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From 31 January through 1 February 2018, Stanford University’s U.S.-Asia Security Initiative (USASI) and the Sasakawa Peace Foundation (SPF), gathered in Tokyo representatives from the government, defense, and academic sectors of the United States and Japan for the second workshop of the U.S.-Japan Security and Defense Dialogue Series. The purpose of the workshop was to facilitate frank discussions between academic scholars, subject matter experts, government officials, and military leaders on the current strategic and operational security challenges to the U.S.-Japan security alliance. The goal of the dialogue was to establish a common understanding of the problems facing the U.S.-Japan security alliance and to develop actionable policy recommendations aimed at addressing these issues.

This conference report provides an executive summary, policy recommendations, and a summary of the workshop sessions and findings. More information about USASI is available here.

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On May 23, Stanford students enrolled in Technology and Security (MS&E 193/293) met with General James M. Holmes. General Holmes delivered delivered gave a talk, "Applying Technology--the Military Perspective," and engaged students in a Q&A session afterwards. The interisciplinary course explores the relation between technology, war, and national security policy from early history to modern day, focusing on current U.S. national security challenges and the role that technology plays in shaping our understanding and response to these challenges.

 

img 4445 General James M. Holmes

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We have long understood the Industrial Revolution as a triumphant story of innovation and technology. Empire of Guns, a rich and ambitious new book by award-winning historian Priya Satia, upends this conventional wisdom by placing war and Britain's prosperous gun trade at the heart of the Industrial Revolution and the state's imperial expansion.

Satia brings to life this bustling industrial society with the story of a scandal: Samuel Galton of Birmingham, one of Britain's most prominent gunmakers, has been condemned by his fellow Quakers, who argue that his profession violates the society's pacifist principles. In his fervent self-defense, Galton argues that the state's heavy reliance on industry for all of its war needs means that every member of the British industrial economy is implicated in Britain's near-constant state of war.

Empire of Guns uses the story of Galton and the gun trade, from Birmingham to the outermost edges of the British empire, to illuminate the nation's emergence as a global superpower, the roots of the state's role in economic development, and the origins of our era's debates about gun control and the "military-industrial complex" -- that thorny partnership of government, the economy, and the military. Through Satia's eyes, we acquire a radically new understanding of this critical historical moment and all that followed from it.

Sweeping in its scope and entirely original in its approach, Empire of Guns is a masterful new work of history -- a rigorous historical argument with a human story at its heart.

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Evolving drone technology will enable countries to make low-cost but highly credible threats against states and groups that do not possess drones, Stanford political scientist Amy Zegart found in new research.

Could the mere threat of using an armed drone ever coerce an enemy to change their behavior – without attacking them?

Yes, says Stanford political scientist Amy Zegart, who argues in a new research paper that countries that simply possess deadly, armed drones could change an adversary’s behavior without even striking them. Zegart is the Davies Family Senior Fellow at the Hoover Institution and co-director of Stanford’s Center for International Security and Cooperation.

“Armed drones are likely to offer coercion ‘windows of opportunity’ in at least one important circumstance: states that have armed drones confronting states that do not,” she said. “As wars grow longer and less conclusive, armed drones enable states to sustain combat operations, making threats to ‘stay the course’ more believable.”

Zegart believes that drone technology is becoming a more effective instrument to change a state’s behavior than yesteryear’s more costly option of using ground troops or large-scale military movements in war or conflict.

“Drones may be turning deterrence theory on its head,” said Zegart, referring to the cost-benefit calculation a potential aggressor makes when assessing an attack.

Zegart’s focus is on next-generation drones, which are essentially unmanned fighter jets and are currently in development. She is not examining the use of existing drones like quadcopters and Reaper and Predator unmanned aerial vehicles.

 

Foreign military officers surveyed

Zegart’s research is based on surveys of 259 foreign military officers conducted between 2015 and 2017. Participants were highly experienced foreign military officers who were attending classes at the National Defense University and Naval War College.

A drone is an unmanned aircraft that can be piloted remotely to deliver a lethal payload to a specific target.

Today, Zegart said, many scholars are studying whether drone proliferation across the world could change the future of warfare.

“But even here the focus has been the implications for the use of force, not the threat of force,” she said.

 

New drones are more lethal than ever, offering greater speeds, ranges, stealth and agility, according to Zegart. The U.S. is ahead, but not alone, in using drones. Nine countries have already used armed drones in combat, and at least 20 more are developing lethal drone programs – including Russia and China.

“It is time for a rethink” about drones, Zegart said. Technological advances will soon enable drones to function in hostile environments better than ever before.

“Drones offer three unique coercion advantages that theorists did not foresee: sustainability in long duration conflicts; certainty of precision punishment, which can change the psychology of adversaries; and changes in the relative costs of war,” she said.

Threats involving a high cost may be actually less credible than assumed, said Zegart. Her findings challenge the belief of “cost signals,” a military strategy where a country threatens another with a high-cost option, such as ground troops, which is intended to show resolve.

Drones may actually signal a nation’s resolve more effectively because – as a low-cost option – they can be part of an enduring offensive campaign against an enemy.

“The advent of armed drones suggests that costly signals may no longer be the best or only path to threat credibility,” she said. As wars grow longer and less conclusive, a particular country’s test of resolve becomes “more about sustaining than initiating action.”

“In situations where a coercing state has armed drones but a target state does not, drones make it possible to implement threats in ways that impose vanishingly low costs on the coercer but disproportionately high costs on the target,” Zegart said.

 

Combat, coercion

Zegart said that throughout history, whenever a new military technology emerges, adversaries have basically faced two choices – either concede or innovate to overcome the other side’s advantage.

 

“There is no reason to expect drones will be any different. The more that drones are used for combat and coercion, the more likely it will be that others will develop drone countermeasures,” she said.

New weapons often evolve technologically before “game-changing ideas” occur about how to use them, Zegart added. This was true of submarines before World War I, tanks after World War I, airplanes (which originally replaced surveillance balloons and were not used to drop bombs until 1911), and nuclear weapons during the Cold War.

“While physicists in the Manhattan Project developed the first atom bomb in just three years, it took much longer to develop the conceptual underpinnings of deterrence that kept the Cold War cold,” she said.

Drones raise important questions about the role of machines in decision-making during conflict, Zegart said. For example, much has been debated and written about the ethical and legal issues raised by U.S. drone strikes, the usefulness of drone operations against terrorist groups and whether the Pentagon or CIA should control and operate the drones.

Such questions are likely to grow more “numerous and knotty” as drones and other technologies evolve, she said.

 

Media Contacts

Amy Zegart, Hoover Institution and Center for International Security and Cooperation: zegart@stanford.edu

Clifton B. Parker, Hoover Institution: (650) 498-5205, cbparker@stanford.edu

 

 

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Book cover of "Peace on a Knife's Edge" showing South Korean president Roh Moo-hyun alongside George W. Bush and Kim Jong-il

Lee Jong-Seok served as vice-secretary of South Korea’s National Security Council and as its unification minister under the Roh Moo-Hyun administration (2003–08). After Roh’s tragic death in 2009, Lee resolved to present a record of the so-called participatory government’s achievements and failures in the realm of unification, foreign affairs, and national security.

Peace on a Knife’s Edge is the translation of Lee’s 2014 account of Roh’s efforts to bring peace to the Korean Peninsula in the face of opposition at home from conservative forces and abroad from the Bush administration’s hard stances of “tailored containment” and its declaration of the North as part of the “axis of evil.” Lee’s narrative will give American readers rare insights into critical moments of Roh’s incumbency, including the tumultuous Six-Party Talks; the delicate process of negotiating the relocation and reduction of United States Forces Korea; Roh’s pursuit of South Korea’s “autonomous defense”; conflicts with Japan over history issues; and the North’s first nuclear weapons test.

Desk, examination, or review copies can be requested through Stanford University Press.

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The Inside Story of Roh Moo-hyun's North Korea Policy

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Abstract: This research investigates why and how regional nuclear powers come to develop specific kind of nuclear delivery systems, especially a submarine-based ballistic missile (SSBN) force. In the second nuclear age, as new nuclear states develop sophisticated delivery systems including SSBNs, understanding the logic and process of their nuclear force development is essential for both regional and international security. The origins and development process of India’s nuclear submarine program suggests that nuclear force development is a historically contingent process. This data-driven research, based on newly declassified archival documents from the Indian archives and extensive oral history interviews, refutes teleological narratives that either argue for technological determinism or the need for projecting nuclear deterrence as the primary causal variables. By situating India’s nuclear submarine program in the organizational routines of its nuclear scientific bureaucracy, bureaucratic politics of its military-scientific complex and the military socialization of the Indian Navy, this research explains India’s most secretive military-scientific programs. This comprehensive empirical research, currently based on a single case study, also addresses an important theoretical question in the field of international security studies: why states develop specific kinds of weapon systems, including those for nuclear weapons delivery?  

Speaker bio: Prior to joining CISAC as a Nuclear Security Postdoctoral Fellow, Yogesh Joshi was an Associate Fellow in the Strategic Studies Program at the Observer Research Foundation, New Delhi. He recently received his PhD from Jawaharlal Nehru University specializing in Indian foreign and security policy. 

At CISAC, Yogesh is finishing a book manuscript on the history of India's nuclear submarine program. His research traces the origins, process and development of India's nuclear submarine program using multi-archival sources and extensive oral history interviews. Yogesh’s data-driven research posits that India’s nuclear submarine program was riddled with shifting motivations, ambivalent rationales and halting progress. Rather than being driven by a single coherent strategic plan, India stumbled upon a submarine-based nuclear deterrent. By situating the nuclear submarine program in India’s Cold War security policy, its nuclear policy, its naval strategy in the Indian Ocean, the bureaucratic politics of its military-scientific complex and its quest for technological prestige, this research is an attempt to understand path-dependency in one of India’s most secretive military-scientific programs. It not only has implications for explaining India's nuclear program and policy but also provides an avenue to explain the process of decision-making behind state's pursuance of specific kinds of nuclear delivery systems. This research is supported by the MacArthur foundation. 

He has held fellowships at George Washington University, King’s College London and Carnegie Endowment for International Peace, Washington DC. His research has appeared or is under review in Asian Security, International History Review, International Affairs, Survival, US Naval War College Review, Comparative Strategy, Harvard Asia Quarterly, India Review, Asia Policy, Journal of Asian Security and International Affairs, War on the Rocks, World Politics Review and The Diplomat. He has co-authored two books: The US ‘Pivot’ and Indian Foreign Policy: Asia's Emerging Balance of Power (Palgrave Macmillan, 2015) and India in Nuclear Asia: Regional Forces, Perceptions and Policies (Orient Blackswan (South Asia), forthcoming 2018; also forthcoming in fall 2018 by Georgetown University Press for the rest of the world). A short introduction on India’s Nuclear Policy was recently commissioned by Oxford University Press and has been accepted for publication in 2018. A monograph titled 'India’s Evolving Nuclear Force and Implications for U.S. Strategy in the Asia-Pacific' was published by the Strategic Studies Institute, US Army War College in 2016. 

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Prior to joining CISAC as a Nuclear Security Postdoctoral Fellow, Yogesh Joshi was an Associate Fellow in the Strategic Studies Program at the Observer Research Foundation, New Delhi. He recently received his PhD from Jawaharlal Nehru University specializing in Indian foreign and security policy. 

At CISAC, Yogesh is finishing a book manuscript on the history of India's nuclear submarine program. His research traces the origins, process, and development of India's nuclear submarine program using multi-archival sources and extensive oral history interviews. Yogesh’s data-driven research posits that India’s nuclear submarine program was riddled with shifting motivations, ambivalent rationales and halting progress. Rather than being driven by a single coherent strategic plan, India stumbled upon a submarine-based nuclear deterrent. By situating the nuclear submarine program in India’s Cold War security policy, its nuclear policy, its naval strategy in the Indian Ocean, the bureaucratic politics of its military-scientific complex and its quest for technological prestige, this research is an attempt to understand path-dependency in one of India’s most secretive military-scientific programs. It not only has implications for explaining India's nuclear program and policy but also provides an avenue to explain the process of decision-making behind state's pursuance of specific kinds of nuclear delivery systems. This research is supported by the Stanton Foundation. 

He has held fellowships at George Washington University, King’s College London and Carnegie Endowment for International Peace, Washington DC. His research has appeared or is forthcoming in Diplomacy and Statecraft, Asian Security, International History Review, International Affairs, Survival, US Naval War College Review, Comparative Strategy, Harvard Asia Quarterly, India Review, Asia Policy, Journal of Asian Security and International Affairs, War on the Rocks, World Politics Review and The Diplomat. He has co-authored two books: The US ‘Pivot’ and Indian Foreign Policy: Asia's Emerging Balance of Power (Basingstoke: Palgrave Macmillan, 2015) and India and Nuclear Asia: Forces, Doctrines and Dangers (Washington DC: Georgetown University Press, 2018).  A short introduction to India’s Nuclear Policy was recently published by Oxford University Press.  

 

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Yogesh Joshi Nuclear Security Postdoctoral Fellow CISAC
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Abstract: What are the causes of change in Russian declaratory nuclear strategy? Three cases of Russian declaratory nuclear strategy, the military doctrines from 1993, 2000 and 2010, demonstrate significant variation in the role nuclear weapons play in Russian national security.

Structural theories of international relations explain this variation as a function of the balance of military power. Perceived nuclear or conventional inferiority vis-a-vis potential adversaries certainly inspires Russian behavior, but Russia chooses to balance in different ways than balance of power theory predicts, depending on available resources and capabilities.
 
A more compelling explanation for strategy variation lies in the politics of strategy formulation in Russia. Russian military actors effectively influence nuclear strategy due to both intellectual and institutional dominance. Civilian actors are less unified in their strategy preferences and less institutionally dominant in strategy formulation over time. Despite increased political control over the military, civilian influence on nuclear strategy outcomes does not seem to increase in Russia.
 
These findings have implications for how we understand the Russian security policy-making environment as well as for the content and context of Russian nuclear strategy and posture.
 
Speaker bio: Kristin Ven Bruusgaard is a Stanton Nuclear Security Predoctoral Fellow at CISAC, and a doctoral candidate at King’s College London. Her research focuses on Russian nuclear strategy and deterrence policy in the post-cold war era. Kristin is currently on leave from the Norwegian Institute for Defence Studies (IFS). She has previously been a senior security policy analyst in the Norwegian Armed Forces, a junior researcher at the Norwegian Defence Research Establishment (FFI), and an intern at the Congressional Research Service (CRS) in Washington, D.C., and at NATO HQ. She holds an MA in Security Studies from Georgetown University, and a BA from Warwick University. Her work has been published in Security Dialogue, U.S. Army War College Quarterly Parameters, Survival and War on the Rocks
Kristin Ven Bruusgaard CISAC
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Abstract: In this talk, I present three findings from an in-depth investigation of the US Drone War in Pakistan from 2004 to 2014. First, I use a panel estimation strategy to show a negative statistical association between the drone war period from 2008 onward and insurgent violence in Pakistan. Second, I use a process tracing approach, drawing on data collected through fieldwork in Pakistan including interviews with members of Al-Qaeda and Pakistan Taliban, to show the drone war period from 2008 to 2014 led to dramatic reduction in the targeted organizations’ operational capabilities, folding of and displacement from bases, managerial challenges like desertions, and political breakdown like splintering and feuds. Third, I use interview-based data to show that the popularly held notion of “drone blowback” – that drone strikes energize recruitment of targeted armed groups - doesn’t find empirical support. I explain these findings by introducing a new concept of Legibility and Speed-of-exploitation System, or L&S in short. L&S varies in the degree of legibility of the population where armed groups are based (legibility, in short) and the speed of exploitation of legibility gains (speed, in short). I argue that the period of the US Drone War which attained high levels of L&S (2008 to 2014) was very disruptive for the targeted groups. The theoretical position and empirical findings challenge the wisdom on importance of winning “hearts-and-minds” of civilians in counterterrorism/counterinsurgency. The findings also have important policy implications for how US policymakers are likely to approach the challenge of managing threats by Al-Qaeda and ISIS from weak states.

Speaker bio: Asfandyar Mir is a Social Science Predoctoral fellow at CISAC and a PhD Candidate in Political Science at the University of Chicago. His research focuses on effectiveness of counterterrorism and counterinsurgency operations. His research draws on quantitative and qualitative microdata collected through field work and archival sources. Some of his research is forthcoming in Security Studies. His commentary has been featured in the Washington Post’s Monkey Cage. 

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Asfandyar Mir is an affiliate with the Center for International Security and Cooperation, Stanford University. Previously he has held predoctoral and postdoctoral fellowships at the center. His research interests are in the international relations of South Asia, US counterterrorism policy, and political violence, with a regional focus on Afghanistan and Pakistan. His research has appeared in peer-reviewed journals of International Relations, such as International Security, International Studies Quarterly and Security Studies, and his commentary has appeared in Foreign Affairs, Foreign Policy, H-Diplo, Lawfare, Modern War Institute, Political Violence at a Glance, Politico, and the Washington Post.

Asfandyar received his PhD in political science from the University of Chicago and a masters and bachelors from Stanford University.

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NBC Bay Area spoke with Shorenstein APARC director Gi-Wook Shin following a press conference held by DPRK foreign minister Ri Yong-Ho on September 25, in which Ri asserted that recent comments by President Donald Trump amounted to a "declaration of war."

The verbal barrage between North Korea and the United States has sharply escalated, with increased U.S. bomber flights near and around North Korea being met by North Korean threats to shoot down such flights, even those outside its borders.

While Shin still holds that the war of words will not turn into war, he is concerned that the escalation of rhetoric is dangerous.

"The South Korean people are really worried about the possibility of a military conflict," noted Shin. He further advised the president to deescalate personal attacks on Kim Jong-un, pointing out that Kim's "god-like" status in North Korea was effectively forcing the DPRK leader to respond to White House threats.

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As the war of words escalates between Donald Trump and North Korean leader Kim Jong-un amid a series of North Korean missile launches and a September 3 nuclear test, Gi-Wook Shin, director of the Shorenstein Asia-Pacific Research Center, expressed concern that what is happening "might be more than an escalation of rhetoric. . . there may be escalation of expectations." Read the news item in the Independent here. In an interview with Deutsche Welle, Shin said "one could argue that the [Trump administration's] contradictory messages fit well with its somewhat paradoxical North Korea policy, 'maximum pressure, maximum engagement.'"

In an appearance on PBS Newshour, Kathleen Stephens, former U.S. ambassador to South Korea and William J. Perry Fellow at Shorenstein APARC's Korea Program, expressed concern that the presidential brinkmanship was undermining diplomatic efforts to deescalate tensions on the Korean Peninsula. Stephens suggested the U.S. President "restrain from twittering" the war of words in a recent interview with Yonhap News.

Yong Suk Lee, deputy director of the Korea Program at the Shorenstein APARC, said "the harsh rhetorics going back and forth between Kim Jong Un and Donald Trump may indeed fuel the probability of military action. And it indeed seems like the hardliners are getting  a stronger voice domestically, not just in the U.S., but also in North Korea. However, the increased tension may actually serve as an opportunity. When the stakes are this high — with the possibility of a nuclear war, and for North Korea, an economy that is just starting to develop — the incentive to strike a deal may be higher." Listen to his interview with KCRW: To the Point here.

 

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