In his article, Hecker describes the context surrounding many of these questions. For example, he noted that the alarming acceleration of North Korea’s nuclear arsenal in the last six years indicates that the current U.S. policy approach to that country needs to be revisited.

Also, Hecker points out the complexity of the current nuclear arms situation worldwide. Both Russia and China have expanded their nuclear systems and are pursuing a more aggressive foreign policy. On the other hand, every president of the post-Cold War era has reduced U.S. reliance on nuclear weapons for its national security.

 

 

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Stanford nuclear scientist and CISAC senior fellow Siegfried S. Hecker explains in this article in 38 North why North Korea's recent nuclear test is "deeply alarming" and what Washington's possible policy options are going forward. An excerpted passage is below:

 

On September 9, 2016, seismic stations around the world picked up the unmistakable signals of another North Korean underground nuclear test in the vicinity of Punggye-ri. The technical details about the test will be sorted out over the next few weeks, but the political message is already loud and clear: North Korea will continue to expand its dangerous nuclear arsenal so long as Washington stays on its current path.

 

Preliminary indications are that the test registered at 5.2 to 5.3 on the Richter scale, which translates to an explosion yield of approximately 15 to 20 kilotons, possibly twice the magnitude of the largest previous test. It appears to have been conducted in the same network of tunnels as the last three tests, just buried deeper into the mountain. This was the fifth known North Korean nuclear explosion; the second this year, and the third since Kim Jong Un took over the country’s leadership in December 2011. Continue reading

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Abstract: What role do negotiations play in the midst of interstate wars? Extant scholarship has largely treated negotiations as being irrelevant to understanding a conflict's trajectory, or as being a direct reflection of hostilities on the battlefield. Neither view is supported by historical readings or empirical patterns of intra-war diplomacy. I present an alternative view of negotiations as being instrumental. Diplomatic bargaining not only occurs in response to battlefield outcomes, but is also used deceptively by disadvantaged belligerents to stall for time, manage political pressures, and regroup militarily. Using two new daily-level datasets of battles and diplomatic activity, I show that negotiations in post-1945 wars extend conflict when the war initiator has an advantage in fighting, occur in response to lop-sided battle outcomes, dampen the intensity of combat, and are associated with subsequent improvements in the war target's success on the battlefield. This framework of instrumental negotiations shows that the effect of intra-war diplomacy is conditional on the state of hostilities, and has substantial implications on our understanding of war termination and conflict resolution.

About the Speaker: Eric Min is a CISAC Predoctoral Fellow for 2016-2017 and a Ph.D. candidate in political science at Stanford University. His research is focused on interstate diplomacy, information gathering and sharing during crises, and applications of machine learning and text analysis techniques to declassified documents related to conflict and foreign policy. 

His dissertation develops a theory regarding the strategic use of negotiations as a tool of war. Utilizing two new daily-level datasets of battles and diplomatic activity across all interstate wars since 1816, digitized versions of military operations reports and negotiation transcripts from the Korean War, and a series of case studies, he shows that states dynamically weigh costs and benefits with respect to “instrumental” negotiations. His findings demonstrate when, why, and how diplomacy is not only used to settle wars, but also to help win them. These conclusions have substantial implications on academic and policy-making approaches to conflict resolution.  
Eric is a National Science Foundation Graduate Research Fellow. He has also received support from Stanford's Institute for Research in the Social Sciences (IRiSS) and the Center for International Cooperation and Negotiation (SCICN). Eric received his undergraduate degree in International Relations and Spanish/Linguistics at New York University, where he was valedictorian of the College of Arts and Science.

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Eric Min is Assistant Professor of Political Science at UCLA. He is received his Ph.D. in Political Science from Stanford University, where he was the Zukerman Postdoctoral Fellow at the Center for International Security and Cooperation for the 2017-2018 academic year. From 2011-2013 he held the Sakurako and William Fisher Family Graduate Fellowship at Stanford, and from 2013-2017 he held a National Science Foundation Graduate Research Fellowship. His dissertation, entitled “Negotiation in War,” was the recipient of the 2018 Kenneth Waltz Dissertation Prize from American Political Science Association’s International Security Section. His work has won the Midwest Political Science Association’s 2017 Robert H. Durr Award (for best paper applying quantitative methods to a substantive problem), Stanford University’s 2016 Goldsmith Writing Prize, and he won the New York University Roland P. Beattie Award as the 2010 university valedictorian. He is an expert on the application of machine learning, text, and statistical methods to the analysis of interstate war, diplomacy, and conflict management.

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