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United Nations Secretary-General Kofi Annan created the High-Level Panel on Threats, Challenges, and Change in September 2003 with SIIS and CISAC senior fellow Stephen J. Stedman as its research director to identify the major global threats and generate new ideas about policies and institutions to enable the U.N. to be effective in the 21st century.

The panel issued a four-part report, A More Secure World: Our Shared Responsibility, in December 2004.

PART ONE: The panel identifies six types of threats of greatest global concern: war between states; violence within states; poverty, infectious disease, and environmental degradation; nuclear, chemical, biological, and radiological weapons; terrorism; and transnational crime. A collective security system must take all member states' threats seriously and deal with them equitably.

PART TWO: In prescribing policies to prevent threats from spreading or worsening, the report emphasizes development as the first line of defense. Combating poverty and infectious disease, the panel argues, will save millions of lives and strengthen states' capacity to deter terrorism, crime, and proliferation of nuclear and biological weapons. The report also urges the U.N. to improve its capacity for preventive diplomacy and mediation and to forge a counterterrorism strategy.

PART THREE: The report reiterates the U.N.'s recognition of states' right to self-defense, but also suggests that the Security Council should consider stepping in more often to exercise its preventive authority. Peacekeeping, peace enforcement, and peace building are vital to global security, and developed nations should do more to transform their armies into units suitable for peace operations. Post-conflict peace building should be a core function of the U.N.

PART FOUR: The report prescribes revitalization of the Security Council and the General Assembly, and creation of a new Peacebuilding Commission. On the Security Council, the report provides two options for achieving reforms: one would appoint new permanent members, and the other would establish new long-term, renewable seats. Neither option creates any new vetoes.

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United Nations
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United Nations High-Level Panel on Threats, Challenges and Change
Stephen J. Stedman
Stephen J. Stedman
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92-1-100958-8

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Senior Fellow at the Freeman Spogli Institute for International Studies
Professor, by courtesy, of Political Science
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MA, PhD

Alberto Diaz-Cayeros joined the FSI faculty in 2013 after serving for five years as the director of the Center for US-Mexico studies at the University of California, San Diego. He earned his Ph.D at Duke University in 1997. He was an assistant professor of political science at Stanford from 2001-2008, before which he served as an assistant professor of political science at the University of California, Los Angeles. Diaz-Cayeros has also served as a researcher at Centro de Investigacion Para el Desarrollo, A.C. in Mexico from 1997-1999. His work has focused on federalism, poverty and violence in Latin America, and Mexico in particular. He has published widely in Spanish and English. His book Federalism, Fiscal Authority and Centralization in Latin America was published by Cambridge University Press in 2007 (reprinted 2016). His latest book (with Federico Estevez and Beatriz Magaloni) is: The Political Logic of Poverty Relief Electoral Strategies and Social Policy in Mexico. His work has primarily focused on federalism, poverty and economic reform in Latin America, and Mexico in particular, with more recent work addressing crime and violence, youth-at-risk, and police professionalization. 

Affiliated faculty at the Center on Democracy, Development and the Rule of Law
Director of the Center for Latin American Studies (2016 - 2023)
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Our DNA contains the most intimate details of who we are -- including secrets even we don't know about ourselves. Should the government have control over our genetic information, when we have not been found guilty of any crime?

Proposition 69 would do just this. Privacy advocates from across the political spectrum have begun to raise red flags about this potential expansion of government power.

Six years ago, California's DNA and Forensic Identification Data Base and Data Bank Act gave the state the authority to collect the genetic material of felons convicted of violent crimes, such as murder, rape and other sexual offenses. The idea was to establish a database like the fingerprint and criminal record information bank that already exists.

California was not alone in incorporating DNA provisions into its penal code -- every state introduced DNA databases for the most serious crimes. But California's version lacked protections guaranteed elsewhere. Many states retained only the DNA "fingerprint" or profile and destroyed the original sample. California not only kept the full genetic information, but it also has steadily expanded the number of qualifying offenses.

Gov. Arnold Schwarzenegger signed a ballot argument in support of Proposition 69 in July. If approved by voters on Nov. 2, it would unleash the government to gather this information to a degree and among unprecedented numbers of people. Proposition 69 extends collection to every felonious offense and, within five years, requires every adult and juvenile in California arrested for -- but not convicted of -- a felony to provide the government with cells containing his or her complete genetic structure.

Proposition 69 does not stop there. It would apply retroactively, empowering the government to seek out individuals previously arrested for a felony but found not guilty, and require them to turn over their DNA.

The extension to all felony arrests means a radical expansion in the number of citizens deprived of control over their genetic material. Felonies range from computer hacking and shoplifting, to writing bad checks and fraudulently procuring services.

The numbers are significant. In his advance release of Crime in California 2003, state Attorney General Bill Lockyer reported in July that there were just over half a million felony arrests -- not convictions -- in the state. Under Proposition 69, all 507,081 would be required to relinquish their genetic material -- even though statistics show that approximately one third of those arrested would have the charges dismissed or be found not guilty in a court of law.

The idea that you could easily retract your DNA from this felony database is fiction. Once an individual is found to be innocent, he or she could apply to have material removed, but the state would not be required to do so. Following the initial hearing, no appeal would be allowed.

Perhaps of greatest concern is the very real possibility of error. A recent Stanford University study showed that even sophisticated laboratories exhibit up to a 3 percent error rate in the handling and coding of genetic material. Of the half a million citizens from whom DNA would be collected annually, 15,000 might have their name associated with the wrong sample. Even if the error rate was significantly less -- 3/10 of a percent -- there would still be 1,500 people associated with the wrong DNA sample. And it would be extremely difficult for citizens to find out about, much less rectify, such mistakes.

Proposition 69 shrouds the system in secrecy. It prevents citizens or the courts from obtaining information about the structure of the data bank or database, or the software program in operation. Simultaneously, it makes information available to private laboratories, third parties assisting with statistical analysis, auditing boards, attorney general offices, local law enforcement and federal DNA databases.

The safeguards against misuse are inadequate. The initiative limits the ceiling of liability and exempts government employees or third parties from further civil or criminal penalties. It fails to protect against the threat of felony arrests as a tool for interrogation or the use of felony charges as a way to collect DNA from particular populations.

Behind the immediate and obvious privacy concerns lie deeper issues: We don't yet know how genetic information can -- or will -- be used. So we don't know the full extent of the rights we will relinquish.

We know that genes provide information about parentage and familial relationships, propensity for particular diseases, and biological vulnerabilities. We don't yet know the link between genes and personality, how to clone individuals, or how genetic structures can be altered once their content is known. When these and other discoveries are made, and efforts are made to take advantage of them, it will be too late.

Even seemingly innocuous information appears different depending on context: Within two days of the attack on Pearl Harbor, the Census Bureau provided the military with a list of the number of Japanese Americans in specific neighborhoods. In less than 90 days, the Army "evacuated" 110,442 citizens from the West Coast. DNA contains far more information than simple ancestry.

Even as science wrestles with the implications of the Human Genome Project, there will be repeated efforts to create a universal database that catalogs our biological inheritance. But every attempt to expand this awesome power should be met with skepticism and careful discussion about the implications of giving up control over the very essence of our being. We need to think hard about where we draw the line. A system that captures innocent citizens' DNA, lacks transparency, and fails to adequately protect the gathered information against future misuse goes too far.

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San Francisco Chronicle
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Laura K. Donohue
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This paper assesses Pan Wei's proposal for a 'consultative rule of law system' for China, finding it a potentially important step along the path of political reform. China urgently needs political reform to deal with the rapidly mounting problems of corruption, abuse of power, financial scandals, rising crime and inequality, and declining legitimacy of the Chinese Communist Party. A rule of law, with an independent judiciary and other autonomous institutions of horizontal accountability, is vital if China is to rein in these problems and deliver better, fairer, more transparent and effective governance. However, Pan Wei's proposed system goes only part of the way toward addressing the deficiencies of governance in China, and is therefore best viewed as a transitional framework. To work, horizontal accountability must be supplemented with and reinforced by vertical account ability, through competitive elections, which give local officials an incentive to serve the public good and enable bad officials to be removed by the people. Ultimately, I argue, China can only achieve adequate and enduring political accountability by moving toward democracy. Among the other issues addressed in the paper are the architecture and appointment of a system of horizontal accountability for China; the role of the Communist Party (or its successor hegemon) in a 'rule of law' system; and the timing and phasing of the transition to a rule of law.

Reprinted in Suisheng Zhao, ed., Debating Political Reform in China: Rule of Law vs. Democratization, 2006.

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Journal of Contemporary China
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Larry Diamond
Larry Diamond
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As the American military extends its stay in postwar Iraq, the risks of political and social friction will rise. Inevitably, there will be clashes; protests erupted in May, for example, when soldiers searching for troublemakers in one town intruded on unveiled women. To keep the occupation of Iraq from ending in bitterness, American officials will have to reach out to residents both economically and politically.

To that end, they might want to consider the long-term occupation of another place where Americans haven't been universally welcomed: Okinawa. This island witnessed the bloodiest battle of World War II, losing a third of its population. The American military administered the island until 1972, when it reverted to Japanese rule. Today, 24,000 American troops are stationed there, and the military occupies one-fifth of the land.

There is a tradition of antimilitarism on the island, fed in part by the horrors of the Battle of Okinawa, and there is an active movement to evict the American troops. Yet most islanders get along well with the service members, and anti-American violence is rare. Three important lessons can be drawn from Okinawa for the American presence in postwar Iraq.

First and most obvious, commanders must do everything possible to stop criminal or just plain disorderly conduct by American personnel. Military officials on Okinawa realized the importance of this when protests arose in 1995 after three servicemen raped a 12-year-old Okinawan girl. The officials responded by establishing intensive educational campaigns that instilled the importance of good community relations in service members and their families. Personnel are now checked for drunkenness as they enter and leave the bases, and unarmed patrols in areas where G.I.'s socialize discourage bad behavior.

These measures appear to be helping: the military says American personnel and their families commit 1 percent of the crimes on the island, even though they are 4 percent of the population. And while protests against the bases continue, tensions have eased considerably since 1995.

While it's vital to discourage crime, it's also important to be seen as an actively beneficial presence. The second lesson of Okinawa is that the United States should try to contribute to the local economy, and to spread its largess.

American bases in Okinawa provide thousands of jobs to locals. The Americans are consumers too, keeping small businesses afloat. The islanders who lease the land for the bases collect above-market rents, and local governments get public works money from Tokyo as a side payment for bearing the "basing burden." That means a critical mass of Okinawans is reluctant to see the American bases disappear. To build goodwill in Iraq, officials should ensure that many different local interests profit from the American presence.

The third lesson is that American officials should establish strong lines of communication with the local authorities, not just with national officials - especially if, as on Okinawa, they represent a distinct ethnic group. To give islanders more of a voice, there is a tripartite committee for Okinawan, American and Japanese officials to discuss base-related matters. In Iraq, community representatives must likewise be included in base negotiations, especially in the Kurdish north and Shiite south.

As part of these efforts, a vigorous volunteer program like the one on Okinawa - involving everything from teaching in local schools to assisting the disabled - can help convince residents that American troops are on their side. Rebuilding security will be the greatest long-term challenge in postwar Iraq. Learning from the United States experience on Okinawa can help ensure the success of the Iraqi occupation, enabling the troops to come home all the more quickly.

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The New York Times
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Alexander Cooley
Kimberley Zisk Marten
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This article analyzes the supply and demand sides in nuclear smuggling, as well as intermediaries between them, based on the 700 illicit trafficking incidents collected by the Stanford Database on Nuclear Smuggling, Theft, and Orphan Radiation Sources (DSTO) for the period 1991 to 2002. The supply side consists of people with access to nuclear and other radioactive material. It can be subdivided into civilian employees at source facilities, ranging from technicians to top managers; military personnel; and security guards. Intermediaries--traffickers and middlemen--can be categorized as amateurs, opportunist businessmen and firms, and organized crime groups. The demand side is represented by proliferating nation states, terrorist organizations, religious sects, separatist movements, and criminal groups or individuals interested in using nuclear and other radioactive material for malevolent purposes, such as murder, deliberate exposure, blackmail, and extortion.

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American Behavioral Scientist
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Lyudmila Zaitseva
Kevin Hand
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This book compares sub-Saharan Africa and the former Soviet Union, two regions beset by the breakdown of states suffering from extreme official corruption, organized crime extending into warlordism, and the disintegration of economic institutions and public institutions for human services. The contributors not only study state breakdown but also compare the consequences of post-communism with those of post-colonialism.

This chapter looks at the processes of state formation in postcolonial Africa and the former Soviet Union and asks whether those processes make African and Eurasian states especially vulnerable to civil war. In particular, we ask whether the experience of Africa's postcolonial states suggests a similar historical trajectory for the new states that emerged in Eurasia at the beginning of the 1990s. We argue that, despite important differences between the two historical experiences, conditions surrounding state formation in Africa and post-Soviet Eurasia have inhibited the formation of stable and legitimate states and have made war more likely.

The chapter beings by outlining three broad explanatory factors that scholars have used in trying to explain civil wars since 1945: ethnicity, nationalism, and globalization. We argue that these explanations neglect what Klaus Gantzel referred to as "the historicity of war," by which he means "the structural dynamics which condition the emergence and behaviour of actors" in any given period (Gantzel 1997, 139). We then suggest that a focus on state formation is helpful in providing the historical context for understanding civil wars. After surveying the experience of state-building in postcolonial Africa and in Eurasia, we conclude with comparisons and contrasts between the regions.

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Woodrow Wilson Center Press, in "Beyond State Crisis: Postcolonial Africa and Post-Soviet Eurasia in Comparative Perspective"
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Stephen J. Stedman
Stephen J. Stedman
David Holloway
David Holloway

Terrorism is a good example of the new security threats that seriously challenge what is still a largely state-centered security system. Many of today's most serious threats are global in scale. The traditional military force is far from adequate to confront these new challenges. It is crucial that the military effort will be coupled with other measures, such as international police cooperation, financial investigation and cooperation and diplomacy. Therefore a crucial task for the international community is to continue improving the civilian preparedness in crisis management. Here the OSCE can plan an important role. The terror attacks of September 11 accelerated the transformation process of the European security system. It had in particular an influence on NATO's role. Even though NATO invoked its Article 5 mutual protection clause the US chose not to act militarily through the alliance.

The purpose of this workshop is to explore the new post-cold war security agenda and to examine future security challenges facing Europe and the wide international system. It will also assess the relevance and utility of different actors and instruments for tacking these new security challenges, and examine options for the future institutional development of European security.

Developments in foreign policies at both sides of the Atlantic may significantly change US-EU security relations in the years ahead. The EU and NATO face new challenges, such as the eastward enlargement of the EU and NATO, and emerging potential threats, such as regional conflicts, terrorism, internationally organized crime, and proliferation of weapons of mass destruction. Crisis management is the paradigm that forms the cornerstone of the operational efforts of NATO and the European Union (EU) has already shifted toward this type of activity. Both members of the EU in the framework of the "Petersberg Tasks" and members of NATO or PfP participate in crisis management, peace-keeping, humanitarian action and peace-making/peace-enforcement operations. The tasks of members of NATO and the EU would be blurred in the field of crisis management.

One of the central points of controversy amongst both academics and policy-makers is the nature and significance of security in the post-cold war world. For much of the cold war period the concept of security was largely defined in militarized terms. The main focus for investigation for both academics and statesmen- and women tended to be the military capabilities required by states to deal with the threats perceived to face them. More recently, however, the idea of security has been broadened to include political, economic, societal and environmental aspects as well as military. Above all, it is necessary for the European Union to develop a broader and more comprehensive approach to security. Future security challenges will not primarily concern territorial defense. While states will continue to pay attention to their territorial defense, other security challenges are likely to demand greater attention in the future. Human rights, environmental degradation, political stability and democracy, social issues, cultural and religious identity and migration are issues which are becoming ever more important for security and conflict prevention.

Though the possibility of a regional war remains, as in the Balkans and in Afghanistan, mass invasion and total war have ceased to be a threat to East or West. Instead, most threats to national security in Europe today are not directly military. They may evolve out of economic problems, ethnic hostility, or insecure and inefficient borders, which allow illegal migration and smuggling. Or they may be related to organized crime and corruption, both of which have an international dimension and undermine the healthy development of democracy and the market economy. Moreover, the proliferation of military or dual technology, including weapons of mass destruction - chemical and biological as well as nuclear - and their means of delivery, and the revolution in information technology present special challenges.

NATO and the EU have responded to Europe's evolving post-cold war order by redefining and expanding their roles and objectives. Despite institutional differences, the activities of NATO and the EU complement each other to strengthen the economic, political, and military dimensions of regional security and stability. Founded as a defensive alliance, NATO has revised its strategic concept to respond to the broader spectrum of the new threats now facing greater Europe - those ranging from traditional cases of cross-border aggression to interethnic conflicts and acts of terrorism. Furthermore, NATO is facilitating the integration and eventual membership of Central and Eastern European nations in the transatlantic security community. The EU has likewise emphasized regional integration as being key to a safe and stable Europe, particularly through the deepening of political and economic ties among current members and through extending EU membership to CEE countries.

Daniel and Nancy Okimoto Conference Room

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Over the several hundred years during which the rules of sovereignty including non-intervention and the exclusion of external authority have been widely understood, state control could never be taken for granted. States could never isolate themselves from the external environment. Globalization and intrusive international norms are old, not new, phenomena. Some aspects of the contemporary environment are uniquethe number of transnational nongovernmental organizations has grown dramatically, international organizations are more prominent; cyber crime could not exist without cyber space. These developments challenge state control. A loss of control can precipitate a crisis of authority, but even a crisis of authority is only a necessary but not a sufficient condition for developing new authority structures. New rules could emerge in an evolutionary way as a result of trial and error by rational but myopic actors. But these arrangements, for instance international policing, are likely to coexist with rather than to supplant conventional sovereign structures. Sovereigntys resilience is, if nothing else, a reflection of its tolerance for alternatives.

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International Political Science Review
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Stephen D. Krasner
Stephen Krasner
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